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Finwise Bancorp (NASDAQ: FINW) awards 19,072 shares to fintech chief

(Moderate)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Grotta Sarah Elizabeth reported acquisition or exercise transactions in this Form 4 filing.

Finwise Bancorp executive Sarah Elizabeth Grotta, EVP and Chief Fintech Officer of FinWise Bank, received a grant of 19,072 shares of common stock on 2026-07-28 at $13.96 per share. After this award, she directly holds 28,764 shares of Finwise Bancorp common stock.

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Insider Grotta Sarah Elizabeth
Role See Remarks
Type Security Shares Price Value
Grant/Award Common Stock, par value $0.001 per share 19,072 $13.96 $266K
Holdings After Transaction: Common Stock, par value $0.001 per share — 28,764 shares (Direct)
Shares granted 19,072 shares Grant of common stock to EVP and Chief Fintech Officer on 2026-07-28
Grant price $13.96 per share Per-share value for the 19,072-share common stock award on 2026-07-28
Post-transaction holdings 28,764 shares Total direct Finwise Bancorp common shares held by Grotta after the award
Common Stock, par value $0.001 per share financial
"security_title: Common Stock, par value $0.001 per share"
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
wholly owned subsidiary financial
"FinWise Bank, a wholly owned subsidiary of FinWise Bancorp"
A wholly owned subsidiary is a company whose entire ownership is held by another company (the parent), so the parent controls decisions, operations, and finances. Think of it as a fully controlled branch that runs as its own legal entity but whose results flow straight into the parent’s financial statements; investors watch these structures because they affect consolidated revenue, risk exposure, and how profits, liabilities, and cash flow are allocated across the corporate group.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Sarah Elizabeth Grotta report for FINW?

Sarah Elizabeth Grotta reported a grant of 19,072 shares of Finwise Bancorp common stock on 2026-07-28. The award was recorded at $13.96 per share and reflects a compensation-related acquisition rather than an open-market purchase.

How many Finwise Bancorp (FINW) shares does Grotta own after this award?

Following the stock grant, Sarah Elizabeth Grotta directly owns 28,764 shares of Finwise Bancorp common stock. This total represents her post-transaction direct holdings as reported in the Form 4 insider filing for the 2026-07-28 transaction.

At what price was the FINW stock award granted to Sarah Elizabeth Grotta?

The 19,072-share award to Sarah Elizabeth Grotta was valued at $13.96 per share. This price is listed as the per-share value for the common stock grant reported on 2026-07-28, reflecting the transaction’s reference price.

Was Sarah Elizabeth Grotta’s FINW transaction under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not marked, so the reported transaction is not designated as executed under a Rule 10b5-1 trading plan. It is instead reported as a direct grant or award of common stock.

What is Sarah Elizabeth Grotta’s role at Finwise Bancorp (FINW)?

Sarah Elizabeth Grotta serves as EVP and Chief Fintech Officer of FinWise Bank, which is a wholly owned subsidiary of Finwise Bancorp. Her position is disclosed in the remarks associated with this insider stock award filing.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Grotta Sarah Elizabeth

(Last)(First)(Middle)
C/O FINWISE BANK
756 EAST WINCHESTER, SUITE 100

(Street)
MURRAY UTAH 84107

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Finwise Bancorp [ FINW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.001 per share07/28/2026A19,072A$13.9628,764D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Relationship of Reporting Person(s) to Issuer: EVP, Chief Fintech Officer of FinWise Bank, a wholly owned subsidiary of FinWise Bancorp
/s/ Sarah E. Grotta07/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)