FFC director files Form 3 showing no holdings

Flaherty & Crumrine Preferred & Income Securities Fund Inc. director Kevin Michael Maxwell filed an initial ownership report as of 01/21/2026.

Accepted by SEC EDGAR 02/06/2026 - 04:15 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Flaherty & Crumrine Preferred & Income Securities Fund Inc. director Kevin Michael Maxwell filed an initial ownership report as of 01/21/2026. The filing states that no non-derivative or derivative securities of the fund are beneficially owned, as noted in the remarks section.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the FFC Form 3 filed by Kevin Michael Maxwell show?

The Form 3 for Flaherty & Crumrine Preferred & Income Securities Fund Inc. shows director Kevin Michael Maxwell as a reporting person. The filing states in the remarks that no securities of the fund are beneficially owned by him as of the reported event date.

What is the event date on Kevin Michael Maxwell’s FFC Form 3?

The event date on Kevin Michael Maxwell’s Form 3 for Flaherty & Crumrine Preferred & Income Securities Fund Inc. is listed as 01/21/2026. This date is when the reporting requirement arose under Section 16(a) of the Securities Exchange Act of 1934.

Does the FFC director report any shares owned on this Form 3?

No. The Form 3 for Flaherty & Crumrine Preferred & Income Securities Fund Inc. explicitly states in the remarks that no securities are beneficially owned. Both the non-derivative and derivative securities tables contain no reported holdings for director Kevin Michael Maxwell.

What role does Kevin Michael Maxwell have at Flaherty & Crumrine Preferred & Income Securities Fund Inc.?

Kevin Michael Maxwell is identified as a Director of Flaherty & Crumrine Preferred & Income Securities Fund Inc. on the Form 3. The relationship section checks the Director box and does not indicate officer, 10% owner, or any other relationship type.

Who signed the Form 3 for FFC on behalf of Kevin Michael Maxwell?

The Form 3 is signed “/s/ Chad Conwell as Attorney-in-Fact” on 02/06/2026. This indicates that Chad Conwell signed the filing under a power of attorney, referenced in the remarks as “Exhibit 24 - Power of Attorney.”

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Maxwell Kevin Michael

(Last) (First) (Middle)

301 E. COLORADO BLVD, SUITE 800

(Street)

PASADENA CA 91101

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/21/2026

3. Issuer Name and Ticker or Trading Symbol
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC [ FFC ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Chad Conwell as Attorney-in-Fact	02/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.