STOCK TITAN

Federated Hermes (NYSE: FHI) VP logs tax-driven sale and stock grant

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Federated Hermes, Inc. vice president Paul A. Uhlman reported two Class B common stock transactions. He sold 11,739 shares in an open‑market transaction at a weighted average price of $56.5291 per share to satisfy tax obligations from vesting restricted stock. He also received a grant or award of 20,684 shares at no cost, bringing his directly held balance to 336,379 shares.

Positive

  • None.

Negative

  • None.
Insider Uhlman Paul A
Role Vice President
Sold 11,739 shs ($664K)
Type Security Shares Price Value
Sale Class B Common Stock 11,739 $56.5291 $664K
Grant/Award Class B Common Stock 20,684 $0.00 --
Holdings After Transaction: Class B Common Stock — 315,695 shares (Direct)
Footnotes (1)
  1. Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock. The price reported in Column 4 is a weighted average price. These shares were sold in 33 transactions at prices ranging from $56.39 to $56.885 inclusive. The reporting person undertakes to provide to Federated Hermes, Inc., any security holder of Federated Hermes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Uhlman Paul A

(Last) (First) (Middle)
FEDERATED HERMES, INC.
1001 LIBERTY AVENUE

(Street)
PITTSBURGH PA 15222-3779

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FEDERATED HERMES, INC. [ FHI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President
3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class B Common Stock 03/05/2026 S(1) 11,739 D $56.5291(2) 315,695 D
Class B Common Stock 03/05/2026 A 20,684 A $0 336,379 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.
2. The price reported in Column 4 is a weighted average price. These shares were sold in 33 transactions at prices ranging from $56.39 to $56.885 inclusive. The reporting person undertakes to provide to Federated Hermes, Inc., any security holder of Federated Hermes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks:
The Power of Attorney dated August 30, 2022, is incorporated herein by reference.
/s/John D. Martini (Attorney-in-Fact) 03/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did FHI executive Paul Uhlman report?

Paul A. Uhlman reported selling 11,739 shares of Federated Hermes Class B common stock and receiving a grant of 20,684 shares. Both transactions involved directly owned shares and occurred on the same date, reflecting routine executive equity and related tax activity.

At what price did the FHI insider sell Class B common stock?

The reported sale used a weighted average price of $56.5291 per share. Footnotes state the 11,739 shares were sold in 33 separate trades between $56.39 and $56.885, and detailed breakdowns are available to shareholders or regulators upon request.

Why did the Federated Hermes insider sell 11,739 FHI shares?

The 11,739 shares of Federated Hermes Class B stock were sold to satisfy tax obligations arising from the vesting of restricted shares. This indicates the transaction was driven by tax withholding needs linked to equity compensation rather than a discretionary portfolio decision.

What stock award did Paul Uhlman receive from Federated Hermes (FHI)?

Paul A. Uhlman received a grant or award acquisition of 20,684 shares of Federated Hermes Class B common stock at a reported price of $0.00 per share. This reflects equity-based compensation directly increasing his shareholdings in the company on the transaction date.

How many Federated Hermes shares does the insider own after these trades?

After completing the reported sale and stock grant, Paul A. Uhlman directly owns 336,379 shares of Federated Hermes Class B common stock. This figure reflects his updated ownership following both the tax‑related sale and the equity award on the reported date.