STOCK TITAN

[8-K] Fundamental Global Inc. 8.00% Cumulative Preferred Stock Reports Material Event

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
8-K

Fundamental Global Inc. furnished an investor presentation that the company will use to describe its business to stockholders. The presentation is attached as Exhibit 99.1 and is explicitly furnished under Regulation FD, meaning it is provided to the public but is not being "filed" for purposes of Section 18 of the Exchange Act. The filing also lists an interactive data file as Exhibit 104 and identifies the companys registered securities: common stock (ticker FGNX) and 8.00% cumulative preferred stock, Series A (ticker FGNXP).

The report includes the companys state of incorporation and principal office city and provides an authorized signature from the Chief Financial Officer certifying the submission. No financial statements or earnings data are included in this disclosure.

Fundamental Global Inc. ha fornito una presentazione per investitori che la società utilizzerà per illustrare la propria attività agli azionisti. La presentazione è allegata come Exhibit 99.1 e viene esplicitamente fornita ai sensi del Regulation FD, quindi è resa pubblica ma non viene 'archiviata' ai fini della Sezione 18 dell'Exchange Act. Il deposito indica inoltre un file di dati interattivi come Exhibit 104 e identifica i titoli registrati della società: azioni ordinarie (ticker FGNX) e azioni privilegiate cumulative 8,00%, Serie A (ticker FGNXP).

Il rapporto include lo stato di incorporazione della società e la città della sede principale e riporta la firma autorizzata del Chief Financial Officer che certifica la presentazione. In questa comunicazione non sono incluse relazioni finanziarie né dati sugli utili.

Fundamental Global Inc. presentó una presentación para inversores que la compañía utilizará para describir su negocio a los accionistas. La presentación se adjunta como Exhibit 99.1 y se suministra explícitamente conforme al Regulation FD, por lo que se ofrece al público pero no se está 'presentando' a los efectos de la Sección 18 del Exchange Act. El expediente también incluye un archivo de datos interactivos como Exhibit 104 e identifica los valores registrados de la compañía: acciones ordinarias (ticker FGNX) y acciones preferentes acumulativas al 8,00%, Serie A (ticker FGNXP).

El informe indica el estado de constitución y la ciudad de la oficina principal de la compañía y contiene la firma autorizada del Director Financiero que certifica la presentación. En esta divulgación no se incluyen estados financieros ni datos de resultados.

Fundamental Global Inc.는 주주들에게 회사를 설명하기 위해 사용할 투자자 프레젠테이션을 제공했습니다. 해당 프레젠테이션은 Exhibit 99.1로 첨부되며 Regulation FD에 따라 명시적으로 제공되어 공개되지만, Exchange Act 제18조 목적상 '제출'되는 것은 아닙니다. 제출서류에는 또한 대화형 데이터 파일이 Exhibit 104로 기재되어 있고 회사의 등록 증권으로는 보통주(티커 FGNX)와 누적형 우선주 8.00%, 시리즈 A(티커 FGNXP)가 식별됩니다.

보고서에는 회사의 설립 주(state of incorporation)와 본사 소재 도시가 포함되어 있으며, 최고재무책임자(CFO)의 권한 있는 서명이 제출을 증명하고 있습니다. 이 공시에는 재무제표나 실적 관련 수치가 포함되어 있지 않습니다.

Fundamental Global Inc. a fourni une présentation aux investisseurs que la société utilisera pour décrire son activité aux actionnaires. La présentation est jointe en tant que Exhibit 99.1 et est expressément fournie en vertu du Regulation FD, ce qui signifie qu'elle est rendue publique mais n'est pas 'déposée' aux fins de la Section 18 du Exchange Act. Le dossier mentionne également un fichier de données interactif comme Exhibit 104 et identifie les titres enregistrés de la société : actions ordinaires (symbole FGNX) et actions privilégiées cumulatives 8,00 %, série A (symbole FGNXP).

Le rapport indique l'État d'incorporation et la ville du siège principal de la société et comporte la signature autorisée du directeur financier certifiant la soumission. Aucune information financière ni donnée de résultat n'est incluse dans cette divulgation.

Fundamental Global Inc. hat eine Investorenpräsentation bereitgestellt, die das Unternehmen verwenden wird, um Aktionären sein Geschäft zu erläutern. Die Präsentation ist als Exhibit 99.1 beigefügt und wird ausdrücklich gemäß Regulation FD bereitgestellt – sie wird der Öffentlichkeit zugänglich gemacht, aber für Zwecke von Section 18 des Exchange Act nicht 'eingereicht' wird. Die Einreichung führt außerdem eine interaktive Datendatei als Exhibit 104 auf und benennt die registrierten Wertpapiere des Unternehmens: Stammaktien (Ticker FGNX) und kumulative Vorzugsaktien 8,00%, Series A (Ticker FGNXP).

Der Bericht nennt den Staat der Gründung und die Stadt des Hauptsitzes des Unternehmens und enthält die autorisierte Unterschrift des Chief Financial Officer, die die Einreichung bestätigt. In dieser Bekanntmachung sind keine Abschlüsse oder Ergebniszahlen enthalten.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: A routine Regulation FD disclosure furnishing an investor presentation; informational outreach rather than a material filing.

The company furnished an investor presentation as Exhibit 99.1 and included interactive data as Exhibit 104. Because the presentation is explicitly "furnished" and not "filed," it avoids the Section 18 filing consequences referenced in the document. This action is consistent with investor-relations outreach and does not, on its face, introduce new financial statements, formal guidance, or transactions that would typically alter investors immediate valuation assessments.

TL;DR: Management disclosed an investor presentation under Regulation FD; procedural disclosure with limited governance or material impact.

The 8-K records a Regulation FD furnishing of an investor presentation and lists exhibits. The disclosure clarifies the presentation is "furnished" and not "filed," which affects legal incorporation and liability. The report is signed by the CFO and includes corporate identifiers such as state of incorporation and registered securities. There are no indications of governance changes, material transactions, or financial adjustments in this filing.

Fundamental Global Inc. ha fornito una presentazione per investitori che la società utilizzerà per illustrare la propria attività agli azionisti. La presentazione è allegata come Exhibit 99.1 e viene esplicitamente fornita ai sensi del Regulation FD, quindi è resa pubblica ma non viene 'archiviata' ai fini della Sezione 18 dell'Exchange Act. Il deposito indica inoltre un file di dati interattivi come Exhibit 104 e identifica i titoli registrati della società: azioni ordinarie (ticker FGNX) e azioni privilegiate cumulative 8,00%, Serie A (ticker FGNXP).

Il rapporto include lo stato di incorporazione della società e la città della sede principale e riporta la firma autorizzata del Chief Financial Officer che certifica la presentazione. In questa comunicazione non sono incluse relazioni finanziarie né dati sugli utili.

Fundamental Global Inc. presentó una presentación para inversores que la compañía utilizará para describir su negocio a los accionistas. La presentación se adjunta como Exhibit 99.1 y se suministra explícitamente conforme al Regulation FD, por lo que se ofrece al público pero no se está 'presentando' a los efectos de la Sección 18 del Exchange Act. El expediente también incluye un archivo de datos interactivos como Exhibit 104 e identifica los valores registrados de la compañía: acciones ordinarias (ticker FGNX) y acciones preferentes acumulativas al 8,00%, Serie A (ticker FGNXP).

El informe indica el estado de constitución y la ciudad de la oficina principal de la compañía y contiene la firma autorizada del Director Financiero que certifica la presentación. En esta divulgación no se incluyen estados financieros ni datos de resultados.

Fundamental Global Inc.는 주주들에게 회사를 설명하기 위해 사용할 투자자 프레젠테이션을 제공했습니다. 해당 프레젠테이션은 Exhibit 99.1로 첨부되며 Regulation FD에 따라 명시적으로 제공되어 공개되지만, Exchange Act 제18조 목적상 '제출'되는 것은 아닙니다. 제출서류에는 또한 대화형 데이터 파일이 Exhibit 104로 기재되어 있고 회사의 등록 증권으로는 보통주(티커 FGNX)와 누적형 우선주 8.00%, 시리즈 A(티커 FGNXP)가 식별됩니다.

보고서에는 회사의 설립 주(state of incorporation)와 본사 소재 도시가 포함되어 있으며, 최고재무책임자(CFO)의 권한 있는 서명이 제출을 증명하고 있습니다. 이 공시에는 재무제표나 실적 관련 수치가 포함되어 있지 않습니다.

Fundamental Global Inc. a fourni une présentation aux investisseurs que la société utilisera pour décrire son activité aux actionnaires. La présentation est jointe en tant que Exhibit 99.1 et est expressément fournie en vertu du Regulation FD, ce qui signifie qu'elle est rendue publique mais n'est pas 'déposée' aux fins de la Section 18 du Exchange Act. Le dossier mentionne également un fichier de données interactif comme Exhibit 104 et identifie les titres enregistrés de la société : actions ordinaires (symbole FGNX) et actions privilégiées cumulatives 8,00 %, série A (symbole FGNXP).

Le rapport indique l'État d'incorporation et la ville du siège principal de la société et comporte la signature autorisée du directeur financier certifiant la soumission. Aucune information financière ni donnée de résultat n'est incluse dans cette divulgation.

Fundamental Global Inc. hat eine Investorenpräsentation bereitgestellt, die das Unternehmen verwenden wird, um Aktionären sein Geschäft zu erläutern. Die Präsentation ist als Exhibit 99.1 beigefügt und wird ausdrücklich gemäß Regulation FD bereitgestellt – sie wird der Öffentlichkeit zugänglich gemacht, aber für Zwecke von Section 18 des Exchange Act nicht 'eingereicht' wird. Die Einreichung führt außerdem eine interaktive Datendatei als Exhibit 104 auf und benennt die registrierten Wertpapiere des Unternehmens: Stammaktien (Ticker FGNX) und kumulative Vorzugsaktien 8,00%, Series A (Ticker FGNXP).

Der Bericht nennt den Staat der Gründung und die Stadt des Hauptsitzes des Unternehmens und enthält die autorisierte Unterschrift des Chief Financial Officer, die die Einreichung bestätigt. In dieser Bekanntmachung sind keine Abschlüsse oder Ergebniszahlen enthalten.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): August 13, 2025

 

FUNDAMENTAL GLOBAL INC.

(Exact name of registrant as specified in its charter)

 

Nevada   001-36366   46-1119100

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification Number)

 

6408 Bannington Road

Charlotte, NC

  28226
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (704) 994-8279

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Ticker symbol(s)   Name of each exchange on which registered
Common Stock, $0.001 par value per share   FGNX   The Nasdaq Stock Market LLC
         
8.00% Cumulative Preferred Stock, Series A, $25.00 par value per share   FGNXP   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 7.01 Regulation FD

 

Fundamental Global Inc. (the “Company”) prepared the investor presentation, dated August 13, 2025, that will be used by the Company to describe the Company’s business to stockholders (the “Presentation”). A copy of the Presentation is attached hereto as Exhibit 99.1 and incorporated into this Item 7.01 by reference

 

As provided in General Instruction B.2 of Form 8-K, the information in this Item 7.01 and Exhibit 99.1 is “furnished” and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of such section nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits:

 

Exhibit   Description
99.1   Fundamental Global Inc. Presentation, dated August 13, 2025
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  FUNDAMENTAL GLOBAL INC.
     
Date: August 13, 2025 By: /s/ Mark D. Roberson
  Name: Mark D. Roberson
  Title: Chief Financial Officer

 

 

 

Fundamental Global Inc.

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