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FFIEW Reg D Filing Shows $37.6M Raised, Debt and Warrants Offered

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
D

Rhea-AI Filing Summary

Form D notice for a securities offering by Faraday Future Intelligent Electric Inc. The issuer registered a Regulation D, Rule 506(b) offering with a total offering size of $83,500,000 and has sold $37,592,271 to date, leaving $45,907,729 available. The filing identifies a mix of securities offered including debt, warrants/options, and securities issuable upon exercise. The issuer reports 4 total investors so far and indicates a $0 minimum investment accepted. Sales compensation disclosed includes $200,000 in cash sales commissions (estimated) and $950,020 in finders' fees (estimated). The issuer certifies $0 of proceeds will be used to pay executive officers, directors, or promoters. The filing states the offering is not in connection with a business combination and is not intended to last more than one year.

Positive

  • $37,592,271 has already been sold toward a $83,500,000 offering, showing partial subscription
  • No proceeds are reported as being paid to executive officers, directors, or promoters
  • Regulation D Rule 506(b) exemption is claimed, which permits accredited investor placements without public registration

Negative

  • Only 4 investors have participated so far, indicating high concentration of investment
  • $950,020 in estimated finders' fees plus $200,000 in sales commissions represent notable distribution costs
  • Offering includes debt and warrants/options, which can lead to future dilution or additional claims on assets depending on terms

Insights

TL;DR: Regulation D private raise partially subscribed; material fees and small investor count warrant monitoring.

The filing documents a Rule 506(b) private offering sized at $83.5 million with $37.6 million sold. The offering structure includes debt and derivative-linked securities (options/warrants and underlying securities upon exercise), which can dilute equity or create senior creditor claims depending on final terms. Sales compensation totals roughly $1.15 million, a meaningful up-front distribution cost relative to amounts raised so far. Only four investors are listed, which suggests concentration of proceeds among a few backers rather than broad retail participation. The certification that no proceeds are being paid to insiders is a positive governance datapoint, but limited investor count and significant finder fees are material considerations for holders evaluating dilution and capital structure changes.

TL;DR: Filing is a routine Form D disclosure; compliance items appear addressed but investor concentration is notable.

The Form D appears complete for a Rule 506(b) offering: issuer identity, executive and director names and addresses, offering amounts, and sales compensation are disclosed. The filing indicates no payments to listed insiders from offering proceeds, which addresses a common related-party concern. The small number of investors (4) and the use of finders with substantial estimated fees are governance items to watch for potential conflicts or concentrated influence. No indication of a business-combination tie or long-duration offering simplifies SEC and state filing considerations.

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
None
Entity Type
0001805521
Property Solutions Acquisition Corp.
X Corporation
Limited Partnership
Limited Liability Company
General Partnership
Business Trust
Other (Specify)

Name of Issuer
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X Over Five Years Ago
Within Last Five Years (Specify Year)
Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
Street Address 1 Street Address 2
18455 S. FIGUEROA STREET
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
GARDENA CALIFORNIA 90248 424-276-7616

3. Related Persons

Last Name First Name Middle Name
Aydt Matthias
Street Address 1 Street Address 2
18455 S. Figueroa Street
City State/Province/Country ZIP/PostalCode
GARDENA CALIFORNIA 90248
Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Jia Yueting
Street Address 1 Street Address 2
18455 S. Figueroa Street
City State/Province/Country ZIP/PostalCode
GARDENA CALIFORNIA 90248
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Meka Koti
Street Address 1 Street Address 2
18455 S. Figueroa Street
City State/Province/Country ZIP/PostalCode
GARDENA CALIFORNIA 90248
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Tin Mok Chui
Street Address 1 Street Address 2
18455 S. Figueroa Street
City State/Province/Country ZIP/PostalCode
GARDENA CALIFORNIA 90248
Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Wang Jiawei
Street Address 1 Street Address 2
18455 S. Figueroa Street
City State/Province/Country ZIP/PostalCode
GARDENA CALIFORNIA 90248
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Chen Chad
Street Address 1 Street Address 2
18455 S. Figueroa Street
City State/Province/Country ZIP/PostalCode
GARDENA CALIFORNIA 90248
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Sheng Jie
Street Address 1 Street Address 2
18455 S. Figueroa Street
City State/Province/Country ZIP/PostalCode
GARDENA CALIFORNIA 90248
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Peker Lev
Street Address 1 Street Address 2
18455 S. Figueroa Street
City State/Province/Country ZIP/PostalCode
GARDENA CALIFORNIA 90248
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


4. Industry Group

Agriculture
Banking & Financial Services
Commercial Banking
Insurance
Investing
Investment Banking
Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
Yes No
Other Banking & Financial Services
Business Services
Energy
Coal Mining
Electric Utilities
Energy Conservation
Environmental Services
Oil & Gas
Other Energy
Health Care
Biotechnology
Health Insurance
Hospitals & Physicians
Pharmaceuticals
Other Health Care
X Manufacturing
Real Estate
Commercial
Construction
REITS & Finance
Residential
Other Real Estate
Retailing
Restaurants
Technology
Computers
Telecommunications
Other Technology
Travel
Airlines & Airports
Lodging & Conventions
Tourism & Travel Services
Other Travel
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
No Revenues No Aggregate Net Asset Value
$1 - $1,000,000 $1 - $5,000,000
$1,000,001 - $5,000,000 $5,000,001 - $25,000,000
$5,000,001 - $25,000,000 $25,000,001 - $50,000,000
$25,000,001 - $100,000,000 $50,000,001 - $100,000,000
Over $100,000,000 Over $100,000,000
X Decline to Disclose Decline to Disclose
Not Applicable Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

Rule 504(b)(1) (not (i), (ii) or (iii))
Rule 504 (b)(1)(i)
Rule 504 (b)(1)(ii)
Rule 504 (b)(1)(iii)
X Rule 506(b)
Rule 506(c)
Securities Act Section 4(a)(5)
Investment Company Act Section 3(c)
Section 3(c)(1) Section 3(c)(9)
Section 3(c)(2) Section 3(c)(10)
Section 3(c)(3) Section 3(c)(11)
Section 3(c)(4) Section 3(c)(12)
Section 3(c)(5) Section 3(c)(13)
Section 3(c)(6) Section 3(c)(14)
Section 3(c)(7)

7. Type of Filing

X New Notice Date of First Sale 2025-08-22 First Sale Yet to Occur
Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
Yes X No

9. Type(s) of Securities Offered (select all that apply)

Equity Pooled Investment Fund Interests
X Debt Tenant-in-Common Securities
X Option, Warrant or Other Right to Acquire Another Security Mineral Property Securities
X Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $0 USD

12. Sales Compensation

Recipient
Recipient CRD Number None
Univest Securities LLC 000036105
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
75 Rockefeller Plaza Suite 1803
City State/Province/Country ZIP/Postal Code
New York NEW YORK 10019
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
X Foreign/non-US

13. Offering and Sales Amounts

Total Offering Amount $83,500,000 USD
or Indefinite
Total Amount Sold $37,592,271 USD
Total Remaining to be Sold $45,907,729 USD
or Indefinite

Clarification of Response (if Necessary):

14. Investors

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
4

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $200,000 USD
Estimate
Finders' Fees $950,020 USD
X Estimate

Clarification of Response (if Necessary):

Sales Commission includes cash compensation of $200,000.

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
FARADAY FUTURE INTELLIGENT ELECTRIC INC. /s/ Koti Meka Koti Meka Chief Financial Officer 2025-08-29

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.


FAQ

What amount has Faraday Future (FFIEW) raised in this Form D offering?

$37,592,271 has been sold to date toward a total offering of $83,500,000.

What types of securities are being offered in the FFIEW Form D?

The filing lists debt, options/warrants, and securities issuable upon exercise as offered securities.

How many investors participated in the offering so far according to the filing?

The Form D reports a total of 4 investors have invested in the offering to date.

Are any offering proceeds being paid to executives or directors of Faraday Future?

The issuer reports $0 of proceeds used for payments to executive officers, directors, or promoters.

What sales compensation and finders' fees does the Form D disclose for FFIEW?

The filing discloses estimated $200,000 in sales commissions and $950,020 in finders' fees.
Faraday Future Intelligent Electric Inc

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