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FFA Form 5: Timothy J. Riddle Reports No Shares, Section 16 Status Ended

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
5

Rhea-AI Filing Summary

Timothy J. Riddle filed a Form 5 for First Trust Enhanced Equity Income Fund (FFA) reporting the annual statement of changes in beneficial ownership for the fiscal year ended 12/31/2024. The filing shows no common shares beneficially owned at the end of the issuer's fiscal year and includes a checked box indicating the reporting person is no longer subject to Section 16 reporting obligations. The form contains a remark that effective September 2, 2025 the reporting person is no longer a Section 16 officer for the Fund, and it is signed via power of attorney on 09/23/2025.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine Form 5 reporting no year-end holdings and a cessation of Section 16 officer status; no financial impact disclosed.

The filing documents administrative ownership disclosure rather than operational or financial performance information. The key items are the absence of beneficial ownership of common shares at year-end and the explicit statement that the reporting person ceased to be a Section 16 officer effective September 2, 2025. There are no transactions, amounts, prices, or dates within the fiscal year indicating material purchases or disposals that would affect investor valuation. From a financial perspective, this form does not present material data that changes company metrics or valuation.

TL;DR: Governance disclosure: Form 5 confirms termination of Section 16 officer status and records no beneficial ownership at year-end.

The filing is primarily a governance and compliance disclosure. It notifies stakeholders that the reporting person is no longer subject to Section 16 obligations and that there were no reportable beneficial holdings at fiscal year-end. The effective date of September 2, 2025 for the end of officer status and the power-of-attorney signature on September 23, 2025 are the material governance timestamps provided. No indications of contested ownership, related-party transactions, or governance disputes are present in the text.

SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response: 1.0
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Form 3 Holdings Reported.
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
RIDDLE TIMOTHY J

(Last) (First) (Middle)
C/O CHARTWELL INVESTMENT PARTNERS, LLC
1205 WESTLAKE DR., SUITE 100

(Street)
BERWYN PA 19312

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIRST TRUST ENHANCED EQUITY INCOME FUND [ FFA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Officer-Investment Sub-Advisor
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Shares 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Effective September 2, 2025, the Reporting Person is no longer a Section 16 officer for the Fund.
/s/ Timothy J. Riddle, by Kristi A. Maher, attorney-in-fact, pursuant to a Power of Attorney 09/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 5 filed for FFA report about Timothy J. Riddle's holdings?

The form states no common shares were beneficially owned at the end of the fiscal year ended 12/31/2024.

Does the filing indicate Timothy J. Riddle is still a Section 16 officer for FFA?

No. The filing includes a remark that effective September 2, 2025 the reporting person is no longer a Section 16 officer for the Fund.

When was the Form 5 signed?

The Form 5 is signed by Timothy J. Riddle, by Kristi A. Maher, attorney-in-fact pursuant to a Power of Attorney on 09/23/2025.

Does the Form 5 show any transactions, prices, or derivative positions?

No. The filing contains no reported transactions, prices, or derivative security positions; it reports no common shares at year-end.

What issuer and ticker are covered by this Form 5?

The filing covers First Trust Enhanced Equity Income Fund with ticker FFA.
First Trust Enhanced Equity Income

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