Federated Hermes officer plans sale of 5,000 shares

FEDERATED HERMES, INC.

Rhea-AI Filing Summary

FEDERATED HERMES, INC. (FHI) is the issuer for a proposed resale of Class B shares under Rule 144 by Peter J. Germain. The notice covers 5,000 Class B shares to be sold through Kestra Financial on the NYSE with an aggregate market value of $275,800.

The shares relate to stock awards from November 16, 2022 (3,623 shares) and March 4, 2024 (1,377 shares), both granted as compensation. The form states there were no securities sold for this account during the past three months.

Key Figures

Shares to be sold: 5,000 shares Aggregate market value: $275,800 Stock award shares 2022: 3,623 shares +3 more

6 metrics

Shares to be sold 5,000 shares Class B shares proposed for sale under Rule 144

Aggregate market value $275,800 Estimated value of 5,000 Class B shares to be sold

Stock award shares 2022 3,623 shares Class B shares from November 16, 2022 stock award as compensation

Stock award shares 2024 1,377 shares Class B shares from March 4, 2024 stock award as compensation

Trading market NYSE Listed market where Class B shares are expected to be sold

Rule Rule 144 Exemption relied on for resale of restricted or control securities

Key Terms

Rule 144, Stock Award, attorney-in-fact

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Stock Award financial

"Class B | 11/16/2022 | Stock Award | Federated Hemes Inc"

attorney-in-fact regulatory

"as attorney-in-fact for Germain Peter J"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for FHI disclose about planned share sales?

The Form 144 discloses a planned sale of 5,000 Class B shares of FEDERATED HERMES, INC. with an aggregate market value of $275,800. The shares are expected to be sold through Kestra Financial on the NYSE under Rule 144.

Who is the selling security holder in the FHI Form 144 notice?

The selling security holder is Peter J. Germain, identified as an officer. The notice states the sale is for his account, with the Form 144 signed by National Financial Services LLC as attorney-in-fact on his behalf.

How many FHI shares from compensation awards are covered by this Form 144?

The filing links the planned sale to 3,623 Class B shares from a November 16, 2022 stock award and 1,377 Class B shares from a March 4, 2024 stock award, both granted as compensation.

What is the aggregate market value of the FHI shares in this Form 144?

The Form 144 lists an aggregate market value of $275,800 for the 5,000 Class B shares of FEDERATED HERMES, INC. that are proposed to be sold through Kestra Financial on the NYSE.

Does the FHI Form 144 indicate any recent sales by this holder?

The Form 144 section on securities sold during the past three months shows no reported sales for this account. This suggests the 5,000 Class B shares are a new planned sale under Rule 144 during this period.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/20/2026 - 10:56 AM Accepted by SEC EDGAR 08/20/2026 - 10:56 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001482366
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	FEDERATED HERMES, INC.
SEC File Number	001-14818
Address of Issuer	1001 LIBERTY AVENUE PITTSBURGH PENNSYLVANIA 15222
Phone	4122881900
Name of Person for Whose Account the Securities are To Be Sold	Germain Peter J
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class B	Kestra Financial 5707 Southwest Parkway, Building 2, 400 Austin TX 78735	5000	275800.00	75903653	08/20/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class B	11/16/2022	Stock Award	Federated Hemes Inc			3623	11/16/2022	Compensation
Class B	03/04/2024	Stock Award	Federated Hemes Inc			1377	03/04/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	08/20/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Carmen Zamores as a duly authorized representative of National Financial Services LLC, as attorney-in-fact for Germain Peter J
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)