FIG (FIG): 5,000-share Rule 144 notice; Rasmussen 10b5-1 trades listed

Rhea-AI Filing Summary

FIG: Notice to sell 5,000 shares of Common Stock. The filing lists 5,000 Common shares presented for sale in an Estate Planning Transfers transaction “Acquired from the Settlor of the Trust, Kris Rasmussen.” The excerpt also records multiple 10b5-1 sales by Kristopher Rasmussen and related irrevocable trusts on dates in 01/02/2026 through 03/03/2026, with individual trade sizes ranging from 5,000 to 150,000 shares and dollar proceeds shown for each trade.

Insights

Securities Compliance Counsel

Rule 144 notice for 5,000 shares and documented 10b5-1 sales by Rasmussen.

The filing lists a proposed sale of 5,000 Common shares described as "Estate Planning Transfers" and sourced "from the Settlor of the Trust, Kris Rasmussen." This is a Rule 144/transfer notice format indicating restricted or control‑stock transfer mechanics.

Multiple completed 10b5-1 sales are itemized with dates and gross proceeds; the filing preserves documentary traceability for those transactions. Timing and cash‑flow counterparties are the brokerage entries shown; the filing does not state additional conditions.

Wealth Management / Insider Transactions Analyst

Series of planned 10b5-1 dispositions by Kristopher Rasmussen and related trusts.

The excerpt records numerous 10b5-1 sales across 01/02/2026–03/03/2026, including trades of 150,000, 120,000, and other lots, with per‑trade gross proceeds shown (for example, $5,587,527.00 for 01/05/2026). These entries document executed dispositions rather than new grants.

Investor interpretation: these are recorded sales under prearranged plans; subsequent filings may confirm remaining holdings or further plan details.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5000	130150.00	441125332	03/16/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/13/2018	Estate Planning Transfers	Acquired from the Settlor of the Trust, Kris Rasmussen. Shares being sold for account of said Trust			5000	12/13/2018	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	03/03/2026	150000	4470720.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	03/03/2026	29331	874204.54
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/25/2026	30000	900249.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/25/2026	21359	640770.00
10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/17/2026	5000	115000.00
10b5-1 Sales for GRACE HARPER RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/17/2026	5000	115000.00
10b5-1 Sales for ISLA ROSE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/17/2026	5000	115000.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/10/2026	120000	3001524.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/10/2026	85438	2137035.06
KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/02/2026	74305	1847397.25
10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	01/15/2026	15000	480100.50
10b5-1 Sales for GRACE HARPER RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	01/15/2026	15000	480118.50
10b5-1 Sales for ISLA ROSE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	01/15/2026	15000	480091.50
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	01/05/2026	150000	5587527.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	01/05/2026	31345	1167644.51
KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	01/02/2026	14252	530285.57

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the FIG Form 144 list as the amount to be sold?

The filing lists 5,000 Common shares described as an "Estate Planning Transfers" sale acquired from the Settlor Kris Rasmussen. The line item explicitly pairs the 5,000 share amount with that transfer description.

Who executed the 10b5-1 sales shown in the excerpt?

The excerpt shows multiple 10b5-1 sales by Kristopher Rasmussen and by irrevocable trusts for Olivia Mae, Grace Harper, and Isla Rose Rasmussen. Trades are dated between 01/02/2026 and 03/03/2026.

What trade sizes and proceeds appear for the 10b5-1 sales?

Reported trade sizes range from 5,000 to 150,000 shares. Example proceeds include $5,587,527.00 for 01/05/2026 and $4,470,720.00 for 03/03/2026, as shown in the excerpt.

Do these entries indicate the sale method or conditions?

The excerpt identifies the transactions as 10b5-1 sales and an "Estate Planning Transfers" sale. It does not list additional sale mechanics or post‑filing conditions beyond those descriptive labels in the provided text.