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[Form 5] FIRST TRUST ENHANCED EQUITY INCOME FUND Annual Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
5

Timothy J. Riddle filed a Form 5 for First Trust Enhanced Equity Income Fund (FFA) reporting the annual statement of changes in beneficial ownership for the fiscal year ended 12/31/2024. The filing shows no common shares beneficially owned at the end of the issuer's fiscal year and includes a checked box indicating the reporting person is no longer subject to Section 16 reporting obligations. The form contains a remark that effective September 2, 2025 the reporting person is no longer a Section 16 officer for the Fund, and it is signed via power of attorney on 09/23/2025.

Timothy J. Riddle ha presentato un Modulo 5 per First Trust Enhanced Equity Income Fund (FFA) riportando il rendiconto annuale delle modifiche nella proprietà beneficiaria per l’esercizio chiuso al 31/12/2024. La presentazione mostra che non sono azioni ordinarie detenute beneficiariamente alla fine dell’esercizio dell’emittente e include una casella selezionata che indica che la persona che riferisce è non più soggetta agli obblighi di segnalazione della Sezione 16. Il modulo contiene una nota secondo cui, a partire dal 2 settembre 2025 la persona che riferisce non è più un funzionario della Sezione 16 per il Fondo, ed è firmato tramite procura il 23/09/2025.

Timothy J. Riddle presentó un Formulario 5 para First Trust Enhanced Equity Income Fund (FFA) reportando la declaración anual de cambios en la propiedad beneficiosa para el periodo fiscal terminado el 31/12/2024. La presentación indica que no posee acciones comunes beneficiosamente al final del año fiscal del emisor y incluye una casilla marcada que indica que la persona que reporta ya no está sujeta a las obligaciones de reporte de la Sección 16. El formulario contiene una nota de que, a partir del 2 de septiembre de 2025, la persona que reporta ya no es funcionario de la Sección 16 del Fondo, y está firmado por poder el 23/09/2025.

Timothy J. Riddle은 First Trust Enhanced Equity Income Fund(FFA)에 대해 Form 5를 제출하여 회계연도 말(2024년 12월 31일) 유익한 소유 변화에 대한 연간 명세를 보고했습니다. 제출 문서는 발행사 회계연도 말에 보유한 일반 주식이 전혀 없음을 나타내며, 보고자가 더 이상 제16조 보고 의무의 대상이 아님을 표시하는 체크박스가 포함되어 있습니다. 양식에는 2025년 9월 2일부로 보고자는 펀드의 제16조 임원이 더 이상 아님이라는 메모가 있으며, 2025년 9월 23일에 위임장을 통해 서명되었다고 기재되어 있습니다.

Timothy J. Riddle a déposé un Formulaire 5 pour First Trust Enhanced Equity Income Fund (FFA) indiquant l’état annuel des variations de la propriété bénéficiaire pour l’exercice clos le 31/12/2024. Le dossier montre qu’aucunes actions ordinaires ne sont détenues en propriété bénéficiaire à la fin de l’exercice de l’émetteur et comprend une case cochée indiquant que la personne déclaratrice n’est plus soumise aux obligations de signalement de la Section 16. Le formulaire contient une remarque indiquant que, à partir du 2 septembre 2025, la personne déclarant n’est plus un dirigeant de la Section 16 pour le Fonds, et il est signé par procuration le 23/09/2025.

Timothy J. Riddle hat ein Formular 5 für den First Trust Enhanced Equity Income Fund (FFA) eingereicht und den Jahresbericht über Veränderungen im nutzbringenden Eigentum für das Geschäftsjahr mit Ende 31.12.2024 gemeldet. Die Einreichung zeigt, dass am Ende des Geschäftsjahres des Emittenten keine Stammaktien im nutzbringenden Eigentum standen, und enthält ein angekreuztes Kästchen, das angibt, dass die meldende Person nicht mehr den Berichtspflichten gemäß Abschnitt 16 unterliegt. Das Formular enthält eine Bemerkung, dass ab dem 2. September 2025 die meldende Person kein Section-16-Beauftragter des Fonds mehr ist, und es ist am 23.09.2025 per Vollmacht unterschrieben.

Timothy J. Riddle قدم نموذج 5 لصندوق First Trust Enhanced Equity Income Fund (FFA) مُبلغاً عن البيان السنوي للتغيرات في الملكية المفيدة للسنة المالية المنتهية في 31/12/2024. يظهر الملف أنه لا توجد أي أسهم عادية مملوكة ملكية فائدية عند انتهاء السنة المالية للمصدر، ويتضمن خياراً محدداً يدل على أن الشخص المبلغ عنه لم يعد خاضعاً لالتزامات الإبلاغ وفق القسم 16. يحتوي النموذج على ملاحظة تفيد بأن اعتباراً من 2 سبتمبر 2025 لم يعد الشخص المبلغ عنه مديراً وفق القسم 16 للصندوق، وهو موقّع بتوكيل في 23/09/2025.

Timothy J. Riddle 已为 First Trust Enhanced Equity Income Fund(FFA)提交了 Form 5,报告截至 2024年12月31日财政年度的有益所有权变动年度报表。该申报显示在发行人财政年度末没有任何普通股的有益拥有,并且包含一个已勾选的框,表明申报人不再受第16条报告义务的约束。表格还备注,自2025年9月2日起,申报人不再是基金的第16条官员,并于2025年9月23日通过授权签名。

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine Form 5 reporting no year-end holdings and a cessation of Section 16 officer status; no financial impact disclosed.

The filing documents administrative ownership disclosure rather than operational or financial performance information. The key items are the absence of beneficial ownership of common shares at year-end and the explicit statement that the reporting person ceased to be a Section 16 officer effective September 2, 2025. There are no transactions, amounts, prices, or dates within the fiscal year indicating material purchases or disposals that would affect investor valuation. From a financial perspective, this form does not present material data that changes company metrics or valuation.

TL;DR: Governance disclosure: Form 5 confirms termination of Section 16 officer status and records no beneficial ownership at year-end.

The filing is primarily a governance and compliance disclosure. It notifies stakeholders that the reporting person is no longer subject to Section 16 obligations and that there were no reportable beneficial holdings at fiscal year-end. The effective date of September 2, 2025 for the end of officer status and the power-of-attorney signature on September 23, 2025 are the material governance timestamps provided. No indications of contested ownership, related-party transactions, or governance disputes are present in the text.

Timothy J. Riddle ha presentato un Modulo 5 per First Trust Enhanced Equity Income Fund (FFA) riportando il rendiconto annuale delle modifiche nella proprietà beneficiaria per l’esercizio chiuso al 31/12/2024. La presentazione mostra che non sono azioni ordinarie detenute beneficiariamente alla fine dell’esercizio dell’emittente e include una casella selezionata che indica che la persona che riferisce è non più soggetta agli obblighi di segnalazione della Sezione 16. Il modulo contiene una nota secondo cui, a partire dal 2 settembre 2025 la persona che riferisce non è più un funzionario della Sezione 16 per il Fondo, ed è firmato tramite procura il 23/09/2025.

Timothy J. Riddle presentó un Formulario 5 para First Trust Enhanced Equity Income Fund (FFA) reportando la declaración anual de cambios en la propiedad beneficiosa para el periodo fiscal terminado el 31/12/2024. La presentación indica que no posee acciones comunes beneficiosamente al final del año fiscal del emisor y incluye una casilla marcada que indica que la persona que reporta ya no está sujeta a las obligaciones de reporte de la Sección 16. El formulario contiene una nota de que, a partir del 2 de septiembre de 2025, la persona que reporta ya no es funcionario de la Sección 16 del Fondo, y está firmado por poder el 23/09/2025.

Timothy J. Riddle은 First Trust Enhanced Equity Income Fund(FFA)에 대해 Form 5를 제출하여 회계연도 말(2024년 12월 31일) 유익한 소유 변화에 대한 연간 명세를 보고했습니다. 제출 문서는 발행사 회계연도 말에 보유한 일반 주식이 전혀 없음을 나타내며, 보고자가 더 이상 제16조 보고 의무의 대상이 아님을 표시하는 체크박스가 포함되어 있습니다. 양식에는 2025년 9월 2일부로 보고자는 펀드의 제16조 임원이 더 이상 아님이라는 메모가 있으며, 2025년 9월 23일에 위임장을 통해 서명되었다고 기재되어 있습니다.

Timothy J. Riddle a déposé un Formulaire 5 pour First Trust Enhanced Equity Income Fund (FFA) indiquant l’état annuel des variations de la propriété bénéficiaire pour l’exercice clos le 31/12/2024. Le dossier montre qu’aucunes actions ordinaires ne sont détenues en propriété bénéficiaire à la fin de l’exercice de l’émetteur et comprend une case cochée indiquant que la personne déclaratrice n’est plus soumise aux obligations de signalement de la Section 16. Le formulaire contient une remarque indiquant que, à partir du 2 septembre 2025, la personne déclarant n’est plus un dirigeant de la Section 16 pour le Fonds, et il est signé par procuration le 23/09/2025.

Timothy J. Riddle hat ein Formular 5 für den First Trust Enhanced Equity Income Fund (FFA) eingereicht und den Jahresbericht über Veränderungen im nutzbringenden Eigentum für das Geschäftsjahr mit Ende 31.12.2024 gemeldet. Die Einreichung zeigt, dass am Ende des Geschäftsjahres des Emittenten keine Stammaktien im nutzbringenden Eigentum standen, und enthält ein angekreuztes Kästchen, das angibt, dass die meldende Person nicht mehr den Berichtspflichten gemäß Abschnitt 16 unterliegt. Das Formular enthält eine Bemerkung, dass ab dem 2. September 2025 die meldende Person kein Section-16-Beauftragter des Fonds mehr ist, und es ist am 23.09.2025 per Vollmacht unterschrieben.

SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response: 1.0
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Form 3 Holdings Reported.
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
RIDDLE TIMOTHY J

(Last) (First) (Middle)
C/O CHARTWELL INVESTMENT PARTNERS, LLC
1205 WESTLAKE DR., SUITE 100

(Street)
BERWYN PA 19312

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIRST TRUST ENHANCED EQUITY INCOME FUND [ FFA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Officer-Investment Sub-Advisor
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Shares 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Effective September 2, 2025, the Reporting Person is no longer a Section 16 officer for the Fund.
/s/ Timothy J. Riddle, by Kristi A. Maher, attorney-in-fact, pursuant to a Power of Attorney 09/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 5 filed for FFA report about Timothy J. Riddle's holdings?

The form states no common shares were beneficially owned at the end of the fiscal year ended 12/31/2024.

Does the filing indicate Timothy J. Riddle is still a Section 16 officer for FFA?

No. The filing includes a remark that effective September 2, 2025 the reporting person is no longer a Section 16 officer for the Fund.

When was the Form 5 signed?

The Form 5 is signed by Timothy J. Riddle, by Kristi A. Maher, attorney-in-fact pursuant to a Power of Attorney on 09/23/2025.

Does the Form 5 show any transactions, prices, or derivative positions?

No. The filing contains no reported transactions, prices, or derivative security positions; it reports no common shares at year-end.

What issuer and ticker are covered by this Form 5?

The filing covers First Trust Enhanced Equity Income Fund with ticker FFA.
First Trust Enhanced Equity Income

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