Forward Industries files resale prospectus supplement; Rule 424(b)(5)

Forward Industries (FORD) filed an 8‑K noting it has filed a resale prospectus supplement under Rule 424(b)(5) tied to its effective Form S‑3.

Accepted by SEC EDGAR 11/14/2025 - 04:19 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Forward Industries (FORD) filed an 8‑K noting it has filed a resale prospectus supplement under Rule 424(b)(5) tied to its effective Form S‑3. The supplement registers for resale certain shares of common stock that were previously issued in the Company’s September 2025 private placement. The filing also includes a legal opinion from Nason, Yeager, Gerson, Harris & Fumero, P.A. as Exhibit 5.1.

8-K Event Classification

2 items: 8.01, 9.01

2 items

Item 8.01 Other Events Other

Voluntary disclosure of events the company deems important to shareholders but not covered by other items.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Forward Industries (FORD) announce in this 8-K?

The company filed a resale prospectus supplement under Rule 424(b)(5) tied to its effective Form S-3, covering certain shares previously issued in a September 2025 private placement.

What securities are covered by FORD’s new prospectus supplement?

It registers for resale certain shares of Forward Industries’ common stock that were previously issued in the September 2025 private placement.

Is this a primary offering by Forward Industries (FORD)?

No. The disclosure describes a resale prospectus supplement registering previously issued common shares for potential resale.

Which rule governs the prospectus supplement filed by FORD?

Rule 424(b)(5) under the Securities Act of 1933.

What registration statement does the supplement relate to?

It relates to Forward Industries’ effective Registration Statement on Form S-3 (File No. 333-290312).

Was a legal opinion included with the filing?

Yes. A legal opinion from Nason, Yeager, Gerson, Harris & Fumero, P.A. was filed as Exhibit 5.1.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

______________

FORM 8-K

______________

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 14, 2025

Forward Industries, Inc.

(Exact name of registrant as specified in its charter)

New York		001-34780		13-1950672
(State or Other Jurisdiction		(Commission		(I.R.S. Employer
of Incorporation)		File Number)		Identification No.)

700 Veterans Memorial Hwy. Suite 100

Hauppauge, New York 11788

(Address of Principal Executive Office) (Zip Code)

(631) 547-3055

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, par value $0.01 per share	FORD	The NASDAQ Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ 

Item 8.01 Other Events.

On November 14, 2025, Forward Industries, Inc. (the “Company”) filed with the U.S. Securities and Exchange Commission a resale prospectus supplement (the “Resale Prospectus Supplement”) pursuant to Rule 424(b)(5) under the Securities Act of 1933, as amended, relating to the Company’s effective Registration Statement on Form S-3 (File No. 333-290312). The Resale Prospectus Supplement registers for resale certain shares of the Company’s common stock, par value $0.01 per share, previously issued in the Company’s September 2025 private placement.

The legal opinion of Nason, Yeager, Gerson, Harris & Fumero, P.A. relating to the legality of the shares is attached as Exhibit 5.1 to this Current Report on Form 8-K and is incorporated by reference herein.

Item 9.01 Financial Statements and Exhibits.

Exhibit No.		Exhibit Description
5.1		Opinion of Nason, Yeager, Gerson, Harris & Fumero, P.A., dated November 14, 2025.
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	FORWARD INDUSTRIES, INC.
Date: November 14, 2025	By:	/s/ Kathleen Weisberg
		Name: Kathleen Weisberg
		Title: Chief Financial Officer

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