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Fiserv (NYSE: FI) EVP reports 1,096-share tax withholding on RSU vesting

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Fiserv Inc. executive Andrew Gelb reported a tax-related share withholding. On 02/07/2026, 1,096 shares of Fiserv common stock were withheld at $60 per share to cover tax liability from vesting restricted stock units. After this non-market transaction, he beneficially owned 24,289 shares directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gelb Andrew

(Last) (First) (Middle)
600 N. VEL R. PHILLIPS AVENUE

(Street)
MILWAUKEE WI 53203

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FISERV INC [ FISV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Head of Fin. Sols.
3. Date of Earliest Transaction (Month/Day/Year)
02/07/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/07/2026 F 1,096(1) D $60 24,289 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.
Remarks:
/s/ Eric C. Nelson (attorney-in-fact) 02/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Fiserv (FI) executive Andrew Gelb report?

Andrew Gelb reported a tax-related share withholding of 1,096 Fiserv common shares. The shares were withheld at $60 per share to satisfy tax obligations arising from vesting restricted stock units, rather than being sold in an open-market transaction.

Was the February 2026 Fiserv (FI) insider transaction an open-market sale?

No, the transaction was not an open-market sale. The 1,096 Fiserv shares were withheld to pay tax liabilities related to vesting restricted stock units, as noted in the Form 4 footnote, rather than being sold for discretionary portfolio or cash-raising purposes.

How many Fiserv (FI) shares does Andrew Gelb hold after this Form 4 filing?

Following the 1,096-share tax withholding, Andrew Gelb beneficially owned 24,289 Fiserv common shares directly. This post-transaction balance reflects his remaining equity position after satisfying the tax obligation tied to the restricted stock unit vesting event.

What does transaction code "F" mean in the Fiserv (FI) Form 4 filing?

Transaction code "F" indicates a tax withholding transaction. In this Fiserv filing, 1,096 shares were withheld at $60 per share to cover taxes due when restricted stock units vested, rather than being an elective buy or sell order in the market.

What is Andrew Gelb’s role at Fiserv (FI) mentioned in the Form 4?

Andrew Gelb is identified as an officer of Fiserv, serving as EVP, Head of Financial Solutions. His position explains why equity compensation, including restricted stock units that vest and trigger tax withholding transactions, is part of his total compensation structure.

How was the price determined for the withheld Fiserv (FI) shares?

The Form 4 reports a price of $60 per Fiserv share for the 1,096 withheld shares. This figure is used to calculate the value of shares applied toward the executive’s tax liability stemming from the vesting restricted stock units on February 7, 2026.
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