Welcome to our dedicated page for FEDERATED HERMES SEC filings (Ticker: FHI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Federated Hermes, Inc. filings document material events for an asset-management company with liquidity, equity, fixed-income, alternative/private markets and multi-asset businesses. Recent Form 8-K reports include earnings releases, managed-asset disclosures, dividend actions, Class B common-stock consideration, acquisition terms for Federated Hermes FCP Manager, LLC and other capital-structure information.
The filing record also covers governance and executive-officer transitions, shareholder-voting matters, material agreements and legal-risk disclosures tied to investment-management subsidiaries, including Hermes GPE LLP and infrastructure fund matters. These documents connect operating results, platform expansion, leadership structure and risk disclosures to Federated Hermes' public-company reporting.
FHI filed a Form 144 to sell 6,145 shares of Common Stock on 06/16/2026. The notice lists the securities as restricted stock vesting under a registered plan and identifies Morgan Stanley Smith Barney LLC as the broker. The excerpt also shows a prior sale of 1,021 shares on 05/26/2026 for $56,466.41.
FEDERATED HERMES, INC. executive Saker Anwar Nusseibeh, CEO of Federated Hermes Limited, sold 8,950 shares of Class B Common Stock in an open-market transaction at a weighted average price of $57.3374 per share. Following the sale, he directly holds 151,276 shares.
FHI submitted a Rule 144 notice indicating proposed sales of restricted common stock tied to vesting under a registered plan. The excerpt lists 5,539 shares vesting on 11/18/2025 and 3,411 shares vesting on 03/03/2026, and shows a total quantity field of 8,950 shares. The filing lists a dollar figure of $513,169.73 and a reference date of 06/08/2026.
FHI insider sale notice: This Form 144 filing reports proposed dispositions by Paul Uhlman of two equity lots and a planned restricted-stock vesting. The filing lists a sale of 72,392 Common shares on 03/12/2026 with proceeds shown as $4,070,754.18, and 11,739 Class B Common shares on 03/05/2026 with proceeds shown as $663,595.10. The record also notes restricted stock vesting under a registered plan dated 05/26/2026 and identifies Morgan Stanley Smith Barney LLC as the broker.
FHI affiliate filing a notice under Form 144 reporting proposed and recent transactions in Common Stock. The filing shows 409 shares tied to restricted stock vesting with an issuer-directed sale scheduled 05/26/2026, and a reported sale of 5,000 shares on 05/15/2026 for $275,800.
FEDERATED HERMES, INC. vice president Paul A. Uhlman reported an open-market sale of 1,021 shares of Class B Common Stock at $55.305 per share. According to the footnote, the sale was made to satisfy tax obligations from the vesting of restricted stock.
Following this tax-related transaction, Uhlman directly holds 302,966 shares of Class B Common Stock.
FEDERATED HERMES, INC. executive Peter J. Germain, EVP, CLO & Sec., reported a small sale of Class B Common Stock. He sold 409 shares at $55.31 per share. A footnote explains the sale was made to satisfy tax obligations from the vesting of restricted shares of stock, making it a routine, tax-related transaction rather than a discretionary reduction of his position.
After this sale, Germain directly holds 212,059 Class B shares, so his remaining stake is still substantial compared with the number of shares sold.
FEDERATED HERMES, INC. executive Thomas R. Donahue reported a bona fide gift of 31,200 shares of Class B Common Stock. The gift was made at a reported price of $0.00 per share and left him with 560,292 Class B shares held directly.
He also reports several indirect Class B holdings, including shares held through MaxFund Partners, L.P., personal grantor trusts, a dynasty trust, a spouse, a 401(k) plan, and Maxfund, Inc.
Federated Hermes, Inc. executive vice president and chief legal officer Peter J. Germain reported an open-market sale of 5,000 shares of Class B Common Stock at a weighted average price of $54.2954 per share. After this transaction, he directly holds 212,468 shares of Class B Common Stock.