FIG (FIG) affiliate files Rule 144 to sell 15,000 common shares

Rhea-AI Filing Summary

An affiliate of FIG filed notice to sell 15000 common shares under Rule 144. The planned sale through Morgan Stanley Smith Barney LLC Executive Financial Services has an aggregate market value of 541050.00, based on 15000 shares to be sold out of 415909379 shares outstanding, with an approximate sale date of 12/15/2025 on the NYSE.

The shares being sold were acquired on 12/13/2018 via estate planning transfers from the settlor of the trust, Kris Rasmussen, for the account of that trust. The filing also lists recent 10b5-1 plan sales by Kristopher Rasmussen and related irrevocable trusts, including 150000 shares for 6519870.00 on 11/10/2025 and 150000 shares for 5506968.00 on 12/03/2025.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	15000	541050.00	415909379	12/15/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/13/2018	Estate Planning Transfers	Acquired from the Settlor of the Trust, Kris Rasmussen. Shares being sold for account of said Trust			15000	12/13/2018	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	12/03/2025	150000	5506968.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	12/03/2025	27387	1005196.58
KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	12/01/2025	18211	645579.95
10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	11/12/2025	10733	483306.99
10b5-1 Sales for GRACE HARPER RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	11/12/2025	10734	483352.02
10b5-1 Sales for ISLA ROSE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	11/12/2025	10733	483306.99
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	11/12/2025	31715	1428085.22
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	11/10/2025	15428	670590.36
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	11/10/2025	150000	6519870.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	11/10/2025	107361	4666531.75
10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	11/07/2025	23535	1043736.00
10b5-1 Sales for GRACE HARPER RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	11/07/2025	23535	1043736.00
10b5-1 Sales for ISLA ROSE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	11/07/2025	23535	1043736.00
KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	11/03/2025	73738	3552055.32

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many FIG common shares are covered by this Rule 144 notice?

The notice covers the planned sale of 15000 common shares with an aggregate market value of 541050.00.

When and where are the FIG shares expected to be sold?

The filing lists an approximate sale date of 12/15/2025 for common shares to be sold on the NYSE through Morgan Stanley Smith Barney LLC Executive Financial Services.

How were the FIG shares being sold under Rule 144 originally acquired?

The 15000 common shares were acquired on 12/13/2018 via estate planning transfers from the settlor of the trust, Kris Rasmussen, for the account of that trust.

How many FIG shares are outstanding according to this filing?

The filing reports 415909379 common shares outstanding for the issuer.

Which broker is handling the planned FIG share sale under Rule 144?

The broker is Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

What recent 10b5-1 sales related to FIG are disclosed for Kristopher Rasmussen and related trusts?

Disclosed 10b5-1 transactions include, among others, 150000 common shares sold for 6519870.00 on 11/10/2025 and 150000 common shares sold for 5506968.00 on 12/03/2025 by Kristopher Rasmussen, along with additional sales by related irrevocable trusts.

What representation does the seller make about FIG’s information when signing the Rule 144 notice?

By signing, the seller represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed, and, if using a Rule 10b5-1 plan, they make this representation as of the plan adoption or instruction date.