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  4. [Form 4/A] Fluent, Inc. Amended Insider Trading Activity

Fluent (FLNT) director Graff receives 21,249-share grant, updates post-split holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Graff David Allen reported acquisition or exercise transactions in this Form 4 filing.

Fluent, Inc. director David Allen Graff received a grant of 21,249 shares of common stock, bringing his direct holdings to 50,660 shares. The shares were awarded on June 4, 2024 at a stated price of $0.0000 per share, reflecting a compensation-related award rather than a market purchase.

The amended Form 4 also corrects a prior filing that did not fully capture the impact of Fluent’s 1-for-6 reverse stock split effectuated on April 11, 2024, and now confirms Graff’s post-transaction ownership as 50,660 shares of common stock.

Positive

  • None.

Negative

  • None.

Insights

Director received routine share grant; filing mainly fixes prior share count.

Director David Allen Graff was awarded 21,249 shares of Fluent, Inc. common stock at a stated price of $0.0000 per share. This is coded as a grant or award, indicating equity compensation rather than an open‑market transaction.

Following the grant, Graff directly holds 50,660 shares. The amendment explains that an earlier Form 4 misreported his post-transaction ownership because it did not fully reflect the company’s 1‑for‑6 reverse stock split on April 11, 2024. The update clarifies share counts without signaling a change in trading behavior.

Insider Graff David Allen
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 21,249 $0.00 $0.00
Holdings After Transaction: Common Stock — 50,660 shares (Direct)
Footnotes (1)
  1. F1. On June 5, 2024, the Reporting Person filed a Form 4 which inadvertently reported, that following his activity, the Reporting Person owned a total of 50,659 shares of common stock which amount did not accurately reflect the total impact for Issuer's 1-for-6 reverse stock split effectuated on April 11, 2024. As reported in this amendment, following the activity, the Reporting Person owned 50,660 shares of common stock.
Shares granted 21,249 shares Common stock award on June 4, 2024
Grant price per share $0.0000 per share Stated price for common stock grant
Shares owned after transaction 50,660 shares Director’s direct holdings following grant
Acquisition transactions in filing 1 transaction transactionSummary acquireCount
Reverse split ratio 1-for-6 Reverse stock split on April 11, 2024
reverse stock split financial
"the total impact for Issuer's 1-for-6 reverse stock split effectuated on April 11, 2024"
A reverse stock split reduces a company's number of outstanding shares while raising the price per share proportionally, so the total value of each investor's holding is unchanged; a 1-for-10 split turns 100 shares worth $1 each into 10 shares worth $10 each. Companies often do this to regain compliance with an exchange's minimum price rule or to attract investors who avoid very low-priced stocks.
Form 4 regulatory
"the Reporting Person filed a Form 4 which inadvertently reported"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
common stock financial
"the Reporting Person owned a total of 50,660 shares of common stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

What did Fluent (FLNT) director David Allen Graff report in this amended Form 4?
David Allen Graff reported receiving a grant of 21,249 Fluent common shares, raising his direct holdings to 50,660 shares. The amended Form 4 also corrects a previously misreported ownership figure related to the company’s 1-for-6 reverse stock split.

Is David Allen Graff’s Fluent (FLNT) Form 4/A transaction a market purchase or a grant?
The transaction is a grant or award of shares, not a market purchase. Code “A” and a price of $0.0000 per share indicate compensation-related equity, rather than buying shares on the open market at a trading price.

How many Fluent (FLNT) shares does David Allen Graff own after this transaction?
After the June 4, 2024 grant, David Allen Graff directly owns 50,660 shares of Fluent common stock. The amended filing corrects an earlier report that had understated this total due to reverse stock split adjustments.

Why did Fluent (FLNT) and David Allen Graff file an amended Form 4?
The amended Form 4 corrects the number of shares Graff owned after a prior transaction. The original filing did not fully reflect the impact of Fluent’s 1-for-6 reverse stock split on April 11, 2024, so the amendment updates his post-transaction holdings.

What reverse stock split is referenced in David Allen Graff’s Fluent (FLNT) Form 4/A?
The filing references a 1-for-6 reverse stock split by Fluent, effectuated on April 11, 2024. This corporate action consolidated every six existing shares into one, and the amendment ensures Graff’s reported holdings properly reflect that adjustment.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Graff David Allen
(Last)(First)(Middle)
C/O FLUENT, INC.
300 VESEY STREET, 9TH FLOOR
(Street)
NEW YORK NEW YORK 10282
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Fluent, Inc. [ FLNT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/05/2024		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
06/05/2024
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/04/2024A21,249A$050,660(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On June 5, 2024, the Reporting Person filed a Form 4 which inadvertently reported, that following his activity, the Reporting Person owned a total of 50,659 shares of common stock which amount did not accurately reflect the total impact for Issuer's 1-for-6 reverse stock split effectuated on April 11, 2024. As reported in this amendment, following the activity, the Reporting Person owned 50,660 shares of common stock.
/s/ David Graff06/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR