36,799-share RSU grant to Fiserv (NASDAQ: FISV) chief legal officer

Rhea-AI Filing Summary

Fiserv Inc. reported that Chief Admin. and Legal Officer Adam L. Rosman received a grant of 36,799 restricted stock units on August 3, 2026. The award carries a stated price of $0.0000 per share, and one-third of the units vest on each anniversary of the grant date. Following this award, Rosman’s reported direct holdings in this security were 173,523 shares. The transaction is classified as a compensation-related acquisition rather than an open-market trade.

Insider Trade Summary

Net Buyer: 36,799 shares

Net Buy 1 txn

Insider Rosman Adam L.

Role Chief Admin. and Legal Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	36,799	$0.00	$0.00

Holdings After Transaction: Common Stock — 173,523 shares (Direct)

Footnotes (1)

1. F1. One-third of these restricted stock units vest on each anniversary of the grant date.

Key Figures

Restricted stock units granted: 36,799 shares Grant price: $0.0000 per share Direct holdings after grant: 173,523 shares +1 more

4 metrics

Restricted stock units granted 36,799 shares Grant to Chief Admin. and Legal Officer Adam L. Rosman on 2026-08-03

Grant price $0.0000 per share Stated transaction price per share for the restricted stock unit award

Direct holdings after grant 173,523 shares Total direct holdings of the reported security following the award

Vesting schedule One-third per year One-third of the restricted stock units vest on each anniversary of the grant date

Key Terms

restricted stock units, vest, grant date

3 terms

restricted stock units financial

"One-third of these restricted stock units vest on each anniversary"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vest financial

"restricted stock units vest on each anniversary of the grant date"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

grant date financial

"on each anniversary of the grant date"

The grant date is the day a company formally gives an employee or contractor the right to receive stock-based compensation, such as stock options or restricted shares. It matters to investors because it fixes key terms—like the price, the start of the ownership clock, and when the award will affect the company’s financial statements and share count—so it can influence dilution, reported expenses, and potential future selling pressure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/03/2026 - 06:24 PM Accepted by SEC EDGAR 08/03/2026 - 06:24 PM Learn about SEC filing dates

FAQ

What insider transaction did Adam L. Rosman report for FISV?

Adam L. Rosman reported receiving a grant of 36,799 restricted stock units tied to Fiserv’s common stock. The transaction is recorded as a compensation-related acquisition rather than a market purchase or sale, reflecting equity awarded in his role as Chief Admin. and Legal Officer.

How many FISV shares or units were awarded to Adam L. Rosman and at what price?

Adam L. Rosman was awarded 36,799 restricted stock units associated with Fiserv’s common stock. The Form 4 lists a transaction price of $0.0000 per share, indicating no cash purchase price for this compensation-related equity grant.

What is the vesting schedule for Adam L. Rosman’s new FISV restricted stock units?

The award vests in three equal annual installments. One-third of the 36,799 restricted stock units vests on each anniversary of the grant date, meaning Rosman earns the full amount over three years, subject to the vesting conditions remaining in place.

What are Adam L. Rosman’s FISV holdings after this reported grant?

After the reported grant, Adam L. Rosman’s direct holdings in the reported Fiserv security total 173,523 shares. This figure reflects his position immediately following the 36,799-unit restricted stock award disclosed in the Form 4 insider transaction report.

Was Adam L. Rosman’s FISV equity award made under a Rule 10b5-1 trading plan?

The Form 4’s Rule 10b5-1 checkbox is not marked as being pursuant to such a plan, indicating this restricted stock unit grant was not effected under a Rule 10b5-1 trading arrangement but instead appears as a standard compensation-related equity award.

Is the FISV Form 4 for Adam L. Rosman a market buy or sell?

The Form 4 describes a grant or award acquisition, not an open-market buy or sell. Code “A” identifies the transaction as a grant of 36,799 restricted stock units as compensation, with no reported sale of Fiserv common stock in this filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rosman Adam L.

(Last) (First) (Middle)

600 N. VEL R. PHILLIPS AVENUE

(Street)

MILWAUKEE WISCONSIN 53203

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FISERV INC [ FISV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Admin. and Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/03/2026		A		36,799(1)	A	$0	173,523	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. One-third of these restricted stock units vest on each anniversary of the grant date.

Remarks:

	/s/ Eric C. Nelson (attorney-in-fact)	08/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)