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FIS EVP Caroline Tsai reports sale of 1,786 shares via 10b5-1 plan

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Caroline Tsai, EVP, CLO and Corporate Affairs of Fidelity National Information Services, Inc. (FIS), reported a sale of 1,786 shares of FIS common stock on 09/09/2025 at a price of $70 per share. The filing states the transaction was executed pursuant to a 10b5-1 plan established May 29, 2025. After the sale, Ms. Tsai beneficially owns 37,311 shares, reported in a Form 4 signed on 09/11/2025.

The Form 4 discloses a non-derivative disposition and identifies the reporting person and address. No derivatives, amendments, or additional transactions are reported in this filing.

Positive

  • Transaction executed under a 10b5-1 plan, indicating a prearranged sale that supports compliance with insider trading rules
  • Form 4 filed promptly and includes direct beneficial ownership post-transaction (37,311 shares), providing transparency

Negative

  • Reduction in insider's stake by 1,786 shares is reported, which modestly decreases direct ownership

Insights

TL;DR: Insider sold a small position under a prearranged 10b5-1 plan; disclosure appears routine and timely.

The sale of 1,786 shares at $70 under a 10b5-1 plan indicates a preplanned disposition rather than opportunistic trading. The remaining direct beneficial ownership of 37,311 shares is reported, providing transparency. There are no derivative positions or additional transactions disclosed, and the filing was signed two days after the transaction date, consistent with Section 16 reporting practices.

TL;DR: Governance signals are standard: use of a 10b5-1 plan and prompt Form 4 filing support compliance with insider-trading rules.

Execution under a documented 10b5-1 plan reduces ambiguity about intent and helps the company demonstrate control over insider trading risk. The Form 4 includes required identity and relationship details, and no amendments or exceptions are noted. This is a routine compliance disclosure rather than a material corporate event.

Insider Tsai Caroline
Role EVP CLO and Corp Affairs
Sold 1,786 shs ($125K)
Type Security Shares Price Value
Sale Common Stock 1,786 $70.00 $125K
Holdings After Transaction: Common Stock — 37,311 shares (Direct)
Footnotes (1)
  1. [object Object]
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tsai Caroline
(Last) (First) (Middle)
347 RIVERSIDE AVENUE
(Street)
JACKSONVILLE FL 32202
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Fidelity National Information Services, Inc. [ FIS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP CLO and Corp Affairs
3. Date of Earliest Transaction (Month/Day/Year)
09/09/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/09/2025 S(1) 1,786 D $70 37,311 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was effectued pursuant to a 10b5-1 Plan executed by the reporting person on May 29, 2025.
Remarks:
/s/ Caroline Tsai 09/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did the FIS insider sell on 09/09/2025?

The reporting person sold 1,786 shares of FIS common stock at $70 per share on 09/09/2025.

Was the sale by the FIS insider part of a prearranged plan?

Yes. The Form 4 states the transaction was executed pursuant to a 10b5-1 plan established on May 29, 2025.

How many FIS shares does Caroline Tsai own after the reported sale?

After the sale, Caroline Tsai beneficially owns 37,311 shares of FIS common stock.

What is Caroline Tsai's role at FIS as listed on the Form 4?

She is listed as EVP, CLO and Corporate Affairs and the Form 4 indicates an officer relationship to the issuer.

When was the Form 4 signed and filed?

The Form 4 bears a signature dated 09/11/2025.