First Trust Mortgage Income Fund director files Form 3 showing 0 shares

First Trust Mortgage Income Fund director Thomas J. Driscoll filed an initial ownership report.

Rhea-AI Filing Summary

First Trust Mortgage Income Fund director Thomas J. Driscoll filed an initial ownership report. As of the event date of 09/04/2025, the filing shows he beneficially owns 0 common shares of the fund in direct form. This Form 3 is filed by one reporting person and serves as a baseline disclosure of his equity ownership status as a director of First Trust Mortgage Income Fund (FMY).

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Driscoll Thomas J.

Role Director

Type	Security	Shares	Price	Value
holding	Common Shares	--	--	--

Holdings After Transaction: Common Shares — 0 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does this Form 3 filing for FIRST TRUST MORTGAGE INCOME FUND (FMY) disclose?

It discloses that director Thomas J. Driscoll, as of 09/04/2025, reports beneficial ownership of 0 common shares of First Trust Mortgage Income Fund.

What is the relationship of the reporting person to FIRST TRUST MORTGAGE INCOME FUND (FMY)?

The reporting person is a Director of First Trust Mortgage Income Fund, as indicated by the checked box for Director in the filing.

How many FMY common shares does the director report owning on this Form 3?

In Table I, the director reports beneficial ownership of 0 common shares, held in direct (D) form.

Does the Form 3 show any derivative securities for FIRST TRUST MORTGAGE INCOME FUND (FMY)?

Table II for derivative securities is present but contains no listed derivative positions, indicating no reportable derivative securities in this filing.

Is this Form 3 filed by one or multiple reporting persons for FMY?

The box for Form filed by One Reporting Person is checked, meaning the report pertains only to this single director.

Who signed the Form 3 for FIRST TRUST MORTGAGE INCOME FUND (FMY)?

The form is signed "/s/ Thomas J. Driscoll, by Erin Klassman, attorney-in-fact, pursuant to a Power of Attorney" with a signature date of 01/06/2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/06/2026 - 01:53 PM EST Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Driscoll Thomas J.

(Last) (First) (Middle)

C/O FIRST TRUST ADVISORS L.P.

120 EAST LIBERTY DRIVE, SUITE 400

(Street)

WHEATON IL 60187

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/04/2025

3. Issuer Name and Ticker or Trading Symbol
FIRST TRUST MORTGAGE INCOME FUND [ FMY ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Thomas J. Driscoll, by Erin Klassman, attorney-in-fact, pursuant to a Power of Attorney	01/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.