Welcome to our dedicated page for First Trust Specialty Finance SEC filings (Ticker: FGB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
First Trust Specialty Finance & Financial Opportunities Fund filings document the fund's closed-end structure, common shares of beneficial interest, governance actions, and completed corporate-status change. The June 2025 Form 8-K records the completed reorganization into FT Confluence BDC & Specialty Finance Income ETF, including adviser and sub-adviser roles and the transfer of FGB assets and liabilities.
The Form 25 filed by the New York Stock Exchange documents removal of FGB's common shares from listing and registration under Section 12(b) of the Securities Exchange Act of 1934. These filings provide the formal regulatory record for FGB's transition from a listed closed-end fund to the successor ETF share structure.