Federated Hermes VP sells shares for tax obligations

FEDERATED HERMES, INC. vice president Paul A. Uhlman reported an open-market sale of 1,021 shares of Class B Common Stock at $55.305 per share.

Rhea-AI Filing Summary

FEDERATED HERMES, INC. vice president Paul A. Uhlman reported an open-market sale of 1,021 shares of Class B Common Stock at $55.305 per share. According to the footnote, the sale was made to satisfy tax obligations from the vesting of restricted stock.

Following this tax-related transaction, Uhlman directly holds 302,966 shares of Class B Common Stock.

Insider Trade Summary

Net Seller: 1,021 shares

Net Sell 1 txn

Insider Uhlman Paul A

Role Vice President

Sold 1,021 shs ($56K)

Type	Security	Shares	Price	Value
Sale	Class B Common Stock	1,021	$55.305	$56K

Holdings After Transaction: Class B Common Stock — 302,966 shares (Direct)

Footnotes (1)

1. F1. Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.

Key Figures

Shares sold: 1,021 shares Sale price: $55.305 per share Shares held after transaction: 302,966 shares +1 more

4 metrics

Shares sold 1,021 shares Non-derivative sale of Class B Common Stock

Sale price $55.305 per share Price for the 1,021 shares sold

Shares held after transaction 302,966 shares Direct holdings after tax-related sale

Transaction date 2026-05-26 Date of reported sale

Key Terms

Class B Common Stock, open-market sale, restricted shares of stock, tax obligations

4 terms

Class B Common Stock financial

"security_title: "Class B Common Stock" in the transaction record"

A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.

open-market sale financial

"transaction_action: "open-market sale" describing the transaction"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

restricted shares of stock financial

"footnote: "vesting of restricted shares of stock""

tax obligations financial

"footnote: "sale of shares to satisfy tax obligations""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Federated Hermes (FHI) vice president Paul A. Uhlman report on this Form 4?

Paul A. Uhlman reported selling 1,021 shares of Federated Hermes Class B Common Stock at $55.305 per share. The filing shows this as an open-market sale and updates his remaining direct holdings after the transaction.

Why were Paul A. Uhlman’s Federated Hermes (FHI) shares sold in this transaction?

The shares were sold to satisfy tax obligations arising from the vesting of restricted shares of stock. The footnote explains this tax-related purpose, indicating the transaction was linked to compensation vesting rather than a discretionary portfolio change.

How many Federated Hermes (FHI) shares did Paul A. Uhlman sell and at what price?

He sold 1,021 shares of Federated Hermes Class B Common Stock at a price of $55.305 per share. These details come from the reported non-derivative transaction coded as an open-market or private sale.

What are Paul A. Uhlman’s Federated Hermes (FHI) holdings after this Form 4 transaction?

After the sale, Paul A. Uhlman directly holds 302,966 shares of Federated Hermes Class B Common Stock. This post-transaction balance is disclosed in the filing as his total direct ownership following the reported trade.

Was this Federated Hermes (FHI) insider transaction a buy or a sell?

The transaction was a sale, coded “S” for an open-market or private sale. The Form 4 data classifies it as a non-derivative sale of Class B Common Stock, conducted to cover tax obligations from restricted stock vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/26/2026 - 04:05 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Uhlman Paul A

(Last) (First) (Middle)

FEDERATED HERMES, INC.

1001 LIBERTY AVENUE

(Street)

PITTSBURGH PENNSYLVANIA 15222-3779

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FEDERATED HERMES, INC. [ FHI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class B Common Stock	05/26/2026		S(1)		1,021	D	$55.305	302,966	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.

Remarks:

The Power of Attorney dated August 30, 2022, is incorporated herein by reference.

	/s/John D. Martini (Attorney-in-Fact)	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)