FIGS CEO has 61,554 shares withheld for vesting taxes

Q: How many FIGS shares did Catherine Eva Spear have withheld for taxes?

Spear had 61,554 Class A shares withheld on October 1, 2026, to satisfy tax obligations tied to RSU vesting. The reported per-share amount was $14.08; the transaction did not concern a sale. No Rule 10b5-1 plan is reported.

Spear also beneficially owns 5,469,161 Class B shares and vested options underlying 19,919,349 Class A shares.

Filing Impact

(Very High)

Filing Sentiment

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Form Type

Rhea-AI Filing Summary

FIGS, Inc. Chief Executive Officer Catherine Eva Spear had 61,554 Class A Common Stock shares withheld on October 1, 2026, to satisfy tax obligations from RSU vesting; this did not concern a sale. The reported per-share amount was $14.08. Her resulting direct position was 1,671,854 shares, including 855,987 RSUs. Separate indirect holdings included 797,073 shares held by the Catherine Spear Revocable Trust and 141 shares held by Hollywood Capital Partners LLC. Spear disclaims beneficial ownership of the LLC shares except to the extent of her pecuniary interest.

Insights

Analyzing...

Insider Trade Summary

Tax Withholding: 61,554 shares

Tax Withholding 3 txns

Insider Spear Catherine Eva

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Tax Withholding	Class A Common Stock ^{F1, F2, F3}	61,554	$14.08	$867K
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock ^F4	--	--	--

Holdings After Transaction: Class A Common Stock — 1,671,854 shares (Direct); Class A Common Stock — 797,073 shares (Indirect, Held by the Catherine Spear Revocable Trust); Class A Common Stock — 141 shares (Indirect, Held by Hollywood Capital Partners LLC)

Footnotes (4)

F1. THIS FORM 4 DOES NOT CONCERN THE SALE OF ANY SHARES. IT ONLY CONCERNS THE VESTING AND SETTLEMENT OF RESTRICTED STOCK UNITS ("RSUs") AND THE RELATED WITHHOLDING OF SHARES TO SATISFY THE TAX OBLIGATION OWED IN CONNECTION THEREWITH. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION.
F2. Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the Reporting Person.
F3. 855,987 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. In addition to the securities reported in this column, the Reporting Person beneficially owns 5,469,161 shares of the Issuer's Class B Common Stock directly and indirectly through various trusts, which are convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and 19,919,349 shares of the Issuer's Class A Common Stock underlying vested options.
F4. The Reporting Person is a managing member of Hollywood Capital Partners LLC and disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.

Key Figures

Shares withheld for tax obligations: 61,554 shares Reported per-share amount: $14.08 per share Resulting direct position: 1,671,854 shares +3 more

6 metrics

Shares withheld for tax obligations 61,554 shares Class A Common Stock; October 1, 2026

Reported per-share amount $14.08 per share Class A shares withheld on October 1, 2026

Resulting direct position 1,671,854 shares Class A Common Stock after the October 1, 2026 transaction

RSUs included in direct position 855,987 RSUs Each represents a contingent right to receive one Class A share

Trust-held shares 797,073 shares Class A Common Stock held by the Catherine Spear Revocable Trust

LLC-held shares 141 shares Class A Common Stock held by Hollywood Capital Partners LLC

Key Terms

RSUs, tax withholding obligations, beneficial ownership, pecuniary interest

4 terms

RSUs financial

"vesting of RSUs previously granted"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

tax withholding obligations financial

"to satisfy tax withholding obligations"

beneficial ownership financial

"disclaims beneficial ownership of these securities"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"except to the extent of her pecuniary interest therein"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many FIGS shares did Catherine Eva Spear have withheld for taxes?

Spear had 61,554 Class A shares withheld on October 1, 2026, to satisfy tax obligations tied to RSU vesting. The reported per-share amount was $14.08; the transaction did not concern a sale. No Rule 10b5-1 plan is reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/05/2026 - 06:15 PM Accepted by SEC EDGAR 10/05/2026 - 06:15 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Spear Catherine Eva

(Last)

(First)

(Middle)

C/O FIGS, INC., 2834 COLORADO AVENUE

SUITE 400

(Street)

SANTA MONICA

CALIFORNIA

90404

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FIGS, Inc. [ FIGS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	10/01/2026⁽¹⁾		F		61,554⁽²⁾	D	$14.08	1,671,854⁽³⁾	D
Class A Common Stock								797,073	I	Held by the Catherine Spear Revocable Trust
Class A Common Stock								141⁽⁴⁾	I	Held by Hollywood Capital Partners LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. THIS FORM 4 DOES NOT CONCERN THE SALE OF ANY SHARES. IT ONLY CONCERNS THE VESTING AND SETTLEMENT OF RESTRICTED STOCK UNITS ("RSUs") AND THE RELATED WITHHOLDING OF SHARES TO SATISFY THE TAX OBLIGATION OWED IN CONNECTION THEREWITH. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION.

2. Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the Reporting Person.

3. 855,987 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. In addition to the securities reported in this column, the Reporting Person beneficially owns 5,469,161 shares of the Issuer's Class B Common Stock directly and indirectly through various trusts, which are convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and 19,919,349 shares of the Issuer's Class A Common Stock underlying vested options.

4. The Reporting Person is a managing member of Hollywood Capital Partners LLC and disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.

Remarks:

	/s/ Danielle Warner as Attorney-in-Fact for Catherine Spear	10/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR