Welcome to our dedicated page for Federated Hermes SEC filings (Ticker: FHI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Federated Hermes, Inc. filings document material events for an asset-management company with liquidity, equity, fixed-income, alternative/private markets and multi-asset businesses. Recent Form 8-K reports include earnings releases, managed-asset disclosures, dividend actions, Class B common-stock consideration, acquisition terms for Federated Hermes FCP Manager, LLC and other capital-structure information.
The filing record also covers governance and executive-officer transitions, shareholder-voting matters, material agreements and legal-risk disclosures tied to investment-management subsidiaries, including Hermes GPE LLP and infrastructure fund matters. These documents connect operating results, platform expansion, leadership structure and risk disclosures to Federated Hermes' public-company reporting.
A holder of Federated Hermes (FHI) stock has filed a Form 144 to sell 707 shares of common stock through Morgan Stanley Smith Barney LLC on or about 11/19/2025 on the NYSE. The filing lists an aggregate market value of $33,833.91 for these shares and notes that 77,537,867 shares of this class were outstanding. The securities being sold were acquired on 11/19/2025 as restricted stock vesting under a registered plan, with the consideration described as services rendered. The signer represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
A shareholder of FHI has filed a Form 144 notice to sell 1,249 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an approximate sale date of 11/19/2025. The filing lists an aggregate market value of $59,765.52 for the proposed sale and notes that 77,537,867 shares of this class were outstanding at the time of the notice. The shares to be sold came from restricted stock vesting under a registered plan on 11/19/2025, received from the issuer as compensation for services rendered.
Federated Hermes (FHI) reported a planned sale of 7,638 shares of its common stock under Rule 144. The shares are to be sold through Morgan Stanley Smith Barney LLC on the NYSE with an aggregate market value of $365,595.93. These shares were acquired on 11/19/2025 as restricted stock vesting under a registered plan in exchange for services rendered. The company had 77,537,867 shares outstanding of common stock at the time referenced, which provides a baseline for comparing the size of this planned sale.
Federated Hermes, Inc. (FHI) filed a Form 144 notice for a planned sale of restricted common stock. The filing covers the proposed sale of 3,721 common shares through Morgan Stanley Smith Barney LLC on the NYSE, with an indicated aggregate market value of $178,023.43. These shares were acquired on 11/19/2025 through restricted stock vesting under a registered plan, with the purchase price effectively paid through services rendered. The filing states that the seller represents they are not aware of any undisclosed material adverse information about the issuer’s operations.
Federated Hermes, Inc. (FHI) has filed a Form 144 indicating a proposed sale of restricted common stock by an affiliated holder. The filing covers 6,496 shares of common stock to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $310,821.26, on the NYSE. The issuer had 77,537,867 shares of common stock outstanding. The shares were acquired as restricted stock vesting under a registered plan from the issuer on 11/19/2025, in exchange for services rendered.
FHI reported a planned sale of common stock under Rule 144 by insider Saker Anwar Nusseibeh. The notice covers the proposed sale of 4,461 common shares through Morgan Stanley Smith Barney LLC on the NYSE, with an indicated aggregate market value of $213,447.25. The filing notes that these shares come from restricted stock that vested under a registered plan on the same date, in exchange for services rendered.
The form also discloses that during the prior three months, the same seller disposed of 15,000 common shares for gross proceeds of $728,154.00. By signing the notice, the seller represents that they are not aware of any material adverse, non‑public information about the issuer’s current or prospective operations.
Federated Hermes, Inc. (FHI) reported an insider transaction by its EVP, CLO & Secretary. On 11/07/2025, the officer sold 5,000 shares of Class B common stock at a weighted average price of $49.2242, executed across two trades within a $49.22–$49.228 range. Following the sale, the reporting person directly beneficially owns 206,324 shares.
Federated Hermes (FHI) filed a Form 144 indicating a proposed sale of 5,000 Class B shares through Commonwealth Financial Network on the NYSE. The filing lists an aggregate market value of $250,100 for the planned sale and an approximate sale date of 11/07/2025. The seller acquired these shares on 03/05/2021 via a stock award from the issuer as compensation. Shares outstanding were 77,560,065 at the time stated in the notice.
Federated Hermes (FHI) reported an insider transaction by an officer on 11/03/2025. The reporting person sold a total of 15,000 shares of Class B Common Stock in two trades: 2,857 shares at a weighted average price of $47.9375 and 12,143 shares at a weighted average price of $48.6862. Following these sales, the reporting person beneficially owns 157,039 shares, held directly. The filer is identified as an officer (CEO, Federated Hermes Limited).
FHI filed a Form 144 notice indicating a planned sale of 15,000 shares of common stock through Morgan Stanley Smith Barney LLC. The filing lists an aggregate market value of $728,154.00 and an approximate sale date of 11/03/2025 on the NYSE.
The shares were acquired on 06/30/2023 via restricted stock vesting under a registered plan from the issuer, with consideration noted as services rendered. The filing also reports 77,537,867 shares outstanding.