FIGX Capital Acquisition Corp. Units Insider Trading Activity

Accepted by SEC EDGAR 07/01/2025 - 05:44 PM EDT Learn about SEC filing dates

Insider Trade Summary

Net Buyer: 312,470 shares

Net Buy 1 txn

Insider FIGX Acquisition Partners LLC, Gerken Louis C.

Role 10% Owner | CEO

Bought 312,470 shs ($3.12M)

Type	Security	Shares	Price	Value
Purchase	Class A ordinary shares	312,470	$10.00	$3.12M

Holdings After Transaction: Class A ordinary shares — 312,470 shares (Direct)

Holdings Before and After: Class A ordinary shares, 0 to 312,470 shares (Direct)

Footnotes (3)

1. F1. Reflects the 312,470 Class A ordinary shares of FIGX Capital Acquisition Corp. (the "Issuer") that are included in the 312,470 private placement units of the Issuer purchased by FIGX Acquisition Partners LLC ("Sponsor"). Each private placement unit was purchased for $10 per unit and consists of one Class A ordinary share and one-half of a warrant, each whole warrant exercisable into one Class A ordinary share at an exercise price of $11.50 per ordinary share.
2. F2. The Sponsor is the record holder of the shares reported herein. Louis Gerken is the managing member of the Sponsor and holds voting and investment discretion with respect to the Class A ordinary shares and Class B ordinary shares held of record by the Sponsor. As such, Mr. Gerken may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Mr. Gerken disclaims any beneficial ownership except to the extent of his pecuniary interest therein.
3. F3. Excludes 3,877,118 Class B ordinary shares held by the Sponsor acquired pursuant to a subscription agreement by and between the Issuer and the Sponsor.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FIGX Acquisition Partners LLC

(Last) (First) (Middle)

C/O FIGX CAPITAL ACQUISITION CORP.

428 GREENWOOD BEACH ROAD

(Street)

TIBURON CA 94920

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
FIGX Capital Acquisition Corp. [ FIGX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A ordinary shares	06/30/2025		P		312,470(1)	A	$10	312,470(2)	D(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

FIGX Acquisition Partners LLC

(Last) (First) (Middle)

C/O FIGX CAPITAL ACQUISITION CORP.

428 GREENWOOD BEACH ROAD

(Street)

TIBURON CA 94920

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Gerken Louis C.

(Last) (First) (Middle)

C/O FIGX CAPITAL ACQUISITION CORP.

428 GREENWOOD BEACH ROAD

(Street)

TIBURON CA 94920

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

Explanation of Responses:

1. Reflects the 312,470 Class A ordinary shares of FIGX Capital Acquisition Corp. (the "Issuer") that are included in the 312,470 private placement units of the Issuer purchased by FIGX Acquisition Partners LLC ("Sponsor"). Each private placement unit was purchased for $10 per unit and consists of one Class A ordinary share and one-half of a warrant, each whole warrant exercisable into one Class A ordinary share at an exercise price of $11.50 per ordinary share.

2. The Sponsor is the record holder of the shares reported herein. Louis Gerken is the managing member of the Sponsor and holds voting and investment discretion with respect to the Class A ordinary shares and Class B ordinary shares held of record by the Sponsor. As such, Mr. Gerken may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Mr. Gerken disclaims any beneficial ownership except to the extent of his pecuniary interest therein.

3. Excludes 3,877,118 Class B ordinary shares held by the Sponsor acquired pursuant to a subscription agreement by and between the Issuer and the Sponsor.

	/s/ FIGX Acquisition Partners LLC, By: Louis Gerken, its managing manager	07/01/2025
	/s/ Louis Gerken	07/01/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.