[144] East-West Bancorp Inc SEC Filing

Rhea-AI Filing Summary

Form 144 notice for East-West Bancorp, Inc. (EWBC) shows a proposed sale of 6,550 common shares through Morgan Stanley Smith Barney LLC on the NASDAQ, with an aggregate market value of $697,359.51. The filing reports the shares were originally received as restricted stock in multiple grants between 02/16/2021 and 03/06/2022. Total shares outstanding reported are 137,821,766, and the filer indicates no securities sold in the past three months. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information.

Insights

Financial Analyst

TL;DR: Insider plans to sell a small block of restricted shares worth ~$697k; immaterial to cap structure.

The proposed sale of 6,550 shares represents approximately 0.0048% of the reported 137.8 million shares outstanding, indicating the transaction is numerically immaterial to East-West Bancorp's market capitalization and share count. The shares originated as restricted stock grants between 2021 and 2022, consistent with typical executive/employee compensation vesting and subsequent disposition. No other sales in the past three months are reported, and the sale is routed through a major broker, which is routine for Rule 144 dispositions.

Corporate Governance Expert

TL;DR: Disclosure follows Rule 144 mechanics; representation of no undisclosed material information is included.

The filing includes the required certification that the seller is unaware of material nonpublic information and lists the acquisition nature as restricted stock across multiple grant dates. Use of a broker and disclosure of acquisition dates and amounts aligns with compliance expectations for Rule 144 notices. Given the small size relative to outstanding shares and the absence of recent sales, this filing appears procedural rather than indicative of a governance or insider-information concern.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6550	697359.51	137821766	08/27/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/16/2021	Restricted Stock	Issuer			17	02/16/2021	Not Applicable
Common	02/04/2022	Restricted Stock	Issuer			23	02/04/2022	Not Applicable
Common	03/06/2022	Restricted Stock	Issuer			3645	03/06/2022	Not Applicable
Common	03/08/2021	Restricted Stock	Issuer			2865	03/08/2021	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the EWBC Form 144 disclose?

The notice discloses a proposed sale of 6,550 common shares via Morgan Stanley Smith Barney on the NASDAQ with an aggregate value of $697,359.51.

How many shares of EWBC are outstanding per the filing?

The filing reports 137,821,766 shares outstanding for the issuer.

Were the EWBC shares being sold originally purchased or received as compensation?

The shares were received as restricted stock grants on dates between 02/16/2021 and 03/06/2022.

Does the filer report any EWBC sales in the past three months?

The filing states "Nothing to Report" for securities sold during the past three months.

Is the proposed EWBC sale material to shareholders?

Based on reported figures, the 6,550-share sale represents about 0.0048% of outstanding shares, which is not material to the companys capitalization.