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Azio AI Holdings (EVTV) details merger-linked insider trades

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Azio AI Holdings, Inc.’s Chief Executive Officer, Chris J. Young, reported indirect transactions through Accel Venture III LLC. On July 2, 2026, the LLC received 504,372 common shares and 199,557 shares of Series A Non-Voting Convertible Preferred Stock as merger consideration under an Amended and Restated Agreement and Plan of Merger. On July 14, 2026, it sold 12,302 common shares and 4,867 Series A Preferred shares to Aventric LLC under a Stock Purchase Agreement, leaving indirect holdings of 492,070 common and 194,690 Series A Preferred shares. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

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Insider Young Chris J.
Role Chief Executive Officer
Sold 17,169 shs ($0.00)
Type Security Shares Price Value
Sale Series A Preferred Stock F3, F5, F6 4,867 $0.00 $0.00
Sale Common Stock F3 12,302 $0.00 $0.00
Grant/Award Series A Preferred Stock F2, F4, F5, F6 199,557 $0.00 $0.00
Grant/Award Common Stock F1, F2 504,372 $0.00 $0.00
Holdings After Transaction: Series A Preferred Stock — 394,247 shares (Indirect, By Accel Venture III LLC); Common Stock — 492,070 shares (Indirect, By Accel Venture III LLC)
Footnotes (6)
  1. F1. Received as merger consideration pursuant to the Amended and Restated Agreement and Plan of Merger, dated July 2, 2026 ("Merger Agreement"), by and among the Issuer, EV-AZ Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub 1"), Azio AI, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub 2"), and Azio AI Corporation ("Azio"). The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  2. F2. Under the terms of the Merger Agreement, on July 2, 2026, Merger Sub 1 merged with and into Azio, with Azio surviving the first merger as a wholly owned subsidiary of the Issuer, and immediately following the first merger, Azio merged with and into Merger Sub 2, with Merger Sub 2 surviving the second merger as a wholly owned subsidiary of the Issuer (such mergers, collectively the "Merger"). Upon the closing of the Merger, outstanding shares of common stock of Azio were converted into the right to receive shares of the Issuer's common stock and Series A Non-Voting Convertible Preferred Stock (the "Series A Preferred Stock") in accordance with the Merger Agreement.
  3. F3. The transaction was pursuant to the Stock Purchase Agreement, dated as of July 14, 2026, by and between Accel Venture III LLC ("Seller") and Aventric LLC ("Buyer"). The reporting person is the sole member of the Seller. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  4. F4. Received as merger consideration pursuant to the Merger Agreement. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  5. F5. The Series A Preferred Stock will become convertible into 100 shares of common stock of the Issuer upon stockholder approval.
  6. F6. The Series A Preferred Stock is perpetual and therefore has no expiration date.
Common shares acquired 504,372 shares Indirect common stock received by Accel Venture III LLC on July 2, 2026 as merger consideration
Series A Preferred shares acquired 199,557 shares Indirect Series A Non-Voting Convertible Preferred Stock received on July 2, 2026 as merger consideration
Common shares sold 12,302 shares Indirect common stock sold on July 14, 2026 by Accel Venture III LLC to Aventric LLC
Series A Preferred shares sold 4,867 shares Indirect Series A Preferred Stock sold on July 14, 2026 to Aventric LLC
Common shares held after transactions 492,070 shares Indirect common stock holdings of Accel Venture III LLC following July 14, 2026 sales
Series A Preferred held after transactions 194,690 shares Indirect Series A Preferred Stock holdings after July 14, 2026 sales
Conversion ratio 100 shares of common stock Each Series A Preferred share will become convertible into 100 common shares upon stockholder approval
Series A Non-Voting Convertible Preferred Stock financial
"shares of Series A Non-Voting Convertible Preferred Stock received as merger consideration"
Series A non-voting convertible preferred stock is an early-round ownership share that gives holders priority over common shareholders for payouts and protections, but does not grant voting control. It can be exchanged later for common shares—like a coupon that can be turned into regular stock—allowing investors to share in upside while limiting immediate influence on company decisions; this affects potential returns, dilution for other shareholders, and the balance of control in future financing or sale events.
Amended and Restated Agreement and Plan of Merger regulatory
"pursuant to the Amended and Restated Agreement and Plan of Merger, dated July 2, 2026"
Stock Purchase Agreement regulatory
"The transaction was pursuant to the Stock Purchase Agreement, dated as of July 14, 2026"
A stock purchase agreement is a legal contract that sets the terms for buying or selling shares, specifying the price, number of shares, how payment is made, and any conditions or promises each side must meet. It matters to investors because it defines who owns what, when ownership changes, and what protections or obligations attach to the deal—think of it as a detailed receipt plus the house rules that determine the financial risks and benefits of the transaction.
pecuniary interest financial
"disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest"
wholly owned subsidiary other
"Azio surviving the first merger as a wholly owned subsidiary of the Issuer"
A wholly owned subsidiary is a company whose entire ownership is held by another company (the parent), so the parent controls decisions, operations, and finances. Think of it as a fully controlled branch that runs as its own legal entity but whose results flow straight into the parent’s financial statements; investors watch these structures because they affect consolidated revenue, risk exposure, and how profits, liabilities, and cash flow are allocated across the corporate group.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider share movements did Azio AI (EVTV) report for CEO Chris J. Young?

Chris J. Young reported indirect activity through Accel Venture III LLC, receiving 504,372 common and 199,557 Series A Preferred shares as merger consideration, then selling 12,302 common and 4,867 Series A Preferred shares to Aventric LLC while retaining substantial indirect holdings.

How many Azio AI (EVTV) common shares does Chris J. Young indirectly hold after these transactions?

After the reported transactions, an entity associated with Chris J. Young, Accel Venture III LLC, holds 492,070 shares of Azio AI common stock indirectly. Young disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in the entity.

What is the Series A Preferred Stock reported for Azio AI (EVTV) and how is it structured?

The filing reports Series A Non-Voting Convertible Preferred Stock, with 194,690 shares held indirectly after the transactions. Each share will become convertible into 100 common shares upon stockholder approval, and the Series A Preferred Stock is described as perpetual, with no expiration date.

Were the Azio AI (EVTV) share acquisitions by Accel Venture III LLC open-market purchases?

No. The reported acquisitions on July 2, 2026 were received as merger consideration under an Amended and Restated Agreement and Plan of Merger, rather than through open-market purchases, and involve both common stock and Series A Non-Voting Convertible Preferred Stock.

Who bought the Azio AI (EVTV) shares sold on July 14, 2026?

According to the disclosure, Accel Venture III LLC sold 12,302 common shares and 4,867 Series A Preferred shares to Aventric LLC under a Stock Purchase Agreement dated July 14, 2026. The reporting person is the sole member of the selling entity.

How are the Azio AI (EVTV) merger transactions involving Chris J. Young structured?

The transactions stem from a Merger Agreement under which Azio AI Corporation merged into issuer subsidiaries. Outstanding Azio common shares were converted into rights to receive issuer common and Series A Preferred stock, which Accel Venture III LLC received as merger consideration tied to Chris J. Young.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Young Chris J.

(Last)(First)(Middle)
7510 ARDMORE STREET

(Street)
HOUSTON TEXAS 77054

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AZIO AI HOLDINGS, INC. [ AZIO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/02/2026A504,372(1)(2)A$0504,372IBy Accel Venture III LLC
Common Stock07/14/2026S(3)12,302D$0492,070IBy Accel Venture III LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Series A Preferred Stock$007/02/2026A(2)(4)199,557(4)07/02/2026(5) (6)Common Stock199,557(5)$0199,557IBy Accel Venture III LLC
Series A Preferred Stock$007/14/2026S(3)4,86707/14/2026(5) (6)Common Stock4,867$0194,690IBy Accel Venture III LLC
Explanation of Responses:
1. Received as merger consideration pursuant to the Amended and Restated Agreement and Plan of Merger, dated July 2, 2026 ("Merger Agreement"), by and among the Issuer, EV-AZ Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub 1"), Azio AI, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub 2"), and Azio AI Corporation ("Azio"). The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
2. Under the terms of the Merger Agreement, on July 2, 2026, Merger Sub 1 merged with and into Azio, with Azio surviving the first merger as a wholly owned subsidiary of the Issuer, and immediately following the first merger, Azio merged with and into Merger Sub 2, with Merger Sub 2 surviving the second merger as a wholly owned subsidiary of the Issuer (such mergers, collectively the "Merger"). Upon the closing of the Merger, outstanding shares of common stock of Azio were converted into the right to receive shares of the Issuer's common stock and Series A Non-Voting Convertible Preferred Stock (the "Series A Preferred Stock") in accordance with the Merger Agreement.
3. The transaction was pursuant to the Stock Purchase Agreement, dated as of July 14, 2026, by and between Accel Venture III LLC ("Seller") and Aventric LLC ("Buyer"). The reporting person is the sole member of the Seller. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
4. Received as merger consideration pursuant to the Merger Agreement. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
5. The Series A Preferred Stock will become convertible into 100 shares of common stock of the Issuer upon stockholder approval.
6. The Series A Preferred Stock is perpetual and therefore has no expiration date.
Chris J. Young07/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)