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Fortune Brands (FBIN) EVP reports 1,065-share tax-withholding disposition

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Fortune Brands Innovations, Inc. executive Matthew Edward Novak, EVP and Chief Supply Chain, reported a tax-related share disposition. The issuer withheld 1,065 shares of common stock at $52.37 per share to cover withholding taxes due on vested awards. After this transaction, he directly holds 10,850 shares, which include 8,453 restricted stock units that have not yet vested.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Novak Matthew Edward

(Last) (First) (Middle)
FORTUNE BRANDS INNOVATIONS, INC.
1 HORIZON WAY, BUILDING N

(Street)
DEERFIELD IL 60015

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Fortune Brands Innovations, Inc. [ FBIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Supply Chain
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, Par Value $0.01 03/02/2026 F(1) 1,065 D $52.37 10,850(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned following the vesting and settlement of awards, such transaction being exempt under Rule 16b-3(e).
2. Includes a total of 8,453 restricted stock units that have not yet vested.
/s/Angela M. Pla, Attorney in Fact for Matthew Novak 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Fortune Brands (FBIN) executive Matthew Novak report in this Form 4?

Matthew Edward Novak reported a tax-withholding disposition of 1,065 shares of Fortune Brands common stock. The issuer withheld these shares following the vesting and settlement of awards to cover applicable withholding taxes under Rule 16b-3(e).

How many Fortune Brands (FBIN) shares were used for tax withholding and at what price?

A total of 1,065 shares of Fortune Brands common stock were withheld to satisfy tax obligations. The shares were valued at a price of $52.37 per share, reflecting the fair market value used to calculate the withholding amount.

Is the Form 4 transaction by Fortune Brands (FBIN) EVP Novak an open-market sale?

No, the transaction is not an open-market sale. It reflects the issuer’s withholding of shares equal to the tax liability upon vesting of awards, a tax-withholding disposition that is exempt under SEC Rule 16b-3(e).

How many Fortune Brands (FBIN) shares does Matthew Novak hold after this transaction?

After the tax-withholding disposition, Matthew Edward Novak directly holds 10,850 shares of Fortune Brands common stock. This figure includes both vested shares and 8,453 restricted stock units that remain unvested at this time.

What are the unvested restricted stock units reported for Fortune Brands (FBIN) EVP Novak?

Novak’s holdings include 8,453 restricted stock units that have not yet vested. These units represent contingent rights to receive Fortune Brands common stock in the future, subject to vesting conditions specified in the underlying equity award agreements.

What SEC rule applies to this Fortune Brands (FBIN) tax-withholding transaction?

The tax-withholding disposition is described as exempt under SEC Rule 16b-3(e). This rule generally covers transactions where an issuer withholds securities to satisfy tax liabilities arising from the vesting or exercise of equity awards granted to insiders.
Fortune Brands Innovations Inc

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6.53B
118.90M
Building Products & Equipment
Millwood, Veneer, Plywood, & Structural Wood Members
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United States
DEERFIELD