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FIS (NYSE: FIS) accounting officer reports RSU grant and tax share sale

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Fidelity National Information Services EVP and Chief Accounting Officer Alexandra Dawn Brooks reported multiple equity transactions. She received a grant of 9,812 restricted stock units, each representing a contingent right to one FIS common share. These units vest in three equal annual installments starting on each anniversary date.

On the same date, 2,406 restricted stock units were converted into 2,406 shares of common stock. To cover withholding taxes related to restricted stock unit vesting, 691 shares of common stock were disposed of at a price of $51.05 per share. After these transactions, she directly held 4,632 shares of common stock and 4,814 restricted stock units.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brooks Alexandra Dawn

(Last) (First) (Middle)
347 RIVERSIDE AVE

(Street)
JACKSONVILLE FL 32202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Fidelity National Information Services, Inc. [ FIS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/28/2026 M 2,406 A $0 5,323 D
Common Stock 02/28/2026 F 691(1) D $51.05 4,632 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 02/28/2026 A 9,812 (3) (3) Common Stock 9,812 $0(2) 9,812 D
Restricted Stock Units (2) 02/28/2026 M 2,406 (3) (3) Common Stock 2,406 $0(2) 4,814 D
Explanation of Responses:
1. Represents shares to satisfy withholding tax obligation for restricted stock unit vesting.
2. Each restricted stock unit represents a contingent right to receive one share of FIS common stock.
3. The restricted stock unit vests in three equal annual installments commencing on each anniversary date.
/s/ Caroline Tsai, attorney-in-fact for Alexandra Brooks 03/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What equity awards did FIS officer Alexandra Dawn Brooks receive in this Form 4?

Alexandra Dawn Brooks received a grant of 9,812 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Fidelity National Information Services common stock, vesting in three equal annual installments beginning on each anniversary of the grant date.

How many FIS restricted stock units vested or were converted in this Form 4 filing for FIS?

The filing shows 2,406 restricted stock units were exercised or converted into 2,406 shares of FIS common stock. This conversion reflects movement from derivative securities to directly held common shares for the reporting executive as part of her equity compensation program.

Why were some FIS shares disposed of in Alexandra Dawn Brooks’ Form 4?

The disposition of 691 shares of FIS common stock was to satisfy withholding tax obligations related to restricted stock unit vesting. These shares were delivered at $51.05 per share to cover the tax liability rather than representing an open-market sale for investment purposes.

What are Alexandra Dawn Brooks’ FIS holdings after these Form 4 transactions?

After the reported transactions, Alexandra Dawn Brooks directly held 4,632 shares of FIS common stock and 4,814 restricted stock units. These figures reflect the net result of the RSU grant, RSU conversion into common stock, and shares withheld to cover tax obligations.

How do the restricted stock units granted to the FIS executive vest over time?

The restricted stock units granted to the FIS executive vest in three equal annual installments. Vesting begins on each anniversary of the grant date, meaning one-third of the units becomes deliverable as FIS common stock on each successive anniversary.

What transaction codes were used in the FIS Form 4 for Alexandra Dawn Brooks?

The Form 4 uses code A for the grant or award acquisition of restricted stock units, code M for the exercise or conversion of derivative securities, and code F for shares delivered to satisfy tax withholding related to restricted stock unit vesting.
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