Broker files Form 144; Thomas D. Fountain 10b5-1 sales (NASDAQ: FFIV)
Filing Impact
Filing Sentiment
Form Type
144
Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC submitted a Form 144 disclosing a proposed sale of 1,328 Restricted Stock Units of Common Stock dated 05/01/2026. The filing also lists prior 10b5-1 sales by Thomas D. Fountain of 1,297 shares on 02/10/2026 valued at $360,981.04.
Positive
- None.
Negative
- None.
Key Figures
Proposed RSUs to be sold: 1,328 shares
Prior 10b5-1 sale: 1,297 shares
Reported value of prior sale: $360,981.04
+1 more
4 metrics
Proposed RSUs to be sold
1,328 shares
Restricted Stock Units dated 05/01/2026
Prior 10b5-1 sale
1,297 shares
Sale by Thomas D. Fountain on 02/10/2026
Reported value of prior sale
$360,981.04
Value tied to 1,297-share 10b5-1 sale on 02/10/2026
Market listed
NASDAQ
Market reference in filing dated 05/05/2026
Key Terms
Form 144, Restricted Stock Units, 10b5-1
3 terms
Form 144 regulatory
"submitted a Form 144 disclosing a proposed sale"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
Restricted Stock Units financial
"1,328 Restricted Stock Units of Common Stock dated 05/01/2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
10b5-1 regulatory
"lists prior 10b5-1 sales by Thomas D. Fountain"
A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.
FAQ
What does the FFIV Form 144 disclose about the securities to be sold?
The Form 144 shows a proposed sale of 1,328 Restricted Stock Units of Common Stock dated 05/01/2026. It lists the security type as Restricted Stock Units and the filing lists NASDAQ as the market on 05/05/2026.
Which broker or intermediary is named on the Form 144 for FFIV?
The Form 144 lists Morgan Stanley Smith Barney LLC (Executive Financial Services, 1 New York Plaza) as the filer associated with the proposed sale of Common Stock and Restricted Stock Units.
What dates appear on the FFIV excerpt and what do they indicate?
Key dates include 05/01/2026 (date attached to the 1,328 RSUs), 02/10/2026 (10b5-1 sales of 1,297 shares), and 05/05/2026 (market listed as NASDAQ in the filing).
How much value was reported for the past 10b5-1 sales in the FFIV filing?
The excerpt reports a value of $360,981.04 tied to the 1,297-share 10b5-1 sale executed on 02/10/2026 by Thomas D. Fountain, as shown in the filing.