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[Form 4] Evercore Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Evercore Inc. (EVR) director Gail Harris reported a gift of Class A common stock on Form 4. The filing shows a transaction dated 09/05/2025 in which 33 shares were disposed of as a bona fide gift at a reported price of $0.00. After the transaction, Ms. Harris is recorded as beneficially owning 39,787 shares, held directly. The form was signed by an attorney-in-fact on 09/09/2025. The disclosure reflects a small, non‑compensatory transfer and documents compliance with Section 16 reporting requirements.

Positive
  • Timely disclosure of the transaction under Section 16, filed and signed by attorney‑in‑fact
  • Clear identification of the transaction as a bona fide gift (Code G(1))
Negative
  • Reduction in director's holdings by 33 Class A shares (though small in absolute terms)

Insights

TL;DR: Director reported a minor gift of 33 Evercore Class A shares, leaving ~39.8k shares held directly; immaterial to company fundamentals.

The filing documents a non‑market transaction (code G(1)) indicating a bona fide gift of 33 Class A shares on 09/05/2025 at $0.00. The residual holding of 39,787 shares remains with the director directly. This change is small in absolute terms and does not alter outstanding shares or reported financial metrics. The form fulfills Section 16 disclosure obligations and was signed by an attorney‑in‑fact on 09/09/2025.

TL;DR: Disclosure shows timely reporting of an interpersonal transfer; governance impact is negligible given the tiny size of the gift.

The report uses transaction code G(1) and explicitly states the transfer was a bona fide gift. The director remains a direct beneficial owner of 39,787 shares following the gift. The filing demonstrates compliance with insider reporting rules and preserves public transparency regarding insider holdings. There is no indication of trading for personal gain or use of a Rule 10b5‑1 plan in this filing.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Harris Gail Block

(Last) (First) (Middle)
C/O EVERCORE INC.
55 EAST 52ND STREET

(Street)
NEW YORK NY 10055

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Evercore Inc. [ EVR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/05/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Shares of Class A common stock, par value $0.01 per share 09/05/2025 G(1) 33 D $0.00 39,787 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Ms. Harris has made a bona fide gift of these Evercore Inc. Class A Shares.
/s/ Jason Klurfeld, as Attorney-in-Fact 09/09/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Gail Harris report on Form 4 for EVR?

The filing reports a bona fide gift of 33 Class A shares of Evercore Inc. on 09/05/2025 (transaction code G(1)).

How many Evercore shares does Gail Harris beneficially own after the reported transaction?

After the transaction, Ms. Harris is reported to beneficially own 39,787 shares of Evercore Class A stock, held directly.

Was there any cash consideration reported for the transaction?

No. The Form 4 lists the price as $0.00, consistent with a gift.

When was the Form 4 signed and who signed it?

The form was signed by Jason Klurfeld, as Attorney‑in‑Fact on 09/09/2025.

Does the filing indicate use of a 10b5‑1 trading plan?

No. The filing does not indicate that the transaction was made pursuant to a Rule 10b5‑1 plan.
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