Fidus delays 2026 annual meeting for lack of quorum

Fidus Investment Corporation reported that its 2026 annual meeting of stockholders was convened and immediately adjourned on June 10, 2026 because a quorum was not present.

Filing Impact

(High)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

8-K

Rhea-AI Filing Summary

Fidus Investment Corporation reported that its 2026 annual meeting of stockholders was convened and immediately adjourned on June 10, 2026 because a quorum was not present. No business was conducted at the meeting.

The annual meeting is scheduled to reconvene on June 24, 2026 at 9:30 A.M. Central Time at the company’s offices in Evanston, Illinois. The record date remains March 19, 2026, so only stockholders of record as of that date may vote when the meeting reconvenes, and the polls will remain open for voting during the adjournment period.

8-K Event Classification

Item 8.01 — Other Events

1 item

Item 8.01 Other Events Other

Voluntary disclosure of events the company deems important to shareholders but not covered by other items.

Key Figures

Initial 2026 annual meeting date: June 10, 2026 Reconvened meeting date and time: June 24, 2026, 9:30 A.M. CT Record date for voting: March 19, 2026 +1 more

4 metrics

Initial 2026 annual meeting date June 10, 2026 Date meeting was convened and adjourned for lack of quorum

Reconvened meeting date and time June 24, 2026, 9:30 A.M. CT Scheduled time for reconvened annual meeting

Record date for voting March 19, 2026 Only stockholders of record on this date may vote

Company office address 1603 Orrington Ave, Suite 1005 Location of reconvened annual meeting in Evanston, IL

Key Terms

quorum, annual meeting of stockholders, record date, polls will remain open for voting

4 terms

quorum regulatory

"The Annual Meeting was adjourned because a quorum was not present."

A quorum is the minimum number of members needed to officially hold a meeting or make decisions. It ensures that decisions are made with enough participation to represent the group’s interests, much like a majority must be present for a vote to be valid. For investors, understanding quorum is important because it affects when and how important company or organization decisions can be legally made.

annual meeting of stockholders regulatory

"its 2026 annual meeting of stockholders (the “Annual Meeting”)"

record date regulatory

"Only stockholders of record at the close of business on March 19, 2026 are entitled to vote"

The record date is the specific day when a company determines which shareholders are eligible to receive a dividend or participate in an upcoming vote. It’s like a cutoff date; if you own the stock on that day, you get the benefits or voting rights. This date matters because it decides who qualifies for certain company benefits.

polls will remain open for voting regulatory

"The polls will remain open for voting during the adjournment period."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Why did Fidus Investment Corporation (FDUS) adjourn its 2026 annual meeting?

Fidus Investment Corporation adjourned its 2026 annual meeting because a quorum of stockholders was not present. Without a quorum, no official business or voting can occur, so the meeting was limited to the formal adjournment and will reconvene later.

When and where will Fidus Investment Corporation reconvene the 2026 annual meeting?

The 2026 annual meeting will reconvene on June 24, 2026 at 9:30 A.M. Central Time. It will be held at Fidus Investment Corporation’s offices at 1603 Orrington Avenue, Suite 1005, Evanston, Illinois 60201, the same location noted in the filing.

Which Fidus Investment Corporation stockholders are entitled to vote at the reconvened 2026 annual meeting?

Only stockholders of record at the close of business on March 19, 2026 are entitled to vote. The company kept the original record date unchanged, so eligibility is based solely on holdings as of that specific March 19, 2026 cutoff.

Will voting remain open between adjournment and the reconvened FDUS annual meeting?

Yes. The polls will remain open for voting during the adjournment period until the annual meeting reconvenes. This allows eligible March 19, 2026 record-date stockholders additional time to submit or update their voting instructions.

Did Fidus Investment Corporation conduct any business at the June 10, 2026 annual meeting session?

No business was conducted at the June 10, 2026 session. The meeting was convened and then immediately adjourned solely because a quorum was not present, postponing all agenda items to the reconvened meeting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding 8-K Material Events →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

Accepted by SEC EDGAR 06/11/2026 - 04:06 PM

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): June 10, 2026

Fidus Investment Corporation

(Exact name of registrant as specified in its charter)

Maryland

814-00861

27-5017321

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(I.R.S. Employer

Identification No.)


1603 Orrington Avenue, Suite 1005, Evanston, Illinois		60201
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: 847-859-3940

Not Applicable

Former name or former address, if changed since last report

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading

symbol(s)

Name of each exchange

on which registered

Common Stock, par value $0.001 per share

FDUS

NASDAQ Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01.

Other Events.

On June 10, 2026, Fidus Investment Corporation (the “Company”) convened and adjourned its 2026 annual meeting of stockholders (the “Annual Meeting”) without any business being conducted other than the adjournment. The Annual Meeting was adjourned because a quorum was not present. The Annual Meeting will be reconvened on June 24, 2026 at 9:30 A.M. Central Time, at the Company’s offices located at 1603 Orrington Avenue, Suite 1005, Evanston, IL 60201.

The polls will remain open for voting during the adjournment period. The record date for the Annual Meeting has not changed. Only stockholders of record at the close of business on March 19, 2026 are entitled to vote at the reconvened Annual Meeting.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: June 11, 2026	Fidus Investment Corporation

	By:	/s/ Shelby E. Sherard
		Shelby E. Sherard
		Chief Financial Officer,
		Chief Compliance Officer and Secretary

Source: View Original Filing on SEC EDGAR

Filing Exhibits & Attachments

3 documents