[Form 4] Fidelity D & D Bancorp, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Schedule 13G/A Amendment 17 discloses that First Trust Portfolios L.P., First Trust Advisors L.P. and their parent, The Charger Corporation, collectively report beneficial ownership of only 35 shares of the First Trust India NIFTY 50 Equal Weight ETF (CUSIP 33737J802), a series of First Trust Exchange-Traded AlphaDEX Fund II.

• Ownership level: 35 shares represents 0.00 % of the outstanding class, well below the 5 % threshold that would make them an insider under Section 13(d).
• Voting & disposition rights: The reporting persons have shared voting and dispositive power over the 35 shares and no sole power.
• Filing basis: The trio files under Rule 13d-1(b) as (i) a broker-dealer (First Trust Portfolios), (ii) an investment adviser (First Trust Advisors) and (iii) a holding company (The Charger Corporation).
• Purpose: Securities were acquired in the ordinary course. The filers expressly state they are not seeking to influence control of the issuer.
• Context: Holdings are largely attributable to unit investment trusts sponsored by First Trust Portfolios. Each UIT holds <3 % of any single issuer; voting is carried out by the trustee to mirror external shareholders.

Given the de minimis position and lack of strategic intent, the filing is administrative and has no material impact on the ETF or its investors.

Insights

Financial Analyst

TL;DR — Routine 13G shows 0.00 % stake; no investment thesis impact.

The three affiliated First Trust entities disclose an aggregate holding of only 35 shares, leaving their economic interest immaterial. They retain shared but not sole voting/dispositive power, reflecting passive ownership through unit investment trusts. Because the stake is far below 5 %, the filing simply satisfies technical reporting obligations for regulated entities and does not signal buying or selling pressure, strategic intent, or governance influence. From a portfolio-management standpoint, the disclosure is non-impactful; liquidity, tracking error, and fee structure of the ETF remain unchanged. Rating: Neutral.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hinton Theresa M

(Last) (First) (Middle)

513 WEDGE DRIVE

(Street)

DICKSON CITY PA 18519

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
FIDELITY D & D BANCORP INC [ FDBC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
07/04/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, Restricted	07/04/2025		D		1,127.0089	D	(1)	1,752.3156	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Forfeiture of restricted stock grants

	/s/ John Pash	07/07/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Why did First Trust file a Schedule 13G/A for FBZ?

They are required to report their aggregate holdings—even though only 35 shares—because they are regulated entities filing under Rule 13d-1(b).

How much of the First Trust India NIFTY 50 Equal Weight ETF do the filers own?

The combined entities beneficially own 35 shares, representing 0.00 % of the outstanding class.

Does First Trust have control over the ETF’s voting decisions?

They have shared voting power over the 35 shares; most votes are cast by the UIT trustee to mirror other shareholders.

Is this filing bullish or bearish for FBZ investors?

Neither. The ownership is de minimis and disclosed for compliance, not because of a directional view.

What roles do the three reporting persons play?

First Trust Portfolios is a broker-dealer, First Trust Advisors an investment adviser, and The Charger Corporation the parent holding company of both.