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Flowco Holdings (FLOC) EVP granted RSUs and performance-based PRSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Flowco Holdings Inc. reported an insider equity award for an officer serving as EVP, Production Solutions. The officer acquired 29,508 Class A common stock RSUs at a price of $0, bringing their directly held Class A common stock to 201,798 shares after the transaction. These RSUs vest in three equal installments on the first, second, and third anniversaries of the grant date, with accelerated vesting after a change in control.

The officer was also granted 39,344 performance-based restricted stock units (PRSUs), each tied to one share of Class A common stock, at an exercise price of $0. These PRSUs vest on the third anniversary of the grant date, can range from 0% to 200% of the target grant depending on performance conditions, and have accelerated vesting following a change in control. Following this grant, the officer beneficially owned 39,344 derivative securities directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Roberts Chad

(Last) (First) (Middle)
1300 POST OAK BLVD., SUITE 450

(Street)
HOUSTON TX 77056

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Flowco Holdings Inc. [ FLOC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Production Solutions
3. Date of Earliest Transaction (Month/Day/Year)
01/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/01/2026 A 29,508(1) A $0 201,798 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Based Restricted Stock Unit (2) 01/01/2026 A 39,344 (2) (2) Class A Common Stock 39,344 $0 39,344 D
Explanation of Responses:
1. Represents restricted stock units ("RSUs") that vest in three equal installments on the first, second and third anniversary of the award grant date, with accelerated vesting following a change in control of the Issuer. Each RSU represents a contingent right to receive one share of Class A Common Stock.
2. Each performance-based restricted stock unit ("PRSU") represents a contingent right to receive one share of Flowco Holdings Inc. Class A common stock, subject to certain performance conditions. This amount reflects PRSUs that were granted and vested at 200% of target. PRSUs vest on the third anniversary of the award grant date and can range from 0%- 200% of target grant amount, with accelerated vesting following a change in control of the Issuer.
Joel Lambert, attorney-in-fact 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider equity awards were reported for Flowco Holdings Inc. (FLOC)?

The filing reports that a Flowco Holdings Inc. officer received 29,508 restricted stock units (RSUs) of Class A common stock and 39,344 performance-based restricted stock units (PRSUs), each representing the right to receive one share of Class A common stock.

What is the role of the reporting person at Flowco Holdings Inc. (FLOC)?

The reporting person is an officer of Flowco Holdings Inc., serving as EVP, Production Solutions, as indicated in the relationship section of the filing.

How do the RSUs granted to the Flowco Holdings Inc. officer vest?

The 29,508 RSUs vest in three equal installments on the first, second, and third anniversaries of the grant date, with vesting accelerating upon a change in control of Flowco Holdings Inc.

How do the PRSUs granted at Flowco Holdings Inc. (FLOC) work?

Each PRSU represents a contingent right to receive one share of Flowco Holdings Inc. Class A common stock, subject to performance conditions. The filing notes an amount of 39,344 PRSUs that were granted and vested at 200% of target, with PRSUs vesting on the third anniversary of the award grant date and ranging from 0%–200% of target.

What was the acquisition price for the RSUs and PRSUs at Flowco Holdings Inc.?

Both the 29,508 RSUs and the 39,344 PRSUs reported in the filing were acquired at a price of $0 per unit, consistent with typical equity incentive awards.

How many Flowco Holdings Inc. shares does the officer own after this transaction?

After the reported transaction, the officer directly beneficially owned 201,798 shares of Flowco Holdings Inc. Class A common stock and 39,344 derivative securities (the PRSUs), as stated in the filing tables.

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