Welcome to our dedicated page for FEDERATED HERMES SEC filings (Ticker: FHI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Federated Hermes, Inc. filings document material events for an asset-management company with liquidity, equity, fixed-income, alternative/private markets and multi-asset businesses. Recent Form 8-K reports include earnings releases, managed-asset disclosures, dividend actions, Class B common-stock consideration, acquisition terms for Federated Hermes FCP Manager, LLC and other capital-structure information.
The filing record also covers governance and executive-officer transitions, shareholder-voting matters, material agreements and legal-risk disclosures tied to investment-management subsidiaries, including Hermes GPE LLP and infrastructure fund matters. These documents connect operating results, platform expansion, leadership structure and risk disclosures to Federated Hermes' public-company reporting.
Federated Hermes, Inc. (FHI) filed a Form 4 reporting insider equity transactions by a vice president. On 11/18/2025, the officer acquired 18,000 shares of Class B common stock at $3 per share, increasing direct beneficial ownership to 155,577 shares. On 11/19/2025, the officer sold 3,721 Class B shares at a weighted average price of $47.8429 per share, leaving 151,856 Class B shares directly owned. The company notes that the sale was made to cover tax obligations arising from the vesting of restricted stock, and that the sale price reflects 31 separate trades within a narrow price range.
Federated Hermes, Inc. (FHI) reported an insider share purchase by its Chairman, President and CEO, who is also a director. On 11/18/2025, the executive acquired 18,000 shares of Class B common stock in a transaction reported on Form 4 at a price of $3 per share. Following this purchase, the executive directly owns 444,288 shares of Federated Hermes Class B common stock. The filing indicates the transaction was reported by a single reporting person and includes a reference to an existing Power of Attorney for signing the form.
Federated Hermes, Inc. (FHI) reported an insider share purchase by its VP, CFO & Treasurer, who is also a director. On 11/18/2025, the reporting person acquired 18,000 shares of Class B common stock at $3 per share. After this transaction, the insider directly beneficially owns 592,948 Class B shares, with additional indirect holdings reported through several trusts, a 401(k) plan, a spouse, and related entities.
Federated Hermes (FHI) insider Peter J. Germain filed a Form 144 notice to sell up to 6,856 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $328,093.19. These shares come from restricted stock that vested under a registered plan on 11/19/2025, with services rendered listed as the form of payment.
The notice states that 77,537,867 shares of the issuer’s stock are outstanding. Over the prior three months, Germain also sold 5,000 Class B common/ordinary shares on 11/07/2025 for gross proceeds of $246,121. The form includes a representation that the seller is not aware of undisclosed material adverse information about the issuer.
A holder of FHI common stock filed a Form 144 notice to potentially sell 999 shares. The planned sale would be executed through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of 47,824.53 for the shares listed in the notice. The form reports that there are 77,537,867 shares of the issuer’s common stock outstanding.
The securities to be sold are common shares acquired on 11/19/2025 through restricted stock vesting under a registered plan, with services rendered identified as the form of payment. Form 144 also includes a representation by the seller that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
A holder of Federated Hermes (FHI) stock has filed a Form 144 to sell 707 shares of common stock through Morgan Stanley Smith Barney LLC on or about 11/19/2025 on the NYSE. The filing lists an aggregate market value of $33,833.91 for these shares and notes that 77,537,867 shares of this class were outstanding. The securities being sold were acquired on 11/19/2025 as restricted stock vesting under a registered plan, with the consideration described as services rendered. The signer represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
A shareholder of FHI has filed a Form 144 notice to sell 1,249 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an approximate sale date of 11/19/2025. The filing lists an aggregate market value of $59,765.52 for the proposed sale and notes that 77,537,867 shares of this class were outstanding at the time of the notice. The shares to be sold came from restricted stock vesting under a registered plan on 11/19/2025, received from the issuer as compensation for services rendered.
Federated Hermes (FHI) reported a planned sale of 7,638 shares of its common stock under Rule 144. The shares are to be sold through Morgan Stanley Smith Barney LLC on the NYSE with an aggregate market value of $365,595.93. These shares were acquired on 11/19/2025 as restricted stock vesting under a registered plan in exchange for services rendered. The company had 77,537,867 shares outstanding of common stock at the time referenced, which provides a baseline for comparing the size of this planned sale.
Federated Hermes, Inc. (FHI) filed a Form 144 notice for a planned sale of restricted common stock. The filing covers the proposed sale of 3,721 common shares through Morgan Stanley Smith Barney LLC on the NYSE, with an indicated aggregate market value of $178,023.43. These shares were acquired on 11/19/2025 through restricted stock vesting under a registered plan, with the purchase price effectively paid through services rendered. The filing states that the seller represents they are not aware of any undisclosed material adverse information about the issuer’s operations.
Federated Hermes, Inc. (FHI) has filed a Form 144 indicating a proposed sale of restricted common stock by an affiliated holder. The filing covers 6,496 shares of common stock to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $310,821.26, on the NYSE. The issuer had 77,537,867 shares of common stock outstanding. The shares were acquired as restricted stock vesting under a registered plan from the issuer on 11/19/2025, in exchange for services rendered.