Welcome to our dedicated page for DigiAsia SEC filings (Ticker: FAAS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The DigiAsia Corp (FAAS) SEC filings page brings together the company’s official disclosures as a foreign private issuer, including its reports on Form 6-K and its Form 25 related to Nasdaq listing status. These documents provide structured insight into DigiAsia’s regulatory history, capital markets activity, auditor changes, and corporate decisions affecting shareholders and the FAAS ticker.
Among the most significant filings is the Form 25 dated September 22, 2025, in which DigiAsia Corp certified the voluntary removal of its ordinary shares and warrants from listing and registration on the Nasdaq Capital Market under SEC Rule 12d2-2(c). Related Form 6-K reports describe the board’s decision to voluntarily delist, Nasdaq’s acknowledgment of the company’s withdrawal from its appeal, the suspension of trading, and the expected effective date of delisting.
Other Form 6-K filings detail topics such as a notice of delisting or failure to satisfy Nasdaq continued listing standards, including the minimum bid price rule and timely filing requirements, and the company’s stated intention to request a hearing with a Nasdaq Hearings Panel. Additional 6-K reports cover entry into a securities purchase agreement for a convertible promissory note, as well as a change of auditor, noting the appointment of a new independent registered public accounting firm and the dismissal of the prior firm.
On this page, users can access these filings and use AI-powered summaries to interpret complex regulatory language. The platform can highlight key elements in DigiAsia’s 6-Ks and Form 25, such as listing status changes, financing terms, and auditor disclosures, helping readers quickly identify the implications for FAAS shareholders and the company’s public reporting obligations.
DigiAsia Corp. received an amended ownership report from Arena Investors and related entities showing they now report beneficial ownership of 0 ordinary shares, or 0.0% of the class. The filing notes that, following DigiAsia’s Form 25 filed on September 22, 2025, the reporting group no longer owns more than 5% of the company’s ordinary shares.
The reporting persons also certify that the securities were not acquired or held for the purpose of changing or influencing control of DigiAsia, and that they are not participating in any transaction intended to influence control, other than potential activities solely related to director nomination rules.
DigiAsia Corp. reports a change in its independent auditor. EC Barrett, LLC resigned as the company’s auditor on October 15, 2025 after determining that scope limitations during its audit prevented it from obtaining sufficient appropriate audit evidence to complete the engagement in accordance with generally accepted auditing standards. On November 15, 2025, after approval by the Board of Directors and its Audit Committee, DigiAsia appointed Mercurius & Associates LLP as the new independent registered public accounting firm, with the engagement effective November 26, 2025.
The company states that its decision to appoint Mercurius was not due to any disagreement with EC Barrett on accounting principles, practices, or financial statement disclosure. DigiAsia also notes that it did not consult Mercurius on accounting or auditing matters before the engagement. EC Barrett’s response letter to the U.S. Securities and Exchange Commission is included as an exhibit.
DigiAsia Corp. has filed a Form 25 to remove its ordinary shares and warrants from listing and registration on the Nasdaq Capital Market under Section 12(b) of the Securities Exchange Act of 1934. The filing covers the company’s ordinary shares with a par value of $0.0001 per share and its warrants, each exercisable for one ordinary share at an exercise price of $11.50 per share.
The company states that it has complied with Nasdaq’s rules and the requirements of Rule 12d2‑2(c) governing the voluntary withdrawal of these securities from listing and registration. The notification is signed on behalf of DigiAsia by Chief Executive Officer Prashant Gokarn.
DigiAsia Corp. reports that it has formally withdrawn its appeal of Nasdaq’s prior decision to delist its securities from the Nasdaq Capital Market. The company’s board had already determined that voluntarily delisting from Nasdaq was in the best interests of the company and its shareholders.
The last day of trading for DigiAsia’s securities had been expected to be on or about October 2, 2025, but trading was suspended earlier, on September 19, 2025. The securities are still expected to be officially delisted from the Nasdaq Capital Market on or about October 2, 2025, and Nasdaq has acknowledged the withdrawal and will proceed with the delisting process under its rules. The company also notes that it is evaluating its operations and strategic options, including a potential sale, merger, or going-private transaction, and cautions that forward-looking statements are subject to significant risks and uncertainties.
DigiAsia Corp. has decided to voluntarily remove its common stock and warrants from listing on the Nasdaq Capital Market. The board of directors approved this withdrawal on September 12, 2025, and the company notified Nasdaq of its intention to delist the same day.
The company references a broader strategic review, including the possibility of a sale, merger, or going private, and notes that any expected benefits from going private are forward-looking and subject to significant risks and uncertainties. Further details about the delisting are provided in a press release dated September 12, 2025, which is attached as an exhibit.
DigiAsia Corp. changed its independent auditor, appointing EC Barrett, LLC as its registered public accounting firm after approval by the board and audit committee, and dismissing BDO India LLP effective August 8, 2025. The company states this decision followed a careful evaluation and was not due to any disagreements with BDO on accounting principles, financial statement disclosure, or audit scope or procedures.
BDO’s audit report on StoneBridge Acquisition Corporation for the year ended December 31, 2023 did not contain an adverse or disclaimer of opinion and was not otherwise qualified, but it included an explanatory paragraph about the company’s ability to continue as a going concern. A material weakness in internal control over financial reporting identified in the Form 10-K remained in place during that fiscal year. BDO also issued going concern–emphasis reports for DigiAsia Bios Pte Ltd for 2022 and 2023. BDO has provided a letter to the SEC, filed as Exhibit 16.1, indicating its position on these disclosures.
DigiAsia Corp. received a Schedule 13G/A disclosing that a group of related reporting persons led by Arena Investors, LP beneficially owns 7,238,921 Ordinary Shares, representing 9.99% of the class as of the June 30, 2025 event date. The reported holdings include 50,000 Ordinary Shares and additional Ordinary Shares underlying derivative securities exercisable or convertible within 60 days.
The filing explains the ownership chain: Helena Special Opportunities, LLC directly holds the shares; Arena SPV Manager, LLC manages Helena; Arena Investors, LP is the sole member of the manager; and Arena Investors GP, LLC is the general partner of the adviser. The reporting persons certify the securities were not acquired to change or influence control of the issuer.