Welcome to our dedicated page for Fidus Invt SEC filings (Ticker: FDUS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Fidus Investment Corporation (NASDAQ: FDUS) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a business development company. Through documents such as annual and quarterly reports and current reports on Form 8-K, investors can review how Fidus presents its financial condition, portfolio composition, capital structure and material events related to its role as a provider of customized debt and equity financing to U.S. lower middle-market companies.
Current reports (Form 8-K) for Fidus frequently cover earnings announcements, dividend declarations and capital markets transactions. For example, Fidus has filed 8-Ks describing quarterly financial results and the declaration of base and supplemental dividends, as well as entries into material definitive agreements such as a special purpose vehicle credit facility with ING Capital LLC and the termination of a prior revolving credit facility. Other 8-K filings detail underwriting agreements and the issuance of 6.750% notes due 2030, including ranking, maturity, interest rate, redemption terms and change-of-control repurchase provisions.
Filings also describe debt and financing arrangements, including SBA debentures, unsecured notes and covenants in the indentures governing the notes. These covenants reference asset coverage requirements under the Investment Company Act of 1940 and obligations to provide financial information to noteholders and the trustee if Fidus were to cease being a reporting company. Investors can use these filings to understand how Fidus funds its investment portfolio and manages leverage.
On Stock Titan, Fidus filings are supplemented by AI-powered summaries that highlight key points from lengthy documents, such as the main drivers of changes in net investment income, portfolio valuation metrics, and the implications of new credit facilities or note offerings. Real-time updates from the SEC’s EDGAR system ensure that new 8-Ks, registration statements and other filings appear promptly, while specialized views of insider and related-party information can be derived from the relevant forms. This combination of source documents and AI analysis helps users quickly interpret complex regulatory disclosures for FDUS.
Fidus Investment Corporation filed Supplement No. 5 to its prospectus for an at-the-market program to sell up to
From November 10, 2022 through September 30, 2025, the company sold 11,693,846 shares for
Fidus Investment Corporation reported its results for the quarter ended September 30, 2025 via a press release furnished with this report. The company also announced cash dividends for shareholders.
Fidus declared a base dividend of $0.43 per share and a supplemental dividend of $0.07 per share, both payable on December 29, 2025 to stockholders of record as of December 19, 2025. The disclosures under Items 2.02 and 7.01, including the press release, were furnished and not deemed filed under the Exchange Act.
Fidus Investment Corporation entered into a new special purpose vehicle credit facility with initial commitments of $175 million, with an accordion feature allowing total commitments to increase to $250 million subject to conditions. The facility has a reinvestment period until October 16, 2029 and matures on October 16, 2030. Advances bear interest at one-month Term SOFR plus 0.11448% and a margin ranging from 2.500% to 2.675%. Commitment fees vary with utilization.
The facility is secured by a pledge of 100% of the Company’s equity in the SPV and the SPV’s assets, which include certain bank loans or securities. Concurrently, Fidus terminated its 2019 amended and restated senior secured revolving credit agreement and related guarantee and security agreement after satisfying all obligations, including principal, interest, fees, and breakage costs.
Fidus Investment Corporation issued $100.0 million of 6.750% Notes due March 19, 2030 (the "New 2030 Notes") under an Underwriting Agreement that includes customary representations, covenants and indemnities. The New 2030 Notes pay interest at 6.750% semi‑annually on March 19 and September 19, commencing March 19, 2026, are unsecured and rank pari passu with the company’s other unsecured, unsubordinated debt while being effectively subordinated to secured debt and structurally subordinated to subsidiaries’ obligations. The company also exercised its option to redeem in full $100.0 million aggregate principal of its 4.75% Notes due 2026, with the redemption occurring on November 3, 2025 at a price equal to 100% of principal plus accrued interest. Related agreements and opinions are filed as exhibits.