STOCK TITAN

First Citizens (FCNCA) CEO adds 553 Class B shares in open-market trades

Filing Impact
(Very High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

First Citizens BancShares Chairman and CEO Frank B. Holding Jr. reported a series of open-market purchases of Class B Common stock. On June 5, 2026 he bought 553 Class B shares across multiple trades at prices between about $1,743.80 and $1,853.92 per share, with several trades reported at weighted-average prices over narrow ranges. Following these transactions, he directly holds 64,100 Class B shares and 206,942 Class A shares, along with additional indirect holdings through spouse, GRATs, custodial accounts, and trusts for which he disclaims beneficial ownership.

Positive

  • None.

Negative

  • None.
Insider HOLDING FRANK B JR
Role Chairman and CEO
Bought 553 shs ($1.00M)
Type Security Shares Price Value
Purchase Class B Common 50 $1,743.80 $87K
Purchase Class B Common 15 $1,750.00 $26K
Purchase Class B Common 15 $1,765.00 $26K
Purchase Class B Common 1 $1,790.00 $2K
Purchase Class B Common 11 $1,795.12 $20K
Purchase Class B Common 61 $1,798.99 $110K
Purchase Class B Common 96 $1,800.00 $173K
Purchase Class B Common 2 $1,808.09 $4K
Purchase Class B Common 15 $1,810.00 $27K
Purchase Class B Common 50 $1,836.13 $92K
Purchase Class B Common 150 $1,840.00 $276K
Purchase Class B Common 21 $1,851.81 $39K
Purchase Class B Common 41 $1,853.92 $76K
Purchase Class B Common 25 $1,794.99 $45K
holding Class A Common -- -- --
holding Class A Common -- -- --
holding Class A Common -- -- --
holding Class A Common -- -- --
holding Class A Common -- -- --
holding Class A Common -- -- --
holding Class A Common -- -- --
holding Class A Common -- -- --
holding Class A Common -- -- --
holding Class B Common -- -- --
holding Class B Common -- -- --
holding Class B Common -- -- --
holding Class B Common -- -- --
holding Class B Common -- -- --
holding Class B Common -- -- --
holding Class B Common -- -- --
Holdings After Transaction: Class B Common — 63,622 shares (Direct, null); Class A Common — 206,942 shares (Direct, null); Class A Common — 11,140 shares (Indirect, As beneficiary of a trust); Class B Common — 2,527 shares (Indirect, As beneficiary of a trust)
Footnotes (1)
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1,798.99 to $1,799.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1,799.99 to $1,800.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1,808.08 to $1,808.09, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1,851.79 to $1,852.00, inclusive. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Class B shares purchased 553 shares Open-market buys on June 5, 2026
Highest reported purchase price $1,853.92 per share Class B Common open-market purchase
Lowest reported purchase price $1,743.80 per share Class B Common open-market purchase
Direct Class B holdings after trades 64,100 shares Class B Common directly held
Direct Class A holdings 206,942 shares Class A Common directly held as of June 4, 2026
Class B held via Ruth P. Holding 2025 GRAT 24,300 shares Indirect ownership entry, spouse as trustee
Class A held via Ruth P. Holding 2025 GRAT 115,000 shares Indirect ownership entry, spouse as trustee
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
grantor retained annuity trust (GRAT) financial
"Ruth P. Holding 2025 GRAT; Frank B. Holding Jr. 2025 #2 GRAT"
beneficial ownership financial
"The reporting person disclaims beneficial ownership of these securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Section 16 regulatory
"for purposes of Section 16 of the Securities Exchange Act of 1934"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
open-market purchase financial
"transaction_action": "open-market purchase""
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HOLDING FRANK B JR

(Last)(First)(Middle)
4300 SIX FORKS ROAD

(Street)
RALEIGH NORTH CAROLINA 27609

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FIRST CITIZENS BANCSHARES INC /DE/ [ FCNCA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
Chairman and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class B Common06/04/2026P25A$1,794.9963,572D
Class B Common06/05/2026P50A$1,743.863,622D
Class B Common06/05/2026P15A$1,75063,637D
Class B Common06/05/2026P15A$1,76563,652D
Class B Common06/05/2026P1A$1,79063,653D
Class B Common06/05/2026P11A$1,795.1263,664D
Class B Common06/05/2026P61A$1,798.99(1)63,725D
Class B Common06/05/2026P96A$1,800(2)63,821D
Class B Common06/05/2026P2A$1,808.09(3)63,823D
Class B Common06/05/2026P15A$1,81063,838D
Class B Common06/05/2026P50A$1,836.1363,888D
Class B Common06/05/2026P150A$1,84064,038D
Class B Common06/05/2026P21A$1,851.81(4)64,059D
Class B Common06/05/2026P41A$1,853.9264,100D
Class A Common206,942D
Class A Common11,140IAs beneficiary of a trust
Class A Common3,728I(5)By Spouse
Class A Common3,416I(5)As custodian for James Freeman Bailey, Jr.
Class A Common1,591I(5)As custodian for Royall Holding Bailey
Class A Common317I(5)As custodian for Jones Powell Bailey
Class A Common95,829IFrank B. Holding Jr. 2025 #1 GRAT
Class A Common106,000IFrank B. Holding Jr. 2025 #2 GRAT
Class A Common115,000I(5)By Spouse as Trustee for the Ruth P. Holding 2025 GRAT
Class B Common2,527IAs beneficiary of a trust
Class B Common9,160I(5)By Spouse
Class B Common4,957I(5)As custodian for James Freeman Bailey, Jr.
Class B Common4,800I(5)As custodian for Royall Holding Bailey
Class B Common5,158I(5)As custodian for Jones Powell Bailey
Class B Common9,780IFrank B. Holding Jr. 2025 #2 GRAT
Class B Common24,300I(5)By Spouse as Trustee for the Ruth P. Holding 2025 GRAT
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1,798.99 to $1,799.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4.
2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1,799.99 to $1,800.00, inclusive.
3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1,808.08 to $1,808.09, inclusive.
4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1,851.79 to $1,852.00, inclusive.
5. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Frank B. Holding, Jr., By: E. Knox Proctor V, Attorney-in-fact06/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did First Citizens (FCNCA) CEO Frank B. Holding Jr. report in this Form 4?

He reported multiple open-market purchases of Class B Common stock. On June 5, 2026, he bought 553 Class B shares across several trades at prices around $1,744–$1,854 per share, increasing his directly held Class B position to 64,100 shares.

How many First Citizens (FCNCA) Class B shares did the CEO buy and at what prices?

He purchased 553 Class B Common shares in total. The trades occurred at various prices, with reported transaction prices ranging from $1,743.80 to $1,853.92 per share, including some weighted-average prices over very narrow price ranges disclosed in the footnotes.

What are Frank B. Holding Jr.’s direct First Citizens (FCNCA) holdings after these trades?

After the reported transactions, he directly holds 64,100 shares of Class B Common and 206,942 shares of Class A Common. These figures reflect only direct ownership; separate entries describe additional indirect holdings through spouse, GRATs, custodial accounts, and trusts.

How are indirect First Citizens (FCNCA) holdings for the CEO described in this filing?

Indirect holdings are shown through entities such as the Ruth P. Holding 2025 GRAT, Frank B. Holding Jr. 2025 GRATs, custodial accounts for family members, a spouse, and a trust beneficiary interest. A footnote states he disclaims beneficial ownership of these securities.

Were the First Citizens (FCNCA) CEO’s share purchases open-market transactions?

Yes. Each Class B purchase is coded “P” and described as an open-market or private purchase. Footnotes explain that several reported prices are weighted averages for multiple trades executed within very narrow price ranges on June 5, 2026.

Does this First Citizens (FCNCA) Form 4 show any insider share sales?

No insider sales are reported in this Form 4. The transaction summary shows 14 buy transactions totaling 553 shares of Class B Common, with zero sell transactions and a net-buy direction based on the reported activity.