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[Form 3] FEDERAL NATIONAL MORTGAGE ASSOCIATION FANNIE MAE Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Fannie Mae (FNMA) reported an initial statement of beneficial ownership on Form 3 for its Acting General Counsel.

The reporting person directly owns 1,805 shares of common stock, with the event dated 10/27/2025. The filing was made by one reporting person and lists no derivative securities.

Positive
  • None.
Negative
  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
KLEIN THOMAS LEE

(Last) (First) (Middle)
C/O FANNIE MAE
1100 15TH STREET NW

(Street)
WASHINGTON DC 20005

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/27/2025
3. Issuer Name and Ticker or Trading Symbol
FEDERAL NATIONAL MORTGAGE ASSOCIATION FANNIE MAE [ FNMA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Acting General Counsel
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,805 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Thomas L. Klein 10/28/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Fannie Mae (FNMA) disclose in this Form 3?

An initial beneficial ownership report by the Acting General Counsel.

How many FNMA shares were reported?

The reporting person directly owns 1,805 shares of common stock.

What is the relationship of the reporting person to FNMA?

The reporting person is an Officer, serving as Acting General Counsel.

What is the Form 3 event date for FNMA?

The event date is 10/27/2025.

Are there any derivative securities reported?

No. The filing lists no derivative securities.

Is this a joint filing?

No. It is filed by one reporting person.
Federal Nat

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17.73B
1.16B
24.17%
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