First Trust Senior Floating Rate Fund delists from NYSE

First Trust Senior Floating Rate Income Fund is being removed from listing and registration on the New York Stock Exchange LLC for its Common Shares of Beneficial Interest.

Rhea-AI Filing Summary

First Trust Senior Floating Rate Income Fund is being removed from listing and registration on the New York Stock Exchange LLC for its Common Shares of Beneficial Interest. The action is made under Section 12(b) of the Securities Exchange Act of 1934 using Form 25.

The exchange certifies it has complied with its own rules and the requirements of 17 CFR 240.12d2-2(b), and the fund has complied with exchange rules and 17 CFR 240.12d2-2(c) governing voluntary withdrawal. The notification is signed on behalf of NYSE by an authorized analyst in Market Watch.

Key Figures

Commission File Number: 001-32182 Issuer address ZIP code: 60187 Issuer telephone: 630-765-8000 +1 more

4 metrics

Commission File Number 001-32182 Exchange Act registration file number referenced in the Form 25

Issuer address ZIP code 60187 ZIP code for 120 E. Liberty Drive, Suite 400, Wheaton, Illinois

Issuer telephone 630-765-8000 Telephone number of the issuer’s principal executive offices

Form 25 expiry reference March 31, 2018 Expiration date referenced in the header table of the notification

Key Terms

Form 25, Section 12(b), Common Shares of Beneficial Interest, 17 CFR 240.12d2-2(b), +1 more

5 terms

Form 25 regulatory

"FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION"

A Form 25 is an official filing with the U.S. Securities and Exchange Commission used to remove a company's stock or other security from a national exchange list. Investors should care because delisting often means less visibility, lower trading volume and wider price swings—similar to a product moving from a major supermarket to a small local market, which can make buying, selling and valuing the security more difficult.

Section 12(b) regulatory

"UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934"

Section 12(b) of the U.S. Securities Exchange Act requires securities listed on a national stock exchange to be registered with the U.S. Securities and Exchange Commission (SEC) and to follow regular public reporting and disclosure rules. For investors, a 12(b) listing generally means more routine financial updates, regulatory oversight and easier buying and selling—like a storefront that must display its inventory and prices, making it simpler to inspect and trade the product.

Common Shares of Beneficial Interest financial

"Common Shares of Beneficial Interest (Description of class of securities)"

Common Shares of Beneficial Interest are units that represent ownership in a company or organization, like owning a piece of a pie. They give investors voting rights and a chance to share in profits, making them important for those looking to invest and have a say in how the organization is run.

17 CFR 240.12d2-2(b) regulatory

"Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied"

voluntary withdrawal regulatory

"governing the voluntary withdrawal of the class of securities from listing"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 25 filing mean for FIRST TRUST SENIOR FLOATING RATE INCOME FUND (FCT)?

The Form 25 filing means FCT’s Common Shares of Beneficial Interest are being removed from listing and registration on the New York Stock Exchange LLC under Section 12(b) of the Exchange Act, following compliance with applicable NYSE and SEC rules.

Which securities of FCT are affected by this NYSE delisting action?

The action affects FCT’s Common Shares of Beneficial Interest. These shares are being withdrawn from listing and registration on the New York Stock Exchange, in accordance with 17 CFR 240.12d2-2 provisions cited in the notification.

Who initiated the removal of FCT shares from the NYSE listing?

The New York Stock Exchange LLC filed the Form 25 and certified compliance with 17 CFR 240.12d2-2(b), while the issuer complied with exchange rules and 17 CFR 240.12d2-2(c) for voluntary withdrawal of its common shares from listing and registration.

What regulatory rules govern FCT’s delisting from the NYSE?

The delisting is governed by Section 12(b) of the Securities Exchange Act and SEC rules 17 CFR 240.12d2-2(b) and 17 CFR 240.12d2-2(c), which cover exchange-initiated removal and issuer voluntary withdrawal of a class of securities from listing and registration.

Which exchange was FCT listed on before this Form 25 action?

FCT was listed on the New York Stock Exchange LLC. The Form 25 notification states that this exchange has complied with its rules to strike the class of securities from listing and that the issuer has met requirements for voluntary withdrawal.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES

OMB APPROVAL

OMB Number:			3235-0080
Expires:	March 31, 2018
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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 25

NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number

001-32182

Issuer:	FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
Exchange:	NEW YORK STOCK EXCHANGE LLC

(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

Address:	120 E. Liberty Drive, Suite 400
	Wheaton	ILLINOIS	60187
Telephone number:					630-765-8000

(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)

Common Shares of Beneficial Interest

(Description of class of securities)

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

17 CFR 240.12d2-2(a)(1)

17 CFR 240.12d2-2(a)(2)

17 CFR 240.12d2-2(a)(3)

17 CFR 240.12d2-2(a)(4)

Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. ¹

Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.

Pursuant to the requirements fo the Securities Exchange Act of 1934, NEW YORK STOCK EXCHANGE LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

2026-08-10	By	Anthony Sozzi		Analyst, Market Watch
Date		Name		Title

¹ Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.