Angel Oak FINS manager buys 1,000 shares at $12.53

A portfolio manager for FINS increased his personal direct holdings through a 1,000-share open-market purchase.

Rhea-AI Filing Summary

Angel Oak Financial Strategies Income Term Trust (FINS) reported that Portfolio Manager Kevin Parks purchased common shares. On September 14, 2026, he bought 1,000 shares of common stock at $12.53 per share in a direct transaction, bringing his directly held position to 6,667 shares after the trade.

Insider Trade Summary

Net Buyer: 1,000 shares

Net Buy 1 txn

Insider Parks Kevin

Role Insider

Bought 1,000 shs ($13K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	1,000	$12.53	$13K

Holdings After Transaction: Common Stock — 6,667 shares (Direct)

Key Figures

Shares purchased: 1,000 shares Purchase price per share: $12.53 per share Shares held after transaction: 6,667 shares

3 metrics

Shares purchased 1,000 shares Common Stock bought on September 14, 2026

Purchase price per share $12.53 per share Common Stock transaction on September 14, 2026

Shares held after transaction 6,667 shares Direct holdings of Kevin Parks after the September 14, 2026 purchase

Key Terms

Form 4, Rule 10b5-1, Common Stock

3 terms

Form 4 regulatory

"This Form 4 indicates the Rule 10b5-1 checkbox is not affirmed"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Rule 10b5-1 regulatory

"The Rule 10b5-1 checkbox is not affirmed for this transaction"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

Common Stock financial

"He bought 1,000 shares of common stock at $12.53 per share"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction was reported for FINS in this Form 4?

The filing reports that Portfolio Manager Kevin Parks purchased 1,000 shares of Angel Oak Financial Strategies Income Term Trust common stock in a direct transaction on September 14, 2026.

At what price did Kevin Parks buy FINS shares?

Kevin Parks bought the FINS common shares at a price of $12.53 per share, described as a purchase in open market or private transaction.

How many FINS shares does Kevin Parks hold after this transaction?

Following the reported purchase, Kevin Parks directly holds 6,667 shares of Angel Oak Financial Strategies Income Term Trust common stock.

Is the reported FINS insider transaction under a Rule 10b5-1 trading plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed, so this purchase is not reported as being made under a Rule 10b5-1 trading plan.

What type of security did Kevin Parks acquire in FINS?

Kevin Parks acquired Common Stock of Angel Oak Financial Strategies Income Term Trust in this Form 4 transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/14/2026 - 10:25 AM Accepted by SEC EDGAR 09/14/2026 - 10:25 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Parks Kevin

(Last) (First) (Middle)

ANGEL OAK CAPITAL ADVISORS, LLC

1370 AVENUE OF THE AMERICAS, SUITE 2800

(Street)

NEW YORK NEW YORK

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Angel Oak Financial Strategies Income Term Trust [ FINS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Portfolio Manager

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/14/2026		P		1,000	A	$12.53	6,667	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Zachary J. Shane	09/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)