FIG (NYSE) trust files Rule 144; 10,000 shares listed, recent 10b5-1 sales noted

Rhea-AI Filing Summary

FIG notice: 10,000 shares of Common Stock are proposed for sale under Rule 144, held in an irrevocable trust acquired 12/13/2018 from the settlor Kris Rasmussen. The filing lists multiple 10b5-1 sales by related trusts and Kristopher Rasmussen totaling transactions through 03/16/2026.

Insights

Securities Compliance Counsel

Rule 144 sale notice and recent pre-arranged sales by related trusts.

Filing shows a Rule 144 notice for 10,000 shares acquired 12/13/2018 and identifies the seller as an irrevocable trust tied to the settlor Kris Rasmussen. The filing also itemizes prior 10b5-1 transactions executed in 02/2026–03/2026.

Timing and cash‑flow treatment for the proposed 10,000‑share sale are not stated; proceeds recipient language is implied by the trust designation. Subsequent transaction confirmations will appear in Section 4 filings or broker reports.

Private Wealth Advisor

Pattern of pre‑arranged dispositions by family trusts and an individual account.

The excerpt lists multiple 10b5-1 sales: examples include 150,000 shares sold 03/03/2026 for $4,470,720.00 and smaller trust sales of 5,000 shares each in 02/2026–03/2026. These entries reflect systematic, rule‑based dispositions rather than ad‑hoc open‑market sales.

Investor impact is procedural; cash‑flow recipients are the named trusts/individuals, and timing of the Rule 144 sale depends on broker/dealer handling and compliance with vesting/holding-period conditions.

Key Figures

Proposed sale: 10,000 shares Large recent disposition: 150,000 shares Proceeds reported (example): $4,470,720.00 +1 more

4 metrics

Proposed sale 10,000 shares Common Stock proposed under Rule 144; acquired 12/13/2018

Large recent disposition 150,000 shares Sold 03/03/2026 by Kristopher Rasmussen

Proceeds reported (example) $4,470,720.00 Proceeds from 150,000‑share sale on 03/03/2026

Smaller trust sales 5,000 shares Multiple 10b5-1 sales on 02/17/2026 and 03/16/2026 by named trusts

Key Terms

10b5-1, Rule 144, Estate Planning Transfers

3 terms

10b5-1 regulatory

"10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Estate Planning Transfers other

"Estate Planning Transfers | Acquired from the Settlor of the Trust, Kris Rasmussen"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10000	202400.00	445682595	05/15/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/13/2018	Estate Planning Transfers	Acquired from the Settlor of the Trust, Kris Rasmussen. Shares being sold for account of said Trust			10000	12/13/2018	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	03/16/2026	5000	134416.00
10b5-1 Sales for GRACE HARPER RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	03/16/2026	5000	134389.50
10b5-1 Sales for ISLA ROSE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	03/16/2026	5000	134455.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	03/03/2026	150000	4470720.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	03/03/2026	29331	874204.54
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/25/2026	30000	900249.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/25/2026	21359	640770.00
10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/17/2026	5000	115000.00
10b5-1 Sales for GRACE HARPER RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/17/2026	5000	115000.00
10b5-1 Sales for ISLA ROSE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/17/2026	5000	115000.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the FIG Form 144 filing announce?

It announces a proposed sale of 10,000 shares of Common Stock held in an irrevocable trust acquired 12/13/2018 from settlor Kris Rasmussen. The notice lists prior 10b5-1 sales by related trusts and an individual through 03/16/2026.

Who appears to be selling the shares in the FIG filing?

The shares are being sold for the account of an irrevocable trust that acquired them from settlor Kris Rasmussen on 12/13/2018. The filing also shows sales by related trusts and by Kristopher Rasmussen.

Do the filings show recent sales by related parties for FIG?

Yes. The excerpt lists multiple 10b5-1 sales in 02/2026–03/2026, including a 150,000‑share transaction on 03/03/2026 for $4,470,720.00 and several 5,000‑share trust sales on 03/16/2026.

Are the reported transactions open‑market or pre‑arranged?

The listed dispositions are described as 10b5-1 sales, indicating pre‑arranged trading plans. The proposed 10,000‑share sale is reported under Rule 144, reflecting a compliance notice rather than an immediate open‑market execution.

Where were the shares acquired and when for the trust sale?

The trust acquired the shares via Estate Planning Transfers from the settlor Kris Rasmussen on 12/13/2018, as stated in the filing's acquisition information for the 10,000 shares.