FIG (FIG) details Rule 144 sale plan and 10b5-1 stock transactions

Rhea-AI Filing Summary

FIG filed a notice of proposed common stock sales under Rule 144. A broker, Morgan Stanley Smith Barney LLC Executive Financial Services, is listed to sell 18,213 common shares with an approximate aggregate market value of $444,032.94, with a noted date of July 29, 2026.

The filing also reports prior Rule 10b5-1 sales for Brendan Mulligan, including a transaction on May 19, 2026 of 18,741 common shares for approximately $469,286.60.

Key Figures

Planned Shares to Be Sold: 18,213 shares Aggregate Market Value of Planned Sale: $444,032.94 Planned Sale Date: 07/29/2026 +2 more

5 metrics

Planned Shares to Be Sold 18,213 shares Common stock proposed for sale under Rule 144

Aggregate Market Value of Planned Sale $444,032.94 Approximate market value tied to 18,213 common shares

Planned Sale Date 07/29/2026 Noted date for the Rule 144 common stock sale

Prior 10b5-1 Shares Sold 18,741 shares Common shares sold for Brendan Mulligan on 05/19/2026

Value of Prior 10b5-1 Sale $469,286.60 Aggregate value of 18,741 common shares sold on 05/19/2026

Key Terms

Rule 144, 10b5-1, Restricted Stock Units

3 terms

Rule 144 regulatory

"filed a notice of proposed common stock sales under Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

10b5-1 regulatory

"10b5-1 Sales for BRENDAN MULLIGAN 760 Market Street"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | | | 18213 | 06/01/2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/29/2026 - 04:21 PM Accepted by SEC EDGAR 07/29/2026 - 04:20 PM Learn about SEC filing dates

FAQ

What stock sale is FIG reporting in this Rule 144 filing?

FIG reports a planned sale of 18,213 common shares through Morgan Stanley Smith Barney LLC Executive Financial Services, with an approximate aggregate market value of $444,032.94 and a noted date of July 29, 2026.

Which broker is handling the proposed FIG share sale?

The proposed FIG share sale is associated with Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004, for the planned disposition of 18,213 common shares.

What prior 10b5-1 sale does FIG disclose for Brendan Mulligan?

The filing notes a prior Rule 10b5-1 sale for Brendan Mulligan on May 19, 2026, involving 18,741 common shares of FIG for an approximate total value of $469,286.60.

What type of securities are involved in FIG’s Rule 144 notice?

The notice involves common stock of FIG. It references Restricted Stock Units as the nature of the underlying securities for the 18,213 shares proposed for sale under Rule 144.

Does FIG’s Rule 144 filing indicate recent sales over the past 3 months?

Yes. It lists a 10b5-1 sale dated May 19, 2026 for 18,741 common shares at an aggregate value of $469,286.60, reported as securities sold during the past three months.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	18213	444032.94	445682595	07/29/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2026	Restricted Stock Units	Issuer			18213	06/01/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for BRENDAN MULLIGAN 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/19/2026	18741	469286.60

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)