[D] Faraday Future Intelligent Electric Inc. Warrant SEC Filing
Form D notice for a securities offering by Faraday Future Intelligent Electric Inc. The issuer registered a Regulation D, Rule 506(b) offering with a total offering size of $83,500,000 and has sold $37,592,271 to date, leaving $45,907,729 available. The filing identifies a mix of securities offered including debt, warrants/options, and securities issuable upon exercise. The issuer reports 4 total investors so far and indicates a $0 minimum investment accepted. Sales compensation disclosed includes $200,000 in cash sales commissions (estimated) and $950,020 in finders' fees (estimated). The issuer certifies $0 of proceeds will be used to pay executive officers, directors, or promoters. The filing states the offering is not in connection with a business combination and is not intended to last more than one year.
Avviso Form D per un'offerta di titoli di Faraday Future Intelligent Electric Inc. L'emittente ha registrato un'offerta ai sensi del Regulation D, Rule 506(b) per un importo totale di $83,500,000, di cui sono stati venduti finora $37,592,271, lasciando disponibili $45,907,729. La documentazione indica una combinazione di titoli offerti che comprende debito, warrant/opzioni e titoli emessi al momento dell'esercizio. L'emittente segnala di aver raccolto capitali da 4 investitori in totale e dichiara di non aver imposto un investimento minimo ($0). La compensazione per le vendite dichiarata include $200,000 in commissioni in contanti (stimate) e $950,020 in commissioni a finder (stimate). L'emittente certifica che $0 dei proventi sarà utilizzato per pagare dirigenti, amministratori o promotori. Il deposito afferma che l'offerta non è collegata a una combinazione aziendale e non è prevista per durare più di un anno.
Aviso Form D para una oferta de valores de Faraday Future Intelligent Electric Inc. El emisor registró una oferta bajo Regulation D, Rule 506(b) por un monto total de $83,500,000 y hasta la fecha ha vendido $37,592,271, quedando disponibles $45,907,729. La presentación identifica una mezcla de valores ofrecidos que incluye deuda, warrants/opciones y valores emitibles al ejercer opciones. El emisor informa 4 inversores en total hasta ahora e indica que el mínimo de inversión aceptado es de $0. La compensación por ventas divulgada incluye $200,000 en comisiones en efectivo (estimadas) y $950,020 en honorarios de intermediarios (estimados). El emisor certifica que $0 de los ingresos se utilizarán para pagar a ejecutivos, directores o promotores. La presentación indica que la oferta no está relacionada con una combinación empresarial y no tiene la intención de durar más de un año.
Faraday Future Intelligent Electric Inc.의 증권 발행에 관한 Form D 통지 발행사는 Regulation D, Rule 506(b)에 따라 총 발행 규모 $83,500,000의 신고를 했으며 현재까지 $37,592,271를 판매해 $45,907,729가 남아 있습니다. 제출서류는 채무, 워런트/옵션 및 행사 시 발행되는 증권을 포함한 다양한 증권을 제시합니다. 발행사는 현재까지 총 4명의 투자자가 참여했으며 수락된 최소 투자액은 $0라고 표시했습니다. 공개된 판매 보수에는 현금 판매 수수료 $200,000(추정)와 중개인 수수료 $950,020(추정)이 포함됩니다. 발행사는 수익 중 $0가 임원, 이사 또는 홍보자에게 지급될 것이라고 인증합니다. 제출서류는 해당 발행이 기업 결합과 관련이 없으며 1년을 초과해 지속될 의도가 없음을 명시합니다.
Avis Form D pour une offre de titres par Faraday Future Intelligent Electric Inc. L'émetteur a enregistré une offre selon le Regulation D, Rule 506(b) pour un montant total de $83,500,000 et a vendu à ce jour $37,592,271, laissant $45,907,729 disponibles. Le dépôt identifie un mélange de titres offerts incluant des dettes, des warrants/options et des titres émis lors de l'exercice. L'émetteur rapporte 4 investisseurs au total jusqu'à présent et indique un investissement minimum accepté de $0. La rémunération des ventes divulguée comprend $200,000 de commissions en espèces (estimées) et $950,020 de frais de finders (estimés). L'émetteur certifie que $0 des produits seront utilisés pour payer des dirigeants, administrateurs ou promoteurs. Le dépôt précise que l'offre n'est pas liée à une opération de fusion-acquisition et n'a pas vocation à durer plus d'un an.
Form D-Mitteilung zu einem Wertpapierangebot von Faraday Future Intelligent Electric Inc. Der Emittent hat ein Angebot gemäß Regulation D, Rule 506(b) mit einer Gesamtgröße von $83,500,000 registriert und bisher $37,592,271 verkauft, sodass noch $45,907,729 verfügbar sind. Die Einreichung nennt eine Mischung angebotener Wertpapiere, darunter Schuldtitel, Warrants/Optionen und bei Ausübung auszugebende Wertpapiere. Der Emittent berichtet bislang von insgesamt 4 Investoren und gibt einen akzeptierten Mindestanlagebetrag von $0 an. Als Verkaufsvergütung werden $200,000 an Barprovisionen (geschätzt) und $950,020 an Vermittlergebühren (geschätzt) ausgewiesen. Der Emittent bestätigt, dass $0 der Erlöse zur Zahlung an Führungskräfte, Direktoren oder Promoter verwendet werden. Die Einreichung erklärt, dass das Angebot nicht im Zusammenhang mit einer Unternehmenszusammenführung steht und nicht länger als ein Jahr dauern soll.
- $37,592,271 has already been sold toward a $83,500,000 offering, showing partial subscription
- No proceeds are reported as being paid to executive officers, directors, or promoters
- Regulation D Rule 506(b) exemption is claimed, which permits accredited investor placements without public registration
- Only 4 investors have participated so far, indicating high concentration of investment
- $950,020 in estimated finders' fees plus $200,000 in sales commissions represent notable distribution costs
- Offering includes debt and warrants/options, which can lead to future dilution or additional claims on assets depending on terms
Insights
TL;DR: Regulation D private raise partially subscribed; material fees and small investor count warrant monitoring.
The filing documents a Rule 506(b) private offering sized at $83.5 million with $37.6 million sold. The offering structure includes debt and derivative-linked securities (options/warrants and underlying securities upon exercise), which can dilute equity or create senior creditor claims depending on final terms. Sales compensation totals roughly $1.15 million, a meaningful up-front distribution cost relative to amounts raised so far. Only four investors are listed, which suggests concentration of proceeds among a few backers rather than broad retail participation. The certification that no proceeds are being paid to insiders is a positive governance datapoint, but limited investor count and significant finder fees are material considerations for holders evaluating dilution and capital structure changes.
TL;DR: Filing is a routine Form D disclosure; compliance items appear addressed but investor concentration is notable.
The Form D appears complete for a Rule 506(b) offering: issuer identity, executive and director names and addresses, offering amounts, and sales compensation are disclosed. The filing indicates no payments to listed insiders from offering proceeds, which addresses a common related-party concern. The small number of investors (4) and the use of finders with substantial estimated fees are governance items to watch for potential conflicts or concentrated influence. No indication of a business-combination tie or long-duration offering simplifies SEC and state filing considerations.
Avviso Form D per un'offerta di titoli di Faraday Future Intelligent Electric Inc. L'emittente ha registrato un'offerta ai sensi del Regulation D, Rule 506(b) per un importo totale di $83,500,000, di cui sono stati venduti finora $37,592,271, lasciando disponibili $45,907,729. La documentazione indica una combinazione di titoli offerti che comprende debito, warrant/opzioni e titoli emessi al momento dell'esercizio. L'emittente segnala di aver raccolto capitali da 4 investitori in totale e dichiara di non aver imposto un investimento minimo ($0). La compensazione per le vendite dichiarata include $200,000 in commissioni in contanti (stimate) e $950,020 in commissioni a finder (stimate). L'emittente certifica che $0 dei proventi sarà utilizzato per pagare dirigenti, amministratori o promotori. Il deposito afferma che l'offerta non è collegata a una combinazione aziendale e non è prevista per durare più di un anno.
Aviso Form D para una oferta de valores de Faraday Future Intelligent Electric Inc. El emisor registró una oferta bajo Regulation D, Rule 506(b) por un monto total de $83,500,000 y hasta la fecha ha vendido $37,592,271, quedando disponibles $45,907,729. La presentación identifica una mezcla de valores ofrecidos que incluye deuda, warrants/opciones y valores emitibles al ejercer opciones. El emisor informa 4 inversores en total hasta ahora e indica que el mínimo de inversión aceptado es de $0. La compensación por ventas divulgada incluye $200,000 en comisiones en efectivo (estimadas) y $950,020 en honorarios de intermediarios (estimados). El emisor certifica que $0 de los ingresos se utilizarán para pagar a ejecutivos, directores o promotores. La presentación indica que la oferta no está relacionada con una combinación empresarial y no tiene la intención de durar más de un año.
Faraday Future Intelligent Electric Inc.의 증권 발행에 관한 Form D 통지 발행사는 Regulation D, Rule 506(b)에 따라 총 발행 규모 $83,500,000의 신고를 했으며 현재까지 $37,592,271를 판매해 $45,907,729가 남아 있습니다. 제출서류는 채무, 워런트/옵션 및 행사 시 발행되는 증권을 포함한 다양한 증권을 제시합니다. 발행사는 현재까지 총 4명의 투자자가 참여했으며 수락된 최소 투자액은 $0라고 표시했습니다. 공개된 판매 보수에는 현금 판매 수수료 $200,000(추정)와 중개인 수수료 $950,020(추정)이 포함됩니다. 발행사는 수익 중 $0가 임원, 이사 또는 홍보자에게 지급될 것이라고 인증합니다. 제출서류는 해당 발행이 기업 결합과 관련이 없으며 1년을 초과해 지속될 의도가 없음을 명시합니다.
Avis Form D pour une offre de titres par Faraday Future Intelligent Electric Inc. L'émetteur a enregistré une offre selon le Regulation D, Rule 506(b) pour un montant total de $83,500,000 et a vendu à ce jour $37,592,271, laissant $45,907,729 disponibles. Le dépôt identifie un mélange de titres offerts incluant des dettes, des warrants/options et des titres émis lors de l'exercice. L'émetteur rapporte 4 investisseurs au total jusqu'à présent et indique un investissement minimum accepté de $0. La rémunération des ventes divulguée comprend $200,000 de commissions en espèces (estimées) et $950,020 de frais de finders (estimés). L'émetteur certifie que $0 des produits seront utilisés pour payer des dirigeants, administrateurs ou promoteurs. Le dépôt précise que l'offre n'est pas liée à une opération de fusion-acquisition et n'a pas vocation à durer plus d'un an.
Form D-Mitteilung zu einem Wertpapierangebot von Faraday Future Intelligent Electric Inc. Der Emittent hat ein Angebot gemäß Regulation D, Rule 506(b) mit einer Gesamtgröße von $83,500,000 registriert und bisher $37,592,271 verkauft, sodass noch $45,907,729 verfügbar sind. Die Einreichung nennt eine Mischung angebotener Wertpapiere, darunter Schuldtitel, Warrants/Optionen und bei Ausübung auszugebende Wertpapiere. Der Emittent berichtet bislang von insgesamt 4 Investoren und gibt einen akzeptierten Mindestanlagebetrag von $0 an. Als Verkaufsvergütung werden $200,000 an Barprovisionen (geschätzt) und $950,020 an Vermittlergebühren (geschätzt) ausgewiesen. Der Emittent bestätigt, dass $0 der Erlöse zur Zahlung an Führungskräfte, Direktoren oder Promoter verwendet werden. Die Einreichung erklärt, dass das Angebot nicht im Zusammenhang mit einer Unternehmenszusammenführung steht und nicht länger als ein Jahr dauern soll.