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[8-K] Fundamental Global Inc. 8.00% Cumulative Preferred Stock Reports Material Event

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
8-K
Rhea-AI Filing Summary

Fundamental Global Inc. furnished an investor presentation that the company will use to describe its business to stockholders. The presentation is attached as Exhibit 99.1 and is explicitly furnished under Regulation FD, meaning it is provided to the public but is not being "filed" for purposes of Section 18 of the Exchange Act. The filing also lists an interactive data file as Exhibit 104 and identifies the companys registered securities: common stock (ticker FGNX) and 8.00% cumulative preferred stock, Series A (ticker FGNXP).

The report includes the companys state of incorporation and principal office city and provides an authorized signature from the Chief Financial Officer certifying the submission. No financial statements or earnings data are included in this disclosure.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: A routine Regulation FD disclosure furnishing an investor presentation; informational outreach rather than a material filing.

The company furnished an investor presentation as Exhibit 99.1 and included interactive data as Exhibit 104. Because the presentation is explicitly "furnished" and not "filed," it avoids the Section 18 filing consequences referenced in the document. This action is consistent with investor-relations outreach and does not, on its face, introduce new financial statements, formal guidance, or transactions that would typically alter investors immediate valuation assessments.

TL;DR: Management disclosed an investor presentation under Regulation FD; procedural disclosure with limited governance or material impact.

The 8-K records a Regulation FD furnishing of an investor presentation and lists exhibits. The disclosure clarifies the presentation is "furnished" and not "filed," which affects legal incorporation and liability. The report is signed by the CFO and includes corporate identifiers such as state of incorporation and registered securities. There are no indications of governance changes, material transactions, or financial adjustments in this filing.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): August 13, 2025

 

FUNDAMENTAL GLOBAL INC.

(Exact name of registrant as specified in its charter)

 

Nevada   001-36366   46-1119100

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification Number)

 

6408 Bannington Road

Charlotte, NC

  28226
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (704) 994-8279

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Ticker symbol(s)   Name of each exchange on which registered
Common Stock, $0.001 par value per share   FGNX   The Nasdaq Stock Market LLC
         
8.00% Cumulative Preferred Stock, Series A, $25.00 par value per share   FGNXP   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 7.01 Regulation FD

 

Fundamental Global Inc. (the “Company”) prepared the investor presentation, dated August 13, 2025, that will be used by the Company to describe the Company’s business to stockholders (the “Presentation”). A copy of the Presentation is attached hereto as Exhibit 99.1 and incorporated into this Item 7.01 by reference

 

As provided in General Instruction B.2 of Form 8-K, the information in this Item 7.01 and Exhibit 99.1 is “furnished” and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of such section nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits:

 

Exhibit   Description
99.1   Fundamental Global Inc. Presentation, dated August 13, 2025
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  FUNDAMENTAL GLOBAL INC.
     
Date: August 13, 2025 By: /s/ Mark D. Roberson
  Name: Mark D. Roberson
  Title: Chief Financial Officer

 

 

 

Fundamental Global Inc.

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