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Fidelity D & D Bancorp chair buys 250 shares

FDBC’s chairman reported open-market purchases of 250 shares, bringing his direct holdings to about 431.8 thousand shares.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

FIDELITY D & D BANCORP INC (FDBC) director and Chairman of the Board Brian J. Cali purchased 250 shares of Common Stock on September 14, 2026 in open-market or private transactions, at per-share prices detailed in a footnote. Following these purchases, he holds 431,843.4931 shares directly and 1,867.6973 shares indirectly through his children.

No Rule 10b5-1 trading plan is reported for these transactions.

Positive

  • None.

Negative

  • None.
Insider CALI BRIAN J
Role Chairman of the Board
Bought 250 shs
Type Security Shares Price Value
Purchase Common Stock F1 250 -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 431,843.4931 shares (Direct); Common Stock — 1,867.6973 shares (Indirect, Children)
Footnotes (1)
  1. F1. Purchased 98 shares at $55.6681 per share, 55 shares at $55.7542 per share and 97 shares at $55.5750 per share.
Shares purchased 250 shares Common Stock purchased on September 14, 2026
Purchase prices $55.6681, $55.7542, $55.5750 per share Per-share prices for blocks of 98, 55 and 97 shares
Direct holdings after transaction 431,843.4931 shares Directly owned FDBC Common Stock following the purchase
Indirect holdings (children) 1,867.6973 shares Indirect ownership through children after the reported date
Rule 10b5-1 plan status No plan reported Form 4 affirms the Rule 10b5-1 checkbox as false
Rule 10b5-1 regulatory
"No Rule 10b5-1 trading plan is reported for these transactions"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
indirect financial
"1,867.6973 shares indirectly through his children"
Common Stock financial
"purchased 250 shares of Common Stock on September 14, 2026"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did FDBC report for Brian J. Cali?

Brian J. Cali reported purchasing 250 FDBC common shares on September 14, 2026 in open-market or private transactions, according to the Form 4.

What prices did Brian J. Cali pay for FDBC shares?

The filing states he purchased 98 shares at $55.6681, 55 shares at $55.7542, and 97 shares at $55.5750 per share, as detailed in a transaction footnote.

How many FDBC shares does Brian J. Cali hold after this transaction?

After the reported purchases, Brian J. Cali holds 431,843.4931 FDBC common shares directly and 1,867.6973 shares indirectly through his children.

Was the FDBC insider purchase made under a Rule 10b5-1 plan?

No. The Form 4 indicates that no Rule 10b5-1 trading plan applies to the reported transactions.

What role does Brian J. Cali have at FDBC?

Brian J. Cali is identified as a director and Chairman of the Board of FIDELITY D & D BANCORP INC in the Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CALI BRIAN J

(Last)(First)(Middle)
1241 DECEMBER DRIVE

(Street)
DUNMORE PENNSYLVANIA 18521

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FIDELITY D & D BANCORP INC [ FDBC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chairman of the Board
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/14/2026P250A(1)431,843.4931D
Common Stock1,867.6973IChildren
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Purchased 98 shares at $55.6681 per share, 55 shares at $55.7542 per share and 97 shares at $55.5750 per share.
/s/ John Pash09/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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