Canaccord Genuity (FILG) investor files to sell 2,300 common shares on OTCQB

Rhea-AI Filing Summary

DCG International Investments Ltd filed a notice to sell 2,300 shares of common stock of Canaccord Genuity Corp through OTCQB, with an aggregate market value of $2,996.90. The filing lists 2,633,200 shares of this class outstanding as of the planned sale date of July 31, 2026; this is a baseline figure, not the amount being offered.

The 2,300 shares were originally acquired in a privately negotiated transaction from the issuer on January 18, 2025, with cash payment on January 19, 2025. DCG International Investments Ltd also reports multiple sales of common shares in the past three months, including 3,200 shares on April 30, 2026 for $5,600.0 and further transactions between May 1, 2026 and July 30, 2026.

Key Figures

Shares to be sold: 2,300 shares Aggregate market value: $2,996.90 Shares outstanding: 2,633,200 shares +3 more

6 metrics

Shares to be sold 2,300 shares Planned sale of common stock by DCG International Investments Ltd

Aggregate market value $2,996.90 Value associated with the 2,300 shares planned for sale

Shares outstanding 2,633,200 shares Total outstanding common shares referenced for this class

Planned sale date 07/31/2026 Approximate date of proposed sale of 2,300 shares

Acquisition date 01/18/2025 Date shares were purchased from issuer in privately negotiated transaction

Past sale on 04/30/2026 3,200 shares for $5,600.0 One of several reported sales in the prior three months

Key Terms

Form 144, Privately Negotiated Transaction, Purchased from Issuer, OTCQB

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction financial

"01/18/2025 | Privately Negotiated Transaction | Purchased from Issuer"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

Purchased from Issuer financial

"Privately Negotiated Transaction | Purchased from Issuer"

OTCQB market

"07/31/2026 | OTCQB 144: Securities To Be Sold"

OTCQB is a tier of the over‑the‑counter (OTC) market where smaller or developing companies list their shares for trading without being on a major stock exchange. Think of it like a well‑kept side street market: companies must meet basic reporting and transparency checks so investors get more information than the lowest OTC tier, but trading is usually less liquid and riskier than on big exchanges. Investors care because OTCQB listings can offer early access to growth stories but come with higher price swings and greater chance of limited resale options.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 07/31/2026 - 04:33 PM Accepted by SEC EDGAR 07/31/2026 - 04:32 PM Learn about SEC filing dates

FAQ

What is Form 144 for FILG in this filing?

This Form 144 reports that DCG International Investments Ltd intends to sell 2,300 common shares of Canaccord Genuity Corp on or after July 31, 2026, providing notice of a planned resale of restricted or control securities.

How many FILG-related shares are planned for sale under this Form 144?

The filing states that 2,300 common shares of Canaccord Genuity Corp are planned for sale, with an aggregate market value of $2,996.90 as of the filing’s sale planning information.

Who is selling shares in the FILG Form 144 and what was the acquisition method?

The seller is DCG International Investments Ltd, which acquired the 2,300 common shares in a privately negotiated transaction from the issuer on January 18, 2025, paid in cash on January 19, 2025.

What is the reported number of shares outstanding related to FILG in this notice?

The notice lists 2,633,200 shares of the relevant common stock outstanding in connection with the planned Form 144 sale. This figure provides context for the issuer’s total capitalization, separate from the 2,300 shares proposed for sale.

On which market are the Form 144 FILG shares expected to be sold?

The shares covered by this Form 144 are associated with trading on the OTCQB market. The filing connects the 2,300 common shares of Canaccord Genuity Corp to potential sales through this quotation system.

What prior sales does DCG International Investments Ltd report in the FILG Form 144?

The filer reports several prior sales of common shares, including 3,200 shares on April 30, 2026 for $5,600.0, and additional transactions between May 1, 2026 and July 30, 2026 with varying share counts and dollar amounts.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	2300	2996.90	2633200	07/31/2026	OTCQB

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/18/2025	Privately Negotiated Transaction	Purchased from Issuer			2300	01/19/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/30/2026	3200	5600.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/01/2026	3200	5472.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/04/2026	3200	5376.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/05/2026	1675	2827.73
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/06/2026	2231	3958.91
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/07/2026	2230	3947.1
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	07/30/2026	2300	3059.0

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)