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[Form 4] FORUM ENERGY TECHNOLOGIES, INC. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Forum Energy Technologies SVP Mark Brookes reported equity award activity involving restricted stock units and common shares. On March 5 and March 6, 2026, restricted stock units vested and were converted into a total of 5,748 shares of common stock at no cash cost, reflecting awards originally granted in 2024 and 2025. In connection with these settlements, 1,561 common shares were surrendered to cover tax obligations, rather than sold in the open market. After these transactions, Brookes directly held 26,734 common shares and 6,180 restricted stock units.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brookes Mark

(Last) (First) (Middle)
10344 SAM HOUSTON PARK DRIVE
SUITE 300

(Street)
HOUSTON TX 77064

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FORUM ENERGY TECHNOLOGIES, INC. [ FET ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP
3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/05/2026 M 3,090(1) A $0 25,637 D
Common Stock 03/05/2026 F 752(2) D $57.7 24,885 D
Common Stock 03/06/2026 M 2,658(3) A $0 27,543 D
Common Stock 03/06/2026 F 809(2) D $57.17 26,734 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 03/05/2026 M 3,090 (1) (1) Common Stock 3,090 $0 6,180 D
Restricted Stock Units (3) 03/06/2026 M 2,658 (3) (3) Common Stock 2,658 $0 2,658 D
Explanation of Responses:
1. Reflects the vesting of restricted stock units granted on March 5, 2025.
2. These shares were surrendered to satisfy the tax obligations related to the settlement of the related equity award.
3. Reflects the vesting of restricted stock units granted on March 6, 2024.
Remarks:
/s/ Mark Brookes by John C. Ivascu as Attorney-in-Fact 03/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did FET executive Mark Brookes report on this Form 4?

Mark Brookes reported vesting and conversion of restricted stock units into common stock, plus share surrenders for taxes. The activity reflects routine equity compensation events on March 5 and March 6, 2026, not open-market purchases or sales.

How many Forum Energy Technologies (FET) shares did Mark Brookes acquire through RSU vesting?

Brookes acquired 5,748 shares of Forum Energy Technologies common stock through the vesting and conversion of restricted stock units over two days. These units were originally granted on March 6, 2024 and March 5, 2025 as part of his equity compensation.

Did Mark Brookes sell Forum Energy Technologies (FET) shares on the open market?

The filing shows no open-market sales. Instead, 1,561 common shares were surrendered to satisfy tax obligations tied to the settlement of equity awards, as indicated by transaction code F and the related tax-withholding footnote.

What is Mark Brookes’ resulting ownership in Forum Energy Technologies (FET)?

After the reported transactions, Brookes directly held 26,734 shares of Forum Energy Technologies common stock and 6,180 restricted stock units. These figures reflect his updated direct equity position following the March 2026 vesting and tax-withholding events.

What do the Form 4 footnotes reveal about the FET RSU transactions?

The footnotes explain that the March 5 and March 6, 2026 transactions reflect vesting of restricted stock units granted in 2024 and 2025, and that certain shares were surrendered specifically to cover tax obligations related to those equity award settlements.
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