Canaccord Genuity Corp (OTC: FILG) holder plans stock sale

Rhea-AI Filing Summary

DCG International Investments Ltd filed to sell 2,300 shares of Canaccord Genuity Corp common stock on or after 08/04/2026 on the OTCQB market. These shares were originally purchased from the issuer in a privately negotiated transaction dated 01/18/2025 and paid for in cash on 01/19/2025.

The filer reports multiple prior sales of Canaccord common shares during the past three months, including transactions on 05/04/2026, 05/05/2026, 05/06/2026, 05/07/2026, 07/30/2026, 07/31/2026, and 08/03/2026, each with specified share counts and dollar amounts.

Key Figures

Shares proposed to be sold: 2,300 shares Sale 05/04/2026: 3,200 shares; 5376.0 Sale 05/06/2026: 2,231 shares; 3958.91 +2 more

5 metrics

Shares proposed to be sold 2,300 shares Common stock of Canaccord Genuity Corp to be sold on or after 08/04/2026 on OTCQB

Sale 05/04/2026 3,200 shares; 5376.0 Common stock sold by DCG International Investments Ltd on 05/04/2026

Sale 05/06/2026 2,231 shares; 3958.91 Common stock sold by DCG International Investments Ltd on 05/06/2026

Sale 07/30/2026 2,300 shares; 3059.0 Common stock sold by DCG International Investments Ltd on 07/30/2026

Sale 08/03/2026 2,300 shares; 2941.01 Common stock sold by DCG International Investments Ltd on 08/03/2026

Key Terms

Form 144, Privately Negotiated Transaction, OTCQB

3 terms

Form 144 regulatory

"Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction financial

"Common | 01/18/2025 | Privately Negotiated Transaction | Purchased"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

OTCQB financial

"2633200 | 08/04/2026 | OTCQB 144: Securities To Be Sold"

OTCQB is a tier of the over‑the‑counter (OTC) market where smaller or developing companies list their shares for trading without being on a major stock exchange. Think of it like a well‑kept side street market: companies must meet basic reporting and transparency checks so investors get more information than the lowest OTC tier, but trading is usually less liquid and riskier than on big exchanges. Investors care because OTCQB listings can offer early access to growth stories but come with higher price swings and greater chance of limited resale options.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/04/2026 - 04:30 PM Accepted by SEC EDGAR 08/04/2026 - 04:29 PM Learn about SEC filing dates

FAQ

What is DCG International planning to do with FILG-related Canaccord shares?

DCG International Investments Ltd plans to sell 2,300 shares of Canaccord Genuity Corp common stock on or after 08/04/2026 on the OTCQB market, according to this Form 144 notice.

How did DCG International acquire the Canaccord shares linked to FILG?

The 2,300 Canaccord Genuity Corp shares were acquired in a privately negotiated transaction from the issuer dated 01/18/2025 and were paid for in cash on 01/19/2025, as disclosed by the filer.

On which market will the FILG-related Canaccord shares be sold?

The planned sale of 2,300 Canaccord Genuity Corp common shares is designated for the OTCQB market. This is specified as the trading venue for the proposed disposition in the Form 144 information.

What prior Canaccord share sales by the FILG-related holder are disclosed?

DCG International lists prior sales of Canaccord common shares on 05/04/2026, 05/05/2026, 05/06/2026, 05/07/2026, 07/30/2026, 07/31/2026, and 08/03/2026, each showing the number of shares sold and the corresponding dollar amounts.

How many Canaccord shares tied to FILG were sold on 05/04/2026?

On 05/04/2026, DCG International Investments Ltd sold 3,200 shares of Canaccord Genuity Corp common stock for a reported amount of 5376.0, as part of the three‑month sales history disclosure.

What are some recent per-trade sizes for the FILG-related Canaccord sales?

Recent disclosed trades include 2,231 shares on 05/06/2026 for 3958.91, 2,230 shares on 05/07/2026 for 3947.1, and 2,300 shares on 07/30/2026 for 3059.0, all in Canaccord Genuity Corp common stock.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	2300	2875.00	2633200	08/04/2026	OTCQB

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/18/2025	Privately Negotiated Transaction	Purchased from Issuer			2300	01/19/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/04/2026	3200	5376.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/05/2026	1675	2827.73
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/06/2026	2231	3958.91
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/07/2026	2230	3947.1
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	07/30/2026	2300	3059.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	07/31/2026	2300	2996.9
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	08/03/2026	2300	2941.01

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)