STOCK TITAN

FIVN: Andy Dignan Disposes 700 Shares Under 10b5-1 Plan

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Andy Dignan, President of Five9, Inc. (FIVN), reported a non-derivative sale of common stock: 700 shares sold at $26.16 on 08/01/2025. The Form 4 lists the sale as executed under a Rule 10b5-1 trading plan adopted on December 10, 2024, and shows 225,739 shares beneficially owned following the reported transaction, held directly.

The filing identifies the reporting persons relationship to the issuer as Officer with the title President. The Form 4 was submitted via attorney-in-fact Tiffany Meriweather. The disclosure is limited to the single reported sale and the stated plan adoption date.

Positive

  • Transaction executed under a Rule 10b5-1 plan, indicating the sale was prearranged and disclosed
  • Clear post-transaction ownership reported: 225,739 shares beneficially owned (direct)

Negative

  • None.

Insights

TL;DR: Officer sale under a prearranged 10b5-1 plan; holdings reported post-sale.

The Form 4 documents a single non-derivative disposition by Andy Dignan, President of Five9, totaling 700 shares at $26.16 on 08/01/2025. The filing explicitly states the transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2024, and reports 225,739 shares beneficially owned after the sale. From the disclosure alone, these are planned sales rather than ad-hoc trades.

TL;DR: Governance disclosure present; trade executed under documented plan.

The Form 4 identifies the reporting person as an officer (title: President) and records a sale pursuant to a documented 10b5-1 plan, which is an established compliance mechanism for insider trades. The report also records that the filing was made by an attorney-in-fact, Tiffany Meriweather. The disclosure is concise and limited to the single reported sale and resulting direct ownership figure.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dignan Andy

(Last) (First) (Middle)
C/O FIVE9, INC.
3001 BISHOP DR., STE. #350

(Street)
SAN RAMON CA 94583

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Five9, Inc. [ FIVN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/01/2025 S 700(1) D $26.16 225,739 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024.
Remarks:
/s/Tiffany Meriweather, attorney in fact 08/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Andy Dignan (FIVN) report on this Form 4?

The Form 4 reports a sale of 700 shares of Five9 common stock at a price of $26.16 on 08/01/2025.

Was the sale by the Five9 (FIVN) officer part of a planned program?

Yes. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2024, as stated in the filing.

How many Five9 (FIVN) shares does Andy Dignan own after this transaction?

The filing shows 225,739 shares beneficially owned following the reported transaction, held directly.

What is Andy Dignans role at Five9 as listed on the Form 4?

The Form 4 identifies the reporting person as an Officer with the title President.

Who signed or submitted the Form 4 for Andy Dignan?

The Form 4 indicates it was submitted by Tiffany Meriweather, attorney-in-fact for the reporting person.
Five9

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Software - Infrastructure
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United States
SAN RAMON