FHI (NYSE) Rule 144: Proposed resale of 8,950 restricted shares tied to vesting

Rhea-AI Filing Summary

FHI submitted a Rule 144 notice indicating proposed sales of restricted common stock tied to vesting under a registered plan. The excerpt lists 5,539 shares vesting on 11/18/2025 and 3,411 shares vesting on 03/03/2026, and shows a total quantity field of 8,950 shares. The filing lists a dollar figure of $513,169.73 and a reference date of 06/08/2026.

Insights

Securities Compliance Analyst

Rule 144 notice lists planned resale quantities tied to vesting dates.

The excerpt documents proposed sales of restricted common stock vesting under a registered plan, with 5,539 shares vesting on 11/18/2025 and 3,411 shares vesting on 03/03/2026. A field shows 8,950 which corresponds to an aggregate share figure present in the excerpt.

Timing and exact sale methods are not detailed in the excerpt; subsequent Form 4/transaction reports would show execution and any proceeds. Cash‑flow treatment is not specified in the provided text.

Key Figures

Aggregate quantity field: 8,950 shares Vesting on 11/18/2025: 5,539 shares Vesting on 03/03/2026: 3,411 shares +2 more

5 metrics

Aggregate quantity field 8,950 shares Listed in the excerpt (aggregate share field)

Vesting on 11/18/2025 5,539 shares Restricted Stock Vesting Under a Registered Plan on <date>11/18/2025</date>

Vesting on 03/03/2026 3,411 shares Restricted Stock Vesting Under a Registered Plan on <date>03/03/2026</date>

Dollar figure shown $513,169.73 Numeric value present in the header rows of the excerpt

Form reference date 06/08/2026 Date shown alongside exchange and header fields

Key Terms

Restricted Stock Vesting Under a Registered Plan, Rule 144 notice, Issuer

3 terms

Restricted Stock Vesting Under a Registered Plan regulatory

"Restricted Stock Vesting Under a Registered Plan | Issuer"

Rule 144 notice regulatory

"Filer Information | 144: Filer Information"

A Rule 144 notice is a public filing that an insider or holder of restricted stock submits when they plan to sell shares that aren’t freely tradable yet; it lists how many shares they intend to sell and under what conditions. For investors, it matters because it signals potential insider selling and an upcoming increase in shares available to the market—similar to someone announcing a big garage sale, which can affect supply and price expectations.

Issuer financial

"Restricted Stock Vesting Under a Registered Plan | Issuer"

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Available on EDGAR 06/08/2026 - 04:18 PM Accepted by SEC EDGAR 06/08/2026 - 04:17 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	8950	513169.73	75904000	06/08/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/18/2025	Restricted Stock Vesting Under a Registered Plan	Issuer			5539	11/18/2025	Services Rendered
Common	03/03/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			3411	03/03/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does FHI's Form 144 disclose about planned sales?

The filing discloses proposed sales of restricted common stock tied to vesting. It lists 5,539 shares vesting on 11/18/2025 and 3,411 shares vesting on 03/03/2026, plus an aggregate figure of 8,950 shares.

Does the excerpt show the dollar value of the planned sale for FHI?

The excerpt contains a dollar value of $513,169.73. The filing does not, within the provided text, tie that figure explicitly to per‑share price or final proceeds from a completed sale.

Are the vesting dates in FHI's filing the dates sales will occur?

The filing lists vesting dates of 11/18/2025 and 03/03/2026 for the restricted shares. The excerpt does not state that sales occur on those dates; it shows vesting events under a registered plan.

Will the company receive proceeds from the sales listed in the Form 144?

The provided excerpt does not specify proceeds treatment. Form 144 typically reports intended resale by a holder; whether the issuer receives proceeds is not stated in the visible text.

What further filings will show whether the planned sales happened?

Execution of any sales would usually appear in subsequent insider reports (Forms 4) or broker reports. The excerpt does not include post‑sale transaction records or settlement details.