FIG (FIG) shareholder Brendan Mulligan details Rule 144 stock sales

Rhea-AI Filing Summary

A shareholder of FIG has filed a notice under Rule 144 to sell 5,666 shares of common stock through Morgan Stanley Smith Barney LLC, with an indicated aggregate market value of $213,098.26. The filing notes that 415,909,379 shares of this class were outstanding at the time of the notice and lists the New York Stock Exchange as the trading venue.

The shares to be sold come from restricted stock units acquired from the issuer on 01/01/2026, with the same date shown as the payment date. The notice also details prior sales in the last three months by Brendan Mulligan, including multiple common stock transactions, some identified as Rule 10b5-1 sales, with individual trades ranging from a few thousand shares up to 80,934 shares and corresponding gross proceeds for each sale.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5666	213098.26	415909379	01/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/01/2026	Restricted Stock Units	Issuer			5666	01/01/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
BRENDAN MULLIGAN 760 Market Street, Floor 10 San Francisco CA 94102	Common	01/02/2026	6793	252767.53
10b5-1 Sales for BRENDAN MULLIGAN 760 Market Street, Floor 10 San Francisco CA 94102	Common	12/15/2025	4392	152199.93
10b5-1 Sales for BRENDAN MULLIGAN 760 Market Street, Floor 10 San Francisco CA 94102	Common	12/03/2025	4392	161112.61
BRENDAN MULLIGAN 760 Market Street, Floor 10 San Francisco CA 94102	Common	12/01/2025	9343	331209.35
10b5-1 Sales for BRENDAN MULLIGAN 760 Market Street, Floor 10 San Francisco CA 94102	Common	11/17/2025	4299	160329.06
10b5-1 Sales for BRENDAN MULLIGAN 760 Market Street, Floor 10 San Francisco CA 94102	Common	11/12/2025	10000	450000.00
10b5-1 Sales for BRENDAN MULLIGAN 760 Market Street, Floor 10 San Francisco CA 94102	Common	11/10/2025	80934	3517941.99
BRENDAN MULLIGAN 760 Market Street, Floor 10 San Francisco CA 94102	Common	11/03/2025	9526	458879.80

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the FIG Form 144 filing disclose about planned share sales?

The filing discloses an intention to sell 5,666 shares of FIG common stock under Rule 144 through Morgan Stanley Smith Barney LLC, with an indicated aggregate market value of $213,098.26.

Who is selling FIG shares in this Form 144 and what has been sold recently?

The notice relates to sales for Brendan Mulligan. It lists several FIG common stock transactions over the last three months, with individual trades such as 6,793 shares on 01/02/2026 and 80,934 shares on 11/10/2025, each showing corresponding gross proceeds.

What type of FIG securities are covered in this Form 144?

The Form 144 covers common stock of FIG. The shares to be sold come from restricted stock units acquired from the issuer on 01/01/2026.

How many FIG shares are planned to be sold and on which exchange?

The planned sale is for 5,666 common shares, with the filing naming the New York Stock Exchange (NYSE) as the securities exchange.

How many FIG shares of this class were outstanding according to the Form 144?

The notice states that there were 415,909,379 shares of the relevant class of FIG common stock outstanding when the information was provided.

Does the FIG Form 144 reference Rule 10b5-1 trading plans?

Yes. Several past transactions for Brendan Mulligan in the last three months are labeled as "10b5-1 Sales", indicating they were executed under a written trading plan or instructions consistent with Rule 10b5-1.