Finwise Bancorp (FINW) officer discloses 9,692 common shares in initial Form 3

Q: What does Sarah Elizabeth Grotta's Form 3 filing for FINW show?

The Form 3 shows that officer Sarah Elizabeth Grotta directly holds 9,692 shares of Finwise Bancorp common stock. It is an initial beneficial ownership report and does not disclose any new purchase or sale transactions.

Q: Is Sarah Elizabeth Grotta buying or selling FINW shares in this Form 3?

The Form 3 does not report any buying or selling of Finwise Bancorp shares. It only lists an existing direct holding of 9,692 common shares , serving as an initial statement of beneficial ownership by the officer.

Q: What type of security does the FINW Form 3 filing report for Grotta?

The filing reports ownership of Common Stock, par value $0.001 per share of Finwise Bancorp. It states that Sarah Elizabeth Grotta directly holds 9,692 shares of this common stock class as of the reported date.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Finwise Bancorp officer Sarah Elizabeth Grotta filed an initial ownership report on Form 3. The filing shows she directly holds 9,692 shares of Finwise Bancorp common stock, par value $0.001 per share, as of March 31, 2026. The filing does not report any new transactions, only existing holdings.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Grotta Sarah Elizabeth

Role See Remarks

Type	Security	Shares	Price	Value
holding	Common Stock, par value $0.001 per share	--	--	--

Holdings After Transaction: Common Stock, par value $0.001 per share — 9,692 shares (Direct)

Footnotes (1)

Key Figures

Directly owned common shares: 9,692 shares Par value per share: $0.001 per share Reported holding entries: 1 entry

3 metrics

Directly owned common shares 9,692 shares Beneficial ownership as of March 31, 2026

Par value per share $0.001 per share Common Stock, par value $0.001 per share

Reported holding entries 1 entry Single holding entry in transaction summary

Key Terms

Form 3, beneficial ownership, Common Stock, par value $0.001 per share

3 terms

Form 3 regulatory

"filed an initial ownership report on Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"initial statement of beneficial ownership report"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Understanding Insider Trading Forms →

04/08/2026 - 04:54 PM

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Grotta Sarah Elizabeth

(Last)

(First)

(Middle)

C/O FINWISE BANK

756 EAST WINCHESTER, SUITE 100

(Street)

MURRAY

UTAH

84107

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/31/2026

3. Issuer Name and Ticker or Trading Symbol
Finwise Bancorp [ FINW ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	See Remarks

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.001 per share	9,692	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

Explanation of Responses:

Remarks:

Relationship of Reporting Person(s) to Issuer: EVP, Chief Fintech Officer of FinWise Bank, a wholly owned subsidiary of FinWise Bancorp

	/s/ Sarah E. Grotta	04/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does Sarah Elizabeth Grotta's Form 3 filing for FINW show?

The Form 3 shows that officer Sarah Elizabeth Grotta directly holds 9,692 shares of Finwise Bancorp common stock. It is an initial beneficial ownership report and does not disclose any new purchase or sale transactions.

How many Finwise Bancorp (FINW) shares does Sarah Elizabeth Grotta own?

According to the Form 3, Sarah Elizabeth Grotta directly holds 9,692 shares of Finwise Bancorp common stock. This figure reflects her beneficial ownership position as of March 31, 2026, without indicating any recent trading activity.

Is Sarah Elizabeth Grotta buying or selling FINW shares in this Form 3?

The Form 3 does not report any buying or selling of Finwise Bancorp shares. It only lists an existing direct holding of 9,692 common shares, serving as an initial statement of beneficial ownership by the officer.

What type of security does the FINW Form 3 filing report for Grotta?

The filing reports ownership of Common Stock, par value $0.001 per share of Finwise Bancorp. It states that Sarah Elizabeth Grotta directly holds 9,692 shares of this common stock class as of the reported date.

Does the FINW Form 3 for Sarah Elizabeth Grotta include any derivative securities?

No derivative securities are listed for Sarah Elizabeth Grotta in this Form 3. The derivative summary is empty, and the filing only shows a direct holding of 9,692 shares of Finwise Bancorp common stock as her reported position.