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[Form 4] FEDERATED HERMES, INC. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Federated Hermes, Inc. (FHI)11/18/2025, the reporting person acquired 18,000 shares, and on 11/19/2025 sold 6,856 shares at a weighted average price of $47.8549. The sale was made to cover tax obligations arising from the vesting of restricted shares. After these transactions, the reporting person directly beneficially owned 217,468 shares of Class B Common Stock.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Germain Peter J

(Last) (First) (Middle)
FEDERATED HERMES, INC.
1001 LIBERTY AVENUE

(Street)
PITTSBURGH PA 15222-3779

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FEDERATED HERMES, INC. [ FHI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, CLO & Sec.
3. Date of Earliest Transaction (Month/Day/Year)
11/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class B Common Stock 11/18/2025 A 18,000 A $3 224,324 D
Class B Common Stock 11/19/2025 S(1) 6,856 D $47.8549(2) 217,468 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.
2. The price reported in Column 4 is a weighted average price. These shares were sold in 51 transactions at prices ranging from $47.59 to $48.25 inclusive. The reporting person undertakes to provide to Federated Hermes, Inc., any security holder of Federated Hermes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks:
The Power of Attorney dated August 30, 2022, is incorporated herein by reference.
/s/ John D. Martini (Attorney-in-Fact) 11/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Federated Hermes (FHI) report on this Form 4?

The Form 4 reports that a Federated Hermes executive officer acquired 18,000 Class B Common shares on 11/18/2025 and sold 6,856 shares on 11/19/2025.

What price did the Federated Hermes (FHI) insider receive for the shares sold?

The 6,856 Class B Common shares were sold at a weighted average price of $47.8549, based on 51 individual transactions between $47.59 and $48.25.

Why did the Federated Hermes (FHI) insider sell shares on 11/19/2025?

The filing states the sale represents shares sold to satisfy tax obligations arising from the vesting of restricted shares of stock.

How many Federated Hermes (FHI) shares does the insider own after these transactions?

Following the reported transactions, the insider directly beneficially owned 217,468 shares of Federated Hermes Class B Common Stock.

What is the role of the reporting person at Federated Hermes (FHI)?

The reporting person serves as an Officer of Federated Hermes with the title EVP, CLO & Secretary.

Is there a detailed breakdown of the Federated Hermes (FHI) insider’s sale prices?

The filing notes that the shares were sold in 51 separate transactions between $47.59 and $48.25, and the insider undertakes to provide full price details upon request.

Federated Hermes Inc

NYSE:FHI

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3.69B
74.09M
4.14%
86.95%
3.04%
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