FIG Rule 144 notice lists 23,535-share sale, $1.08M value

Rhea-AI Filing Summary

FIG received a Rule 144 notice for a proposed sale of company stock. The filing lists the sale of 23,535 common shares through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $1,082,139.30. The approximate sale date is 11/07/2025 on the NYSE.

The notice also reports prior activity: 73,738 common shares were sold on 11/03/2025 for $3,552,055.32. Company shares outstanding are listed as 415,909,379. The shares being sold were acquired on 12/13/2018 via estate planning transfers for a trust associated with Kris(topher) Rasmussen.

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Securities law & equity markets analyst

Rule 144 notice to sell 23,535 shares; prior sale disclosed.

This filing is a Rule 144 notice indicating intent to sell 23,535 FIG common shares, with an aggregate market value of $1,082,139.30. The listed broker is Morgan Stanley Smith Barney LLC, and the sale is to occur on the NYSE with an approximate date of 11/07/2025.

The shares were originally acquired on 12/13/2018 via estate planning transfers for a trust related to Kris(topher) Rasmussen. The notice also reports a recent transaction: 73,738 shares sold on 11/03/2025 for $3,552,055.32. Shares outstanding are stated as 415,909,379.

Such notices are administrative disclosures of potential sales under Rule 144. Actual sale volume and timing depend on market conditions and execution details.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	23535	1082139.30	415909379	11/07/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/13/2018	Estate Planning Transfers	Acquired from the Settlor of the Trust, Kris Rasmussen . Shares being sold for account of said Trust			23535	12/13/2018	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	11/03/2025	73738	3552055.32

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many FIG shares are included in this Form 144 notice?

The notice lists 23,535 common shares to be sold.

What is the aggregate market value of the FIG shares in the notice?

The aggregate market value is $1,082,139.30.

When is the approximate sale date for the FIG shares?

The approximate date of sale is 11/07/2025.

Which broker is handling the proposed FIG share sale?

The broker is Morgan Stanley Smith Barney LLC Executive Financial Services.

On which exchange will the FIG shares be sold?

The notice lists the NYSE as the exchange.

Were there any FIG share sales in the past 3 months by this seller?

Yes. 73,738 shares were sold on 11/03/2025 for $3,552,055.32.

How many FIG shares are outstanding according to the notice?

Shares outstanding are listed as 415,909,379.