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Edwards Lifesciences (NYSE: EW) exec nets 13,457 shares, 7,469 withheld

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Edwards Lifesciences Corp executive Donald E. Bobo Jr., CVP, Strategy/Corporate Development, reported the vesting and exercise of performance-based restricted stock units into 13,457 shares of common stock on May 11, 2026, after the board’s Compensation and Governance Committee certified 167.70% of the target award for vesting as of that date.

To satisfy related tax liability, 7,469 shares of common stock were withheld at $79.96 per share. Following these equity compensation transactions, he directly holds 32,766.2532 shares of Edwards Lifesciences common stock, alongside indirect holdings of 38,969.5756 shares in a 401(k) plan and 121,756 shares held by a trust.

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Insider BOBO DONALD E JR
Role CVP,Strategy/Corp Development
Type Security Shares Price Value
Exercise Performance Rights 13,457 $0.00 $0.00
Exercise Common Stock 13,457 $0.00 $0.00
Exercise Price or Tax Liability Common Stock 7,469 $79.96 $597K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Performance Rights — 0 shares (Direct); Common Stock — 32,766.2532 shares (Direct); Common Stock — 38,969.5756 shares (Indirect, 401(k)); Common Stock — 121,756 shares (Indirect, By Trust)
Footnotes (2)
  1. F1. On May 11, 2023, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 6, 2026, the Compensation and Governance Committee of the Board of Directors determined that 167.70% of the target number of shares would vest as of May 11, 2026, and the actual number of shares vested are reflected on this Form 4.
  2. F2. These Performance Rights expire on May 10, 2030.
Shares acquired from performance rights 13,457 shares Common stock received on May 11, 2026 upon exercise of performance-based units
Shares withheld for taxes 7,469 shares Common shares withheld at $79.96 per share in a tax-withholding disposition on May 11, 2026
Tax withholding price $79.96 per share Per-share value used for the 7,469-share tax-withholding transaction
Direct common stock holdings 32,766.2532 shares Direct Edwards Lifesciences common stock position after the reported transactions
Indirect 401(k) holdings 38,969.5756 shares Edwards Lifesciences common stock held indirectly through a 401(k) plan as of May 11, 2026
Indirect trust holdings 121,756 shares Edwards Lifesciences common stock held indirectly by a trust as of May 11, 2026
Performance award vesting percentage 167.70% of target shares Vesting level approved by the Compensation and Governance Committee for the May 11, 2023 grant
Performance rights expiration May 10, 2030 Expiration date stated for the Performance Rights linked to the vested units
Performance Rights financial
"These Performance Rights expire on May 10, 2030."
Performance rights are conditional awards that give employees or executives the promise of receiving company shares or cash only if the business meets specific targets or survives for a set period. They work like a bonus you only get when certain goals are hit, so they matter to investors because they can increase the number of shares outstanding (dilution), signal management’s incentives and confidence in future results, and affect per-share earnings and valuation.
restricted stock units financial
"shares covered by restricted stock units with performance-based vesting requirements"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
performance-based vesting requirements financial
"restricted stock units with performance-based vesting requirements over a three-year performance period"
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
401(k) financial
"nature_of_ownership": "401(k)""
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.

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FAQ

What did Donald E. Bobo Jr. report in Edwards Lifesciences (EW) Form 4?

Donald E. Bobo Jr. reported the vesting and exercise of performance-based units into 13,457 common shares on May 11, 2026. The Compensation and Governance Committee approved vesting at 167.70% of the target award for a three-year performance period.

How many Edwards Lifesciences (EW) shares does Donald E. Bobo Jr. now hold?

After the reported transactions, Donald E. Bobo Jr. directly holds 32,766.2532 common shares. He also has indirect holdings of 38,969.5756 shares through a 401(k) plan and 121,756 shares held by a trust associated with him.

What performance conditions applied to the Edwards Lifesciences (EW) award?

The award consisted of restricted stock units with performance-based vesting requirements over a three-year period starting May 11, 2023. On May 6, 2026, the board committee determined that 167.70% of the target number of shares would vest as of May 11, 2026.

Were any derivative securities exercised or canceled in the EW Form 4?

Yes. Performance Rights covering 13,457 underlying common shares were exercised or converted on May 11, 2026, resulting in common stock delivery and the derivative position going to zero for that award as reflected in the filing’s transaction details.

When do the Edwards Lifesciences (EW) Performance Rights mentioned in the filing expire?

The Performance Rights associated with this equity award are stated to expire on May 10, 2030. The vested portion, equal to 167.70% of the target shares, converted into 13,457 common shares as of the May 11, 2026 vesting date.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BOBO DONALD E JR

(Last)(First)(Middle)
ONE EDWARDS WAY

(Street)
IRVINE CALIFORNIA 92614

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Edwards Lifesciences Corp [ EW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CVP,Strategy/Corp Development
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/11/2026M13,457(1)A$0(1)40,235.2532D
Common Stock05/11/2026F7,469D$79.9632,766.2532D
Common Stock38,969.5756I401(k)
Common Stock121,756IBy Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Rights(1)05/11/2026M13,45705/11/2026 (2)Common Stock13,457$0.00000.0000D
Explanation of Responses:
1. On May 11, 2023, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 6, 2026, the Compensation and Governance Committee of the Board of Directors determined that 167.70% of the target number of shares would vest as of May 11, 2026, and the actual number of shares vested are reflected on this Form 4.
2. These Performance Rights expire on May 10, 2030.
Remarks:
This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person.
Linda J. Park, Attorney-in-Fact05/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)