STOCK TITAN

Federated Hermes (NYSE: FHI) grants VP 40,000 Class B Common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

FEDERATED HERMES, INC. reported that Vice President Paul A. Uhlman received a grant of 40,000 shares of Class B Common Stock as a share award. The shares were acquired at a stated price of $0.00 per share, reflecting compensation rather than a market purchase. Following this grant, Uhlman directly holds 303,987 shares of Class B Common Stock.

Positive

  • None.

Negative

  • None.
Insider Uhlman Paul A
Role Vice President
Type Security Shares Price Value
Grant/Award Class B Common Stock 40,000 $0.00 --
Holdings After Transaction: Class B Common Stock — 303,987 shares (Direct, null)
Footnotes (1)
Shares granted 40,000 shares Class B Common Stock grant to Vice President
Grant price $0.00 per share Stated transaction price for awarded shares
Post-grant holdings 303,987 shares Total Class B Common Stock held directly after grant
Class B Common Stock financial
"security_title: "Class B Common Stock" in the transaction details"
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
grant/award acquisition financial
"transaction_action: "grant/award acquisition" describing the share award"
non-derivative financial
"transaction_type: "non-derivative" indicating direct stock, not options"
Form 4 regulatory
"INSIDER FILING DATA (Form 4) heading describing the filing type"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Uhlman Paul A

(Last)(First)(Middle)
FEDERATED HERMES, INC.
1001 LIBERTY AVENUE

(Street)
PITTSBURGH PENNSYLVANIA 15222-3779

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FEDERATED HERMES, INC. [ FHI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class B Common Stock05/04/2026A40,000A$0303,987D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
The Power of Attorney dated August 30, 2022, is incorporated herein by reference.
/s/John D. Martini (Attorney-in-Fact)05/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did FEDERATED HERMES (FHI) report for Paul A. Uhlman?

FEDERATED HERMES reported that Vice President Paul A. Uhlman received a grant of 40,000 shares of Class B Common Stock. This was a share award at a stated price of $0.00 per share, categorized as a non-derivative grant or award acquisition.

How many FEDERATED HERMES (FHI) shares does Paul A. Uhlman hold after this grant?

After the 40,000-share grant, Paul A. Uhlman directly holds 303,987 shares of FEDERATED HERMES Class B Common Stock. This total reflects his updated direct ownership position reported in the Form 4 following the non-derivative grant or award acquisition.

Was the FEDERATED HERMES (FHI) insider transaction a market purchase or a share award?

The transaction was a share award, not a market purchase. The Form 4 classifies it as a grant or award acquisition with a transaction price of $0.00 per share, indicating compensation-related equity rather than an open-market buy at prevailing stock prices.

What security type did Paul A. Uhlman receive from FEDERATED HERMES (FHI)?

Paul A. Uhlman received Class B Common Stock of FEDERATED HERMES. The Form 4 shows a non-derivative transaction involving 40,000 shares of Class B Common Stock granted as a compensation award, increasing his direct ownership to 303,987 shares.

How is the FEDERATED HERMES (FHI) insider transaction coded on the Form 4?

The transaction is coded “A” on the Form 4, which indicates a grant, award, or other acquisition. It is recorded as a non-derivative acquisition of 40,000 Class B Common Stock shares, categorized as a grant or award acquisition rather than a purchase or sale.